Primary Details Time Type: Full time Worker Type: Employee Head of Compliance Monitoring London The Opportunity QBE Europe is currently recruiting for...
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A Wealth Management business is looking to recruit a Compliance Monitoring Manager to join their business. Main Responsibilities Assist in the delivery of the annual compliance monitoring programme by undertaking agreed monitoring activities to a hig...
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Key responsibilities include but are not limited to: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Identify any gaps or weaknesses in the Plan and propose remedial actions. Day to day management of t...
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Primary Details Time Type: Full time Worker Type: Employee Head of Compliance Monitoring London The Opportunity QBE Europe is currently recruiting for a Head of Compliance Monitoring to join a well-established and successful compliance team in our Lo...
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Primary Details Time Type: Full time Worker Type: Employee Head of Compliance Monitoring London The Opportunity QBE Europe is currently recruiting for a Head of Compliance Monitoring to join a well-established and successful compliance team in our Lo...
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Monitoring and Testing Support of the M&T program in London and Ireland. Input into the development and maintenance of the UK and Ireland Compliance testing reviews methodology and associated procedures. Maintenance of the UK Compliance annual and mu...
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Compliance Monitoring Manager – Asset/Wealth Management (or ACD) Monitoring Experience Required Ref: 4023G 70K - 80K Good Benefits Hybrid (West End) Our client, a boutique wealth manager and part of a larger global banking Group, is looking to recrui...
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Six Month Contract – Stockbroking, Asset Management or PWM Compliance Monitoring Experience Required 4025G 70K - 80K pro-rata Hybrid/Kent We have been appointed by our Client, a boutique Retail & Institutional Stockbroker, who are looking to recruit ...
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Responsibilities: Perform pre-trade and post trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines. Work with CRO to maintain a compliance culture within the business. Evolving the framework of complia...
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A Wealth Management platform is looking to recruit a Deputy Compliance Officer to join the Compliance team in a newly created role as the business continues to expand. The successful individual should have a strong Compliance Monitoring background al...
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To support our growing team, we are looking for an experienced T&C Supervisor, who can also lead our internal quality initiatives (our “Excellence” process), alongside supporting the Financial Planning and Defined Contribution (DC) Consulting teams w...
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Our client is a specialist hedge fund, HQ'd in London. After recent good performance and the recent launch of new funds, they are now looking to add a Compliance Manager to their existing team in London. Reporting into the Chief Compliance Officer, t...
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A small European Bank has an exciting opportunity for an experienced Compliance Manager. Your responsibilities will include: Ensuring compliance policies/procedures are applied at all levels, and that any changes meet regulatory requirements and are ...
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We are working with a reputable hedge fund, headquartered in London. There is a requirement for an experienced Compliance Officer to join the existing Compliance team, reporting directly into the Chief Compliance Officer. This role will be generalise...
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Job description Plumber Bethlem Royal Hospital - BR3 3BX South London and Maudsley NHS Foundation Trust 37.5 hours per week - Monday - Friday 8.00 - 16.30 20.00 per hour Are you an experienced site plumber that can assist your local NHS Services in d...
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It’s important to note that the SM16 designation need not necessarily be taken on in the near future The firm manages close to $5billion and employs close to 50 staff globally The incumbent will Report directly to the CCO Oversee all aspects of regul...
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Compliance Technical Specialist Business Area: Group General Counsel Place of Work: London Contract Type: Permanent When you join USS, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop your caree...
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This London-based firm is an established player in the Financial Services industry. With a large team of specialists, the company is recognised for its exceptional services and commitment to maintaining the highest standards of integrity and transpar...
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The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with just over 500 employees and 51.4 billion worth of assets under management (as at 30th June 2023). Jupiter provides investment services to ...
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The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with just over 500 employees and 51.4 billion worth of assets under management (as at 30th June 2023). Jupiter provides investment services to ...
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Delegated Authority Assistant London, UK 30,000 - 35,000pa (depending on experience) Permanent, Full time Hybrid working Our client is looking for a Delegated Authority Assistant to join their team based in London. Responsible for assisting the Compl...
Delegated Authority Assistant London, UK 30,000 - 35,000pa (depending on experience) Permanent, Full time Hybrid working Our client is looking for a Delegated Authority Assistant to join their team based in London. Responsible for assisting the Compl...
Job Description: Job Title Fixed Income Markets Compliance Officer Location London Corporate Title AVP You will be a member of the Business Line Compliance (BLC) team providing support to the Fixed Income Business Division. The Compliance Department ...
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Job Description: Job Title Fixed Income Markets Compliance Officer Location London Corporate Title AVP You will be a member of the Business Line Compliance (BLC) team providing support to the Fixed Income Business Division. The Compliance Department ...
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Position: Head of Compliance Location: London (with possible travel abroad) Full-Time Company Overview: Gold Grain Capital is a boutique firm specialising in structured and alternative investment products, custom securitisation solutions, and wealth ...
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Job Description: Job Title International Private Bank (IPB) Business Line Compliance Location London Corporate Title Assistant Vice President/Vice President IPB is part of the wider Private Bank (PB) division of Deutsche Bank. This position reports d...
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