17 Compliance Monitoring Officer Jobs in United Kingdom

The role of the Compliance Monitoring Officer is to provide a file review service to the clients. The file reviews will mainly be for medium to large financial services businesses. The Compliance Monitoring Officer will be responsible for providing f...

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A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, a...

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Equifind have teamed up with a financial services firm in London, who are looking to add a compliance analyst to join the business. The business has recently enjoyed some fresh investment, so they are looking to add to the team to match this appetite...

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The client is looking for a Compliance Analyst who will be responsible for handling reporting of Financial Crime. The successful candidate will be based in their central London office and reporting to the Head of Compliance & MLRO. Client Details The...

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Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and pla...

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Compliance Manager - Worcester/Gloucester - up to 55k - Full time/Part-time An exciting opportunity has arisen for an experienced compliance Manager to join a growing wealth management practice in their Droitwich/Gloucester office. The firm have been...

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About the role The Senior Compliance Advisory Manager is responsible for ensuring that the the business Group complies with all relevant laws, regulations, and internal policies. They will provide guidance and support to the business units to ensure ...

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Job Title: Model Risk Oversight Manager Salary: 70,000 per annum Working Model: Hybrid working Permanent Location: Leeds Act as a subject matter expert on all model risk thematic reviews to support the delivery of the Prudential Risk Oversight Plan. ...

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We are looking for an experienced Data Privacy Advisor to provide support across BX COO (Chief Operating Officer) & Functions within the team in the BX Chief Data Office (CDO). Candidates will be required to work from the office in central Glasgow 37...

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As Head of Fraud & Financial Crime you will be responsible for all elements of Fraud Investigation and Financial Crime monitoring for the company. You will help define or improve on Financial Crime related policies, strategies, and ensure that the bu...

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We are looking for an experienced Senior Data Privacy Advisor to provide support across the clients COO (Chief Operating Officer) & Functions within the team as part of the clients Chief Data Office (CDO). The successful candidate will work closely w...

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The purpose of the Junior Operations Analyst will be responsible for the day-to-day operations for our closed ended fund clients and support the team on the liquid strategies. This individual will join an existing team of 5 across operations and comp...

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My client are a Chartered Financial Planning firm renowned for its commitment to excellence. Winning the City Wealth Magic Circle award for Financial Advisory Firm of the Year consecutively for two years, they pride themselves on being an industry le...

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Bridging Finance Case Manager Mayfair, London Salary: 35-45k Hybrid (3 days in office, 2 days wfh) The role: This role marks a debut within a recently established boutique bridging lender very well equity backed by a very successful real estate group...

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Our client is seeking a bridging / second charge expert to lead their newly formed function / profit centre and meet strategic firm objectives. Having recently secured 100mln credit line (with another 100m earmarked for 2025), the brand are in expone...

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Responsibilities: Provide high-quality client-focused corporate governance advice to Boards and/or Committees to include: preparing agendas in line with business priorities and governance requirements; drafting, commissioning, reviewing and editing p...

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Robert Half is assisting a global equipment finance company based in London to recruit a Operational Risk Compliance Manager paying 38 000 - 48 000 DOE The company provides vendor and equipment finance in the Technology, Transport, Industrial & Const...

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