31 Compliance Monitoring Officer Jobs in United Kingdom

Compliance Monitoring Officer role available with a consultancy business that has a range of clients across the financial services market predominantly within wealth management dealing with IFA clients. You will be conducting file reviews and providi...

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Compliance Monitoring Officer Do you have a background within financial services? Are you currently working within a compliance, risk and regulatory role? If so this could be the perfect venture for you so get in touch with me today This is what you'...

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Reed Finance is working closely with an EMI who is backed by a well-known banking group to hire for their compliance monitoring team. This position requires candidate to have strong experiences in compliance monitoring, oversights and audit within th...

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Reed Finance is working closely with an EMI who is backed by a well-known banking group to hire for their compliance monitoring team. This position requires candidate to have strong experiences in compliance monitoring, oversights and audit within th...

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Compliance Officer: Kings Hill Monday- Friday 8:30am- 5:30pm 25- 30K GREAT BENEFITS including: Working From Home, Free Parking, Plenty of Socials Events and many more We are looking for an experienced compliance Officer to support with the ongoing su...

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Quality Control Officer Bath Up to 30k This is a fantastic opportunity for a Quality focussed individual to join our mortgage and savings provider client. This role is based in the Savings Operations team, providing vital support to the team surround...

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Compliance Analyst role within a London based Payments firm. Opportunity to learn and develop in a broad Compliance Analyst role. Client Details The client is a principle issuer of MasterCard and cross-border payments firm. Description Investigate SA...

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A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, a...

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Equifind have teamed up with a financial services firm in London, who are looking to add a compliance analyst to join the business. The business has recently enjoyed some fresh investment, so they are looking to add to the team to match this appetite...

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Our client is a successful financial planning business who are looking for a Compliance Officer to join the team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing and monitoring effective complian...

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Do you have Senior Compliance Officer experience in Wealth Management / Financial Planning sector, and are you seeking a new hybrid job? Our client is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either ...

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Compliance Officer, Stockport 70,000-80,000 Type: Permanent Reports to: Executive Committee My client is a hugely well respected and successful Financial Services Partner who is looking for a skilled and qualified Compliance Officer to assist them in...

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Our client is a successful financial planning business who are looking for a remote based Compliance Officer to join the team. This role will play an important role in ensuring compliance with relevant legislation and procedures. The successful candi...

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SEVERAL Exciting Opportunities: Heads of Compliance (SMF16 and SMF17) UK Based FinTech's London and surrounding Hydrid roles As the Head of Compliance (SMF16 and SMF17), you will lead the compliance function and drive regulatory excellence within our...

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The client is looking for a Compliance Analyst who will be responsible for handling reporting of Financial Crime. The successful candidate will be based in their central London office and reporting to the Head of Compliance & MLRO. Client Details The...

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Deputy Money Laundering Reporting Officer (DMLRO) Financial Services London We are working with a leading independent bridging finance provider based in the United Kingdom. With a strong presence in the market, specialising in offering fast and flexi...

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Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and pla...

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XTB UK is looking for a junior level compliance officer to join its current compliance team. The role covers a variety of areas and working closely with the Head of Compliance and MLRO to ensure that the organisation conducts business in a compliant ...

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Compliance Manager - Worcester/Gloucester - up to 55k - Full time/Part-time An exciting opportunity has arisen for an experienced compliance Manager to join a growing wealth management practice in their Droitwich/Gloucester office. The firm have been...

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Are you passionate about ensuring ethical conduct and regulatory adherence in the financial sector? Do you thrive in dynamic environments where your expertise can make a significant impact? If so, we have an exciting opportunity for you to join our c...

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About the role The Senior Compliance Advisory Manager is responsible for ensuring that the the business Group complies with all relevant laws, regulations, and internal policies. They will provide guidance and support to the business units to ensure ...

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MERJE are partnered with a leading Investment Management organisation in their search for a Regulatory Reporting Officer. This is a varied role which includes responsibility for performing the duties of the Treasury Back Office function, including th...

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City & Capital are currently representing a highly respected & fast growing investment house and commercial property finance lender who have retained our services to support the continued growth of their brand new in-house legal & compliance departme...

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Your main responsibilities as the Compliance Officer will be oversight for the compliance function from both a platform and retail client perspective and you will provide advice on regulatory matters, including matters such as 'simplified advice' mod...

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As Head of Fraud & Financial Crime you will be responsible for all elements of Fraud Investigation and Financial Crime monitoring for the company. You will help define or improve on Financial Crime related policies, strategies, and ensure that the bu...

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