35 Compliance Officer Jobs in London (east London)

Do you have Senior Compliance Officer experience in Wealth Management / Financial Planning sector, and are you seeking a new hybrid job? Our client is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either ...

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Senior compliance 6 Month contract Investment management Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Senior Compliance officer to join the...

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Your main responsibilities as the Compliance Officer will be oversight for the compliance function from both a platform and retail client perspective and you will provide advice on regulatory matters, including matters such as 'simplified advice' mod...

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AML Compliance Investment management 6 months ftc Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Senior AML/MAR Compliance officer to join th...

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Compliance Officer / Consumer Duty - London Compliance Officer / Consumer Duty - City, London Our client is an award-winning financial services provider based in The City, specialising in areas such as HNW Mortgages, Wealth Management, General Insura...

Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

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Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

Go to similar: Officer jobs in east london

Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and pla...

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Location: City of London (Hybrid Working Arrangements; onsite x4 days per week) Duration: 6 months initially Compensation: Excellent Salary and Benefits Offered (Depending on Experience) Are you a seasoned Compliance Officer with a robust background ...

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Reed Finance is working closely with an EMI who is backed by a well-known banking group to hire for their compliance monitoring team. This position requires candidate to have strong experiences in compliance monitoring, oversights and audit within th...

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Reed Finance is working closely with an EMI who is backed by a well-known banking group to hire for their compliance monitoring team. This position requires candidate to have strong experiences in compliance monitoring, oversights and audit within th...

Go to similar: Officer jobs in east london

Responsibilities (brief): Responsible for assisting the business in management of its Conduct Risk Framework, embedding the Consumer Duty and related tasks Support the CO/DCO in embedding, promoting and supporting a transparent, positive and proporti...

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Alexander Lloyd are pleased to be partnering with a recognised General Insurance provider on the recruitment of an experienced Compliance Officer for their London office on a hybrid working arrangement. Consumer Duty experience is a Must have. The su...

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We are looking to hear from experienced pragmatic compliance officers who would like to lead the compliance offering at a rapidly growing asset manager It is essential that you have an entrepreneurial aproach , are happy to undertake more routine act...

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SENIOR FRAUD ANALYTICS MANAGER 100,000 LONDON An exciting Fintech company is currently hiring for a Senior Fraud Analytics Manager. This role will work closely with the senior stakeholders in the business and drive huge value for the business. This r...

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Are you a Regulatory Compliance SME or Technical Compliance Specialist with Financial Services experience? Do you have a 'roll your sleeves up’ kind of nature, and are looking for an exciting challenge with genuine career development? Our client, a l...

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We are currently looking for an experienced, hands-on, and energetic Director of Compliance to join our FinTech clients London Office The ideal candidate will be responsible for leading the compliance function of their UK operations, including conduc...

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Trade Surveillance Officer City of London / Hybrid Permanent Up to 75,000 cer Financial are working alongside a financial advisor who are based in the City of London. They are seeking a Trade Surveillance Officer to work with them on a permanent basi...

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Chief Operating Officer Bridging Finance London We are working with a boutique Bridging Lender based in Mayfair, London. With a track record of providing innovative financing solutions, they specialise in bridging loans to facilitate property transac...

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We are seeking a highly skilled and motivated Compliance Manager to oversee the day-to-day operations of the Compliance Department in a city-based stockbroker and wealth management firm. Reporting directly to the Head of Compliance, the successful ca...

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Deputy Money Laundering Reporting Officer (DMLRO) Financial Services London We are working with a leading independent bridging finance provider based in the United Kingdom. With a strong presence in the market, specialising in offering fast and flexi...

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Up to 95,000 plus excellent bonus and benefits Hybrid Working Available Due to exciting growth and an increase in business needs, a fantastic opportunity has arisen to join an International Banking group in the heart of London as they seek a Deputy M...

Rev & Regs are recruiting for a Head of Risk & Compliance role for a rapidly growing tech-focussed Capital Markets company. Reporting to the Chief Operating Officer, the Head of Risk & Compliance will work closely with the board to develop fit for pu...

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We are seeking a dedicated Life Insurance Underwriter to join the team in a fast growing and successful Insurtech Life MGA. Reporting to the Chief Risk Officer (CRO), the successful candidate will be expected to: Evaluate applications that fall outsi...

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Are you an experienced banking professional? Do you have a keen eye for detail and a meticulous approach to work? Our client, a reputable investment banking organisation, is currently seeking a Loan Administration Senior Officer (Documentation) to jo...

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