683 Fca Jobs

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FCA Compliance Officer

FCA Compliance Officer

1 week ago by MERJE Ltd

Senior FCA Compliance Officer (FTC for 12 months) Manchester – Hybrid To 50,000 Benefits MERJE is currently seeking an experienced FCA Compliance Officer for a financial services company based in Manchester. The role is initially being recruited on a...

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Senior FX Sales

Senior FX Sales

17 May by OPTO TALENT LTD

Key Points Basic Salary of 45 - 80K Working with a leading FX Brokering company based in Central London. Aiming to increase headcount by over 30% this year alone. Dealing with public, private at corporate entities About The Company The company was fo...

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Pricing Administrator

Pricing Administrator

20 May by SS&C

Role Purpose To ensure all funds are priced accurately in accordance with the Scheme Particulars (Prospectus) and internal procedures. Ensure that FCA regulations are adhered to Manage and minimise risk, including reputational risk Ensure adherence t...

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Complaint Handler

Complaint Handler

3 May by Bamboo

Reports to: Complaints Team Leader Location: Southampton Central Hours: Full-time (37.5 hours per week) Benefits: Competitive Salary, Pension Scheme, Discretionary Bonus (based on individual and company performance), Life Cover (4x basic salary), 22 ...

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Regulatory Interaction Officer

Regulatory Interaction Officer

18 April by Eames Consulting

Eames is currently working with a leading insurer to hire a Regulatory Interaction Officer. This person will join the Central Compliance Team. Their main responsibilities will include assisting the Regulatory Interaction Manager in preparing regulato...

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HR Assistant

HR Assistant

Yesterday by Vermelo RPO

We're looking for a detail-oriented HR Administrator to join our fast-paced team. If you're passionate about people and enjoy a dynamic work environment, this role is for you. What You'll Do: Manage HR Queries: Oversee new starter offers, contracts, ...

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Compliance Officer

Compliance Officer

A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, a...

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Compliance Manager

Compliance Manager

9 May by Fram Search

Chartered financial planning firm Retail Financial Services Compliance and T&C experience required Hybrid working Fram Search are working on an exciting opportunity for a Compliance Manager to join a Chartered financial planning firm in West Sussex. ...

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Asset Management

Asset Management

Our client is an award-winning digital mortgage and savings platform, specialising in maximising affordability and helping people to buy sooner, who are looking to recruit a Client Asset Lead on a permanent and remote basis. The role comes with a com...

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Senior compliance manager

Senior compliance manager

4 days ago by Meraki Talent Limited

Senior Regulatory Compliance Financial technology firm West of England Meraki Talent are currently working with a with a well known wealth management company based in the West of England. There is an Excellent opportunity for an experienced senior co...

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Collections Agent

Collections Agent

Job Description Location - Hyde - SK14 Salary - 25,000 Consultants - Ben Harrison & Sarah Duffy Benefits - 9-5 Monday - Friday, CPD Training Programme, Pension Plan, Bonus Scheme. Company Overview: Our client, are a reputable collections agency regul...

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Compliance Advice Manager

Compliance Advice Manager

This is a critical role in the business to provide specialism in an Advisory capacity. The firm sits across Insurance and Investment, with experience in either sector highly desired. The Role Advise on all regulatory matters within the business Work ...

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Group Risk & Compliance Regulatory Change and Policy Manager

Group Risk & Compliance Regulatory Change and Policy Manager

This is a 2LOD Compliance role reporting directly to the Group Head of Compliance and CRO. The primary function of this role is to support the GRC function through FCA regulatory updates and developments. Responsibilities Keep the business in line wi...

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Administrator

Administrator

10 May by SS&C

Settlements Administrator Bolton Role Purpose Deliver exceptional levels of service in respect of the handling of client instructions. Ensuring adherence to relevant FCA regulations. Manage and mitigate risk, including to the firm’s reputation. Ensur...

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Complaints Handler

Complaints Handler

22 April by THC Recruitment

Complaints Handler Hybrid working My client was founded in 2006 with a mission to remove the complexity and hassle in finding and financing a car. They connect customers, lenders, and car dealerships across the UK. They are looking for Complaint exec...

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Corporate Associate

Corporate Associate

Join this prestigious law firm in the heart of London as a Corporate Associate, where you'll have the opportunity to thrive in a dynamic and thriving legal environment. As a key member of the esteemed Corporate team, you'll be at the forefront of adv...

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Regulatory Compliance Analyst

Regulatory Compliance Analyst

1 week ago by Heat Recruitment

Our client, a reputable and successful name within financial services, are seeking a Regulatory Compliance Analyst to join their current team. This is a great opportunity for applicants with a minimum of 12 month's experience within compliance, finan...

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Compliance Analyst

Compliance Analyst

Yesterday by Sanderson

Compliance Analyst Industry: Lloyd's Syndicate Hybrid 35,000 to 40,000 Role overview: A rapidly growing Lloyd's Syndicate is seeking a Compliance Analyst. This dynamic role suits candidates who thrive in a developing environment and can apply their e...

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Finance Manager

Finance Manager

29 April by Accountancy Action

Qualified Finance Manager Role 65k bonus, medical, 9% pension. 2 days in Central London Office SME environment (Finance team of 4). We are working with an SMEFCA Regulated Business in Central London looking for a Qualified Finance Manager to work wit...

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Financial Advisor

Financial Advisor

15 May by Reed

Reed Specialist Recruitment are proud to be representing one of the UK's largest financial networks, who are looking for a new Financial Advisor to help service their clients directly, working out of their head-office in Horsham. Main Duties and Resp...

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Financial Advisor

Financial Advisor

15 May by Reed

Reed Specialist Recruitment are proud to be representing one of the UK's largest financial networks, who are looking for a new Financial Advisor to help service their clients directly, working out of their head-office in Horsham. Main Duties and Resp...

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