21 Compliance Monitoring Officer Jobs in South East England

Recruiting a COMPLIANCE MONITORING ANALYST ROLE WITHIN A INVESTMENT AND PENSIONS BUSINESS in Oxfordshire. The role will require a candidate who will report to the Head of Compliance and CAML Compliance Officer. 100% office based 9am to 5pm & permanen...

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Recruiting a COMPLIANCE MONITORING ANALYST ROLE WITHIN A INVESTMENT AND PENSIONS BUSINESS in Oxfordshire. The role will require a candidate who will report to the Head of Compliance and CAML Compliance Officer. 100% office based 9am to 5pm & permanen...

Go to similar: Analyst jobs in south east england

Recruiting a COMPLIANCE MONITORING ANALYST ROLE WITHIN A INVESTMENT AND PENSIONS BUSINESS in Oxfordshire. The role will require a candidate who will report to the Head of Compliance and CAML Compliance Officer. 100% office based 9am to 5pm & permanen...

Go to similar: Analyst jobs in south east england

Compliance Analyst role within a London based Payments firm. Opportunity to learn and develop in a broad Compliance Analyst role. Client Details The client is a principle issuer of MasterCard and cross-border payments firm. Description Investigate SA...

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Equifind have teamed up with a financial services firm in London, who are looking to add a compliance analyst to join the business. The business has recently enjoyed some fresh investment, so they are looking to add to the team to match this appetite...

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Do you have Senior Compliance Officer experience in Wealth Management / Financial Planning sector, and are you seeking a new hybrid job? Our client is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either ...

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The client is looking for a Compliance Analyst who will be responsible for handling reporting of Financial Crime. The successful candidate will be based in their central London office and reporting to the Head of Compliance & MLRO. Client Details The...

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Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and pla...

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Deputy Money Laundering Reporting Officer (DMLRO) Financial Services London We are working with a leading independent bridging finance provider based in the United Kingdom. With a strong presence in the market, specialising in offering fast and flexi...

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The Compliance Officer will be supporting the Head of Compliance with the exciting and fast paced workload within the function. This is a fantastic opportunity to operate within a role full of broad responsibilities. Requirements: 2-5 Years experienc...

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This London-based firm is an established player in the Financial Services industry. With a large team of specialists, the company is recognised for its exceptional services and commitment to maintaining the highest standards of integrity and transpar...

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Your main responsibilities as the Compliance Officer will be oversight for the compliance function from both a platform and retail client perspective and you will provide advice on regulatory matters, including matters such as 'simplified advice' mod...

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Your main responsibilities as the Compliance Officer will be oversight for the compliance function from both a platform and retail client perspective and you will provide advice on regulatory matters, including matters such as 'simplified advice' mod...

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Location: Potters Bar or London Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as...

The purpose of the Junior Operations Analyst will be responsible for the day-to-day operations for our closed ended fund clients and support the team on the liquid strategies. This individual will join an existing team of 5 across operations and comp...

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My client are a Chartered Financial Planning firm renowned for its commitment to excellence. Winning the City Wealth Magic Circle award for Financial Advisory Firm of the Year consecutively for two years, they pride themselves on being an industry le...

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Bridging Finance Case Manager Mayfair, London Salary: 35-45k Hybrid (3 days in office, 2 days wfh) The role: This role marks a debut within a recently established boutique bridging lender very well equity backed by a very successful real estate group...

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Exclusive: Remote Part Time UK Head of Compliance & MLRO – IFA or Wealth Management Experience Required Ref: 4022G2 80K - 100K (pro rata) Remote (Southern England) We have been appointed by our Client, a Global Wealth Manager, who are looking to hire...

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Experience working within information security and privacy and broader risk management. Experience of assessing key documents such as frameworks, policies and procedures. Understanding and working knowledge of Privacy, Data Protection and Information...

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Responsibilities: Provide high-quality client-focused corporate governance advice to Boards and/or Committees to include: preparing agendas in line with business priorities and governance requirements; drafting, commissioning, reviewing and editing p...

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Robert Half is assisting a global equipment finance company based in London to recruit a Operational Risk Compliance Manager paying 38 000 - 48 000 DOE The company provides vendor and equipment finance in the Technology, Transport, Industrial & Const...

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