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Compliance Officer

Compliance Officer

Compliance Officer South East Fantastic salary plus bonus and benefits Our client is a highly respected vendor and equipment finance company who operate across a broad range of assets and due to growth are looking to recruit a Compliance Officer to s...

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Senior Compliance Officer

Senior Compliance Officer

Do you have Senior Compliance Officer experience in Wealth Management / Financial Planning sector, and are you seeking a new hybrid job? Our client is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either ...

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AML Compliance Officer

AML Compliance Officer

3 days ago by Robert Half

Robert Half is assisting a global equipment finance company based in London to recruit a Operational Risk Compliance Manager paying 38 000 - 48 000 DOE The company provides vendor and equipment finance in the Technology, Transport, Industrial & Const...

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Compliance Officer / Consumer Duty - London

Compliance Officer / Consumer Duty - London

Compliance Officer / Consumer Duty - London Compliance Officer / Consumer Duty - City, London Our client is an award-winning financial services provider based in The City, specialising in areas such as HNW Mortgages, Wealth Management, General Insura...

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Compliance Officer / Consumer Duty - London

Compliance Officer / Consumer Duty - London

Compliance Officer / Consumer Duty - London Compliance Officer / Consumer Duty - City, London Our client is an award-winning financial services provider based in The City, specialising in areas such as HNW Mortgages, Wealth Management, General Insura...

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Compliance Officer / Consumer Duty - London

Compliance Officer / Consumer Duty - London

Compliance Officer / Consumer Duty - London Compliance Officer / Consumer Duty - City, London Our client is an award-winning financial services provider based in The City, specialising in areas such as HNW Mortgages, Wealth Management, General Insura...

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Compliance Officer / Consumer Duty - London

Compliance Officer / Consumer Duty - London

Compliance Officer / Consumer Duty - London Compliance Officer / Consumer Duty - City, London Our client is an award-winning financial services provider based in The City, specialising in areas such as HNW Mortgages, Wealth Management, General Insura...

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Senior Compliance Officer - 12M FTC

Senior Compliance Officer - 12M FTC

1 week ago by Reed

Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

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Senior Compliance Officer - 12M FTC

Senior Compliance Officer - 12M FTC

1 week ago by Reed

Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

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Compliance Officer (Investment Management) - REMOTE

Compliance Officer (Investment Management) - REMOTE

1 week ago by Clayton Davies Ltd

Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and pla...

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Compliance Officer. Russian Speaking. Fully Remote

Compliance Officer. Russian Speaking. Fully Remote

25 March by RSI LONDON Group

Division: Compliance Reports to: Head of Legal Base: Ideally the candidate should be based in the EU or the UK Responsibilities Manage bank / EMI / PSP accounts application processes for Group companies of different jurisdictions (EU, UK, North Ameri...

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Compliance Monitoring Officer - EMI

Compliance Monitoring Officer - EMI

1 week ago by Reed

Reed Finance is working closely with an EMI who is backed by a well-known banking group to hire for their compliance monitoring team. This position requires candidate to have strong experiences in compliance monitoring, oversights and audit within th...

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Compliance Monitoring Officer - EMI

Compliance Monitoring Officer - EMI

1 week ago by Reed

Reed Finance is working closely with an EMI who is backed by a well-known banking group to hire for their compliance monitoring team. This position requires candidate to have strong experiences in compliance monitoring, oversights and audit within th...

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Compliance Assistant

Compliance Assistant

10 April by Goodman Masson

Responsibilities: Responsibilities (brief): - Responsible for assisting the Compliance Team in the execution of their duties, and in particular duties concerning the oversight and management of Delegated Authority - Reporting to the Delegated Authori...

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Compliance Advisor FTC

Compliance Advisor FTC

9 April by Goodman Masson

Responsibilities (brief): Responsible for assisting the business in management of its Conduct Risk Framework, embedding the Consumer Duty and related tasks Support the CO/DCO in embedding, promoting and supporting a transparent, positive and proporti...

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Compliance Manager

Compliance Manager

22 April by Alexander Lloyd

Alexander Lloyd are pleased to be partnering with a recognised General Insurance provider on the recruitment of an experienced Compliance Officer for their London office on a hybrid working arrangement. Consumer Duty experience is a Must have. The su...

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