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Compliance Monitoring Officer role available with a consultancy business that has a range of clients across the financial services market predominantly within wealth management dealing with IFA clients. You will be conducting file reviews and providi...
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Compliance Monitoring Officer Do you have a background within financial services? Are you currently working within a compliance, risk and regulatory role? If so this could be the perfect venture for you so get in touch with me today This is what you'...
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Reed Finance is working closely with an EMI who is backed by a well-known banking group to hire for their compliance monitoring team. This position requires candidate to have strong experiences in compliance monitoring, oversights and audit within th...
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Reed Finance is working closely with an EMI who is backed by a well-known banking group to hire for their compliance monitoring team. This position requires candidate to have strong experiences in compliance monitoring, oversights and audit within th...
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We are delighted to be working with this directly authorised firm of financial planners who look to go the extra mile when building long term relationships with their clients. Overall responsibility (SMF16) for the day-to-day compliance of the busine...
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Location: City of London (Hybrid Working Arrangements; onsite x4 days per week) Duration: 6 months initially Compensation: Excellent Salary and Benefits Offered (Depending on Experience) Are you a seasoned Compliance Officer with a robust background ...
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Trade Surveillance Officer City of London / Hybrid Permanent Up to 75,000 cer Financial are working alongside a financial advisor who are based in the City of London. They are seeking a Trade Surveillance Officer to work with them on a permanent basi...
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Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...
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Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...
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Compliance Officer: Kings Hill Monday- Friday 8:30am- 5:30pm 25- 30K GREAT BENEFITS including: Working From Home, Free Parking, Plenty of Socials Events and many more We are looking for an experienced compliance Officer to support with the ongoing su...
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Quality Control Officer Bath Up to 30k This is a fantastic opportunity for a Quality focussed individual to join our mortgage and savings provider client. This role is based in the Savings Operations team, providing vital support to the team surround...
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A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, a...
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Our client is a well-respected and growing Wealth Management firm. Due to continued growth and success the firm is looking to recruiter a Business Monitoring Officer to check the suitability of advice provided by Advisers to ensure a high standard in...
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Our client is a well-respected and growing Wealth Management firm. Due to continued growth and success the firm is looking to recruiter a Business Monitoring Officer to check the suitability of advice provided by Advisers to ensure a high standard in...
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Our client is a well-respected and growing Wealth Management firm. Due to continued growth and success the firm is looking to recruiter a Business Monitoring Officer to check the suitability of advice provided by Advisers to ensure a high standard in...
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Our client is a successful financial planning business who are looking for a Compliance Officer to join the team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing and monitoring effective complian...
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Compliance Officer, Stockport 70,000-80,000 Type: Permanent Reports to: Executive Committee My client is a hugely well respected and successful Financial Services Partner who is looking for a skilled and qualified Compliance Officer to assist them in...
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FRENCH SELECTION UK Commercial & Finance Division Manager - FRANCE Division Manager, Head of Division, Finance, France, French speaking, Bilingue Anglais, French Speaker, Management, Sales Manager, Directeur Commercial, Territory Manager, Area Sales ...
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SEVERAL Exciting Opportunities: Heads of Compliance (SMF16 and SMF17) UK Based FinTech's London and surrounding Hydrid roles As the Head of Compliance (SMF16 and SMF17), you will lead the compliance function and drive regulatory excellence within our...
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Are you a Regulatory Compliance SME or Technical Compliance Specialist with Financial Services experience? Do you have a 'roll your sleeves up’ kind of nature, and are looking for an exciting challenge with genuine career development? Our client, a l...
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Our client is a successful financial planning business who are looking for a remote based Compliance Officer to join the team. This role will play an important role in ensuring compliance with relevant legislation and procedures. The successful candi...
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Job Title: Compliance Onboarding Specialist Location: Central London (Office-based) A leading property finance lender, specialising in bridging loans (Regulated & Unregulated and BTL). Proud to have assisted numerous property professionals, business ...
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Deputy Money Laundering Reporting Officer (DMLRO) Financial Services London We are working with a leading independent bridging finance provider based in the United Kingdom. With a strong presence in the market, specialising in offering fast and flexi...
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Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and pla...
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Our client, a growing and well established business based just outside of Bicester, is seeking a Compliance Manager to join their busy team. Job Purpose To manage the businesses relationship with the FCA, ensuring that compliance is maintained at all...
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There are 48 Compliance Monitoring Officer jobs on Reed.co.uk right now.
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