64 Compliance Monitoring Jobs in London (east London)

Are you a proactive Compliance professional, looking for your next FTC opportunity? Our client, a global leading Asset Management firm are hiring a Compliance Monitoring Manager on a 12 M FTC (maternity cover) within their dynamic London office. Offe...

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Reed Finance is working closely with an EMI who is backed by a well-known banking group to hire for their compliance monitoring team. This position requires candidate to have strong experiences in compliance monitoring, oversights and audit within th...

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Reed Finance is working closely with an EMI who is backed by a well-known banking group to hire for their compliance monitoring team. This position requires candidate to have strong experiences in compliance monitoring, oversights and audit within th...

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Location: City of London (Hybrid Working Arrangements; onsite x4 days per week) Duration: 6 months initially Compensation: Excellent Salary and Benefits Offered (Depending on Experience) Are you a seasoned Compliance Officer with a robust background ...

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A world-leading hedge fund seeks a dynamic Compliance Analyst to join their rapidly growing team. Key responsibilities will include: Participate in monitoring and surveillance of electronic and voice communications, as well as trading activities Supp...

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Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

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Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

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MERJE are working with a well established Investment manager in their search for a Head of Compliance. The Head of Compliance will be responsible for compliance with all applicable FCA & SEC regulations. Provision of technical advice, support & regul...

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Equifind have teamed up with a financial services firm in London, who are looking to add a compliance analyst to join the business. The business has recently enjoyed some fresh investment, so they are looking to add to the team to match this appetite...

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Rev & Regs are recruiting for a Compliance Associate role on behalf of an Investment Management firm, based in London. The successful candidate will require a technical understanding of equities, and fixed income markets, the trading of these instrum...

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About the job Compliance Technical Specialist Business Area: Group General Counsel Place of Work: London Contract Type: Permanent When you join the business, the size and scale of our pension scheme means you will have numerous opportunities to learn...

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MERJE are supporting a boutique Private Equity firm in their search for a Compliance Associate in London. You’ll be responsible for overseeing the day-to-day compliance monitoring program within a small legal and compliance team, engaging in a divers...

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SEVERAL Exciting Opportunities: Heads of Compliance (SMF16 and SMF17) UK Based FinTech's London and surrounding Hydrid roles As the Head of Compliance (SMF16 and SMF17), you will lead the compliance function and drive regulatory excellence within our...

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Compliance Analyst role within a London based Payments firm. Opportunity to learn and develop in a broad Compliance Analyst role. Client Details The client is a principle issuer of MasterCard and cross-border payments firm. Description Investigate SA...

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JSS Search are partnered with a household name E-Commerce brand to recruit a Marketplace Compliance Manager. As the Marketplace Compliance Manager, you’ll focus on payments-related relationships and processes (for example, with acquirers and payments...

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Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and pla...

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Compliance Technical Specialist Business Area: Group General Counsel Place of Work: London Contract Type: Permanent When you join USS, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop your caree...

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Do you have Senior Compliance Officer experience in Wealth Management / Financial Planning sector, and are you seeking a new hybrid job? Our client is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either ...

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Compliance Advisory Manager - Asset Management Are you an experienced Compliance professional looking to take on a new and exciting challenge? Look no further. Our client, a well-established and highly regarded Asset Management firm, is seeking a tal...

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One of the UK’s leading Investment Managers is currently seeking to recruit an Investment Associate to join one of their established teams. The role would suit a graduate or a graduate with 1 year’s office experience seeking learn and develop within ...

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Bovill is a global financial services regulatory consultancy with offices in London, Singapore, Hong Kong, and the Americas. We work with clients internationally on every element of regulation. We help firms build projects to respond to significant r...

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Bovill is a global financial services regulatory consultancy with offices in London, Singapore, Hong Kong, and the Americas. We work with clients internationally on every element of regulation. We help firms build projects to respond to significant r...

Go to similar: Associate jobs in east london

Bovill is a global financial services regulatory consultancy with offices in London, Singapore, Hong Kong, and the Americas. We work with clients internationally on every element of regulation. We help firms build projects to respond to significant r...

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Your main responsibilities as the Compliance Officer will be oversight for the compliance function from both a platform and retail client perspective and you will provide advice on regulatory matters, including matters such as 'simplified advice' mod...

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Job Title: KYC Support Manager VP Location: London Duration: 12 Months As a regulated entity the Bank has both a regulatory and statutory obligation to ensure it implements systems and controls necessary to mitigate the risks of the firm being used i...

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