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Job Description: A highly respected Financial Advisory firm is looking for a T&C Manager to join the business. You will support their Financial Advisers on all aspects of training and competency. The role will involve taking responsibility for the fo...
Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and pla...
We are working with a successful Investment Management firm who are looking for an Investment Oversight Manager to join the business. The Investment Oversight Manager has a high level of autonomy over BAU processes and is responsible for driving chan...
We are working exclusively with a successful Investment Management firm who are looking for a Head of Compliance (SMF16/17) to report directly into the board. The role holder will be responsible for the independent oversight and management of the Com...
Our client, an independent Financial Advisory firm, are looking for an experienced Financial Adviser to join their team. As an employed Independent Financial Adviser, your role is to understand your clients current and future financial goals. Key Res...
Our client is a successful financial planning business who are looking for a Compliance Officer to join the team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing and monitoring effective complian...
Our client is a successful financial planning business who are looking for a remote based Compliance Officer to join the team. This role will play an important role in ensuring compliance with relevant legislation and procedures. The successful candi...
Our client, an independent Financial Advisory firm, are looking for an experienced Financial Adviser to join their team. As an employed Independent Financial Adviser, your role is to understand your clients current and future financial goals. Key Res...
Our client is looking for a Head of Financial Advice to join the business and lead a team of Financial Advisers, Paraplanners and Administrators to ensure the delivery of good-quality advice. Key duties will include: Overseeing and leading the team, ...
Our client, an independent Financial Advisory firm, are looking for an experienced Financial Adviser to join their team. As an employed Independent Financial Adviser, your role is to understand your clients current and future financial goals. Key Res...
Our client is a leading national IFA firm who are looking for a remote based Head of Compliance (SMF16 & SMF17) to join the business. The successful candidate will be expected to: Have strong compliance knowledge and understanding, enabling them to u...
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