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Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team on a permanent basis. As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk by undertaking inde...
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Our client, a successful firm operating in the Financial Advice sector, are looking for a Compliance Monitoring Officer to join the team on a permanent basis. Key Responsibilities: The role of the Compliance Monitoring Officer will be to support the ...
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Compliance Monitoring Officer Venn Group have partnered with an international banking firm in the City of London seeking an individual to join their Compliance Monitoring function on a permanent basis. In this pivotal role, you'll be instrumental in ...
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Not everyone wants a promotion. Not everyone dreams of moving into management or doing something different. Some people just love the job they do. But you can love your job and not love your company. When that happens and you come to look for your ne...
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Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile and welcoming o...
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Compliance Officer, Monitoring Location : London Reports to : Head of Compliance Monitoring Overview: My client, a well established Lloyd broker, is expanding internationally and seeks a Compliance Officer to support the 2nd line of defence. The role...
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Compliance Officer, Monitoring Location: London Reports to: Head of Compliance Monitoring Salary: 80,000 per annum Overview: A well established Lloyd broker, is expanding internationally and seeks a Compliance Officer to support the 2nd line of defen...
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Key responsibilities include but are not limited to: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Identify any gaps or weaknesses in the Plan and propose remedial actions. Day to day management of t...
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Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile and welcoming o...
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Compliance Monitoring Officer-French / German Speaking Role Overview & Purpose A leading wealth management firm, located in Manchester, is seeking a Compliance Monitoring Officer to join a newly formed European compliance team. The successful candida...
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Compliance Monitoring Officer-French / German Speaking Role Overview & Purpose A leading wealth management firm, located in Manchester, is seeking a Compliance Monitoring Officer to join a newly formed European compliance team. The successful candida...
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Compliance Monitoring Officer-French / German Speaking Role Overview & Purpose A leading wealth management firm, located in Manchester, is seeking a Compliance Monitoring Officer to join a newly formed European compliance team. The successful candida...
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MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects that del...
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At SEI we value our employees and believe in driving growth through change. Part of building brave futures is making a concerted effort to develop and challenge our employees to achieve their goals through internal job mobility. Summary : The SEI Gro...
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Job Description: Our client is a growing wealth management firm who are looking for a Compliance Monitoring Officer to join the team. As the Compliance Monitoring Officer, you will be responsible for reviewing advice files in line with agreed busines...
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Role responsibilities. Deliver a series of defined monitoring tests to ascertain the firm’s compliance with its regulatory and legal obligations. Delivery of compliance tests on time, in accordance with compliance monitoring plan schedule. Engage wit...
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Are you a dedicated Quality Analyst or Compliance Executive eager to transition into a rewarding career as a Compliance Monitoring Officer? Look no further With the prestigious ICA Certificate in your arsenal, you are already one step ahead. Let us h...
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MERJE is seeking a highly skilled Compliance Monitoring Officer to join a prestigious private bank. This role offers an exciting opportunity to contribute to the firm's compliance monitoring programme, ensuring regulatory and legal obligations are me...
Compliance Officer The role: A successful financial services business focused on supporting customers for the past 30 years with excellent customer service is now seeking to appoint a Compliance Officer. The role of Compliance Officer reports to Head...
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Compliance Officer - Bracknell, Berks - initial 6-month Contract 400pd (inside IR35) Play a key role in implementing and embedding the Risk & Compliance Framework for the UK operations of this global brand, having recently been authorised by the FCA ...
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This vital role supports this Insurance Group with its responsibilities to comply with Regulatory requirements, internal policies and procedures and meeting the expectations of business partners through due-diligence requests and audits. Indicative o...
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This vital role supports this Insurance Group with its responsibilities to comply with Regulatory requirements, internal policies and procedures and meeting the expectations of business partners through due-diligence requests and audits. Indicative o...
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Compliance Officer - Degree Apprenticeships Permanent / Full-Time 29,000 - 35,000 per annum Birmingham - 1x onsite per week Burman are seeking a detail-oriented and experienced Compliance Officer to join our public sector organisation in Birmingham. ...
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Our client, a highly successful Investment Management firm, are looking for a Compliance Officer to join the business. This role, reporting to the Head of Compliance, will undertake compliance/related projects and tasks across all the firm’s departme...
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We are looking for an Information Security Analyst to join us on a 3 month Fixed Term Contract. The role involves: Implementing information Security industry standard (ISO27001) documentation (framework, processes, procedures, policy etc) in complian...
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