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Compliance Manager Are you a meticulous and detail-oriented professional? Do you have a passion for ensuring that a company operates within legal and ethical boundaries? If so, we have an exciting opportunity for you. Our client, a leading organisati...
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Compliance Officer Lloyd Recruitment Services are delighted to be recruiting on behalf of a specialist finance provider that seek an experienced Compliance Officer to join their Compliance & Risk team. The client is an award winning organisation with...
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We are inviting applications for compliance officer position for an international bank based in city London . This is a 6 months contract to start immediately. Key Responsibilities: Performing Compliance Risk Assessments Second line oversight of the ...
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Exciting new role for a compliance professional with a background in Energy, Insurance or Regulatory Consulting who has gained some experience in a second line function and has a good base of knowledge of the FCA regulations. My client is an expandin...
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Job Advert: Compliance Officer Job Title: Compliance Officer Job Type: Permanent Hours: Full Time, 08:00 – 18:00, Monday to Friday Office Location: West End Salary: Market rate Benefits: Bonus, pension, healthcare and other benefits We have an exciti...
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About Us: BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our...
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My client is a leading Fintech Payments Company Reporting to the Chief Risk and Compliance Officer, the Compliance Officer will have an active role in driving the company's compliance strategies and plans. This role is ideal for a candidate who wishe...
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Our client, a small International Bank, seeks an experienced Compliance and AML professional to manage all aspects of compliance. JOB OVERVIEW Oversee the Compliance and AML function. Responsible for the Branch’s compliance with the UK regulatory sys...
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The team you will be joining is compact, allowing for a significant impact by each member. As a Compliance Analyst, your expertise will be pivotal in navigating the complex regulatory landscape, ensuring the firm's adherence to the highest standards..
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Position: Head of Compliance Location: London (with possible travel abroad) Full-Time Company Overview: Gold Grain Capital is a boutique firm specialising in structured and alternative investment products, custom securitisation solutions, and wealth ...
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Primary Details Time Type: Full time Worker Type: Employee Head of Compliance Monitoring London The Opportunity QBE Europe is currently recruiting for a Head of Compliance Monitoring to join a well-established and successful compliance team in our Lo...
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Compliance Monitoring Manager - Wealth and Asset Management London / Hybrid 75,000 - 85,000 per annum Strong experience within FCA regulation and compliance with specific focus on the Wealth and Asset Management sector. Exposure to compliance risk ma...
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My client an international bank are looking for a UK Head of Compliance (SMF16). This role will report to the C-Suite and have prior experience engaging with the regulator/FCA. Key Responsibilities: Managing UK Compliance team Building and maintainin...
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Are you passionate about ensuring compliance standards are met? Do you have a keen eye for detail and a strong understanding of regulations? Our client, a rapidly expanding financial services firm, is seeking a Compliance Manager to join their dynami...
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About us: LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a commitment to excellence in delivering the services our customers expect ...
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We are exclusively recruiting for leading international bank looking to hire a Governance & Compliance specialist. The role will be extremely broad, managing regulatory projects, regulatory change and horizon watching. Main Responsibilities Building ...
Vice President Compliance Investment Banking London – Up to 100,000 Gresham Hunt has been mandated by our UK Investment Banking client to find a new Compliance Advisory Officer. Our client is a top UK banking group, with a strong worldwide presence. ...
Responsibilities (brief): Responsible for assisting the business in management of its Conduct Risk Framework, embedding the Consumer Duty and related tasks Support the CO/DCO in embedding, promoting and supporting a transparent, positive and proporti...
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Are you a Compliance Champion? Do you have a keen eye for detail and a drive to safeguard against risk? Thrive in a dynamic environment where you can leverage your analytical and investigative skills? If you answered yes, then this senior compliance ...
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Job Title: Senior Compliance Advisor Department: Compliance Reports to: Head of Advisory. Compliance Team Overview The European Compliance department comprises four teams: Compliance Advisory, Compliance Ireland, Financial Crime Prevention and Core &...
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OUR IMPACT This is an exciting opportunity for an individual who is a self-starter who exudes energy, curiosity, and enthusiasm to join the firm's Compliance Testing Group to conduct detailed reviews covering the various firm businesses and divisions...
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Key Responsibilities: Address inquiries from external parties regarding market activity and internal controls for trading activities. Identify and escalate compliance issues to senior management, and assist in finding solutions. Approve access to con...
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Key Responsibilities Enhance, draft, and maintain policies, procedures, and other compliance-related governance documents Handle Market Soundings from external parties and manage trading restrictions and related activities Develop and deliver complia...
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This is a generalist compliance role. Candidates will ideally have circa 3-5 years financial services compliance experience and knowledge of implementing assurance and compliance processes. Key Skills Ideally 3-5 years relevant compliance experience ...
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A specialist Commodities business is looking to hire a Compliance Analyst to join their business to carry out day to day Compliance duties. This role will be based in the office 5 days a week. Main Responsibilities: Assist with enquires from exchange...
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There are 528 full-time Compliance jobs within 10 miles of Hertfordshire on Reed.co.uk right now.
Jobseekers searching for compliance jobs also search for legal jobs, risk jobs, compliance manager jobs, compliance administrator jobs, and compliance officer jobs.
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