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Compliance Manager

Compliance Manager

25 April by MARKET TALENT

We are currently working with a Commodities Firm who are seeking a Compliance Manager to join their team. As a Compliance Manager, you will be responsible for overseeing adherence to legal and internal regulations, playing a pivotal role in maintaini...

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Compliance Manager

Compliance Manager

My Investment Management client is looking for a Senior Compliance Manager to provide advice and guidance to the business on internal compliance matters. Other responsibilities; Manage trading restrictions and related activities Issue resolution on c...

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Compliance Manager

Compliance Manager

We are working with an ambitious, entrepreneurial and growing Life insurance company that is looking for a Compliance Manager to join their London office. Applications from suitably qualified candidates are also welcome for the company’s office in Sw...

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Compliance Manager

Compliance Manager

Compliance Manager This is part-time role as a very successful solicitors firm based in Mayfair London W1. 3 days a week Pro rata salary of 90,000 Compliance Manager Our client is looking for an experienced individual who possess a strong background ...

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Compliance Manager

Compliance Manager

29 April by MARKET TALENT

We are currently working with a Commodities Firm who are seeking a Compliance Manager to join their team. As a Compliance Manager, you will be responsible for overseeing adherence to legal and internal regulations, playing a pivotal role in maintaini...

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Compliance Monitoring Manager

Compliance Monitoring Manager

Are you a proactive Compliance professional, looking for your next FTC opportunity? Our client, a global leading Asset Management firm are hiring a Compliance Monitoring Manager on a 12 M FTC (maternity cover) within their dynamic London office. Offe...

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Compliance Manager Investment Products, MiFID, CASS

Compliance Manager Investment Products, MiFID, CASS

29 April by Harvey Nash

Job Brief The Risk & Compliance team plays a key role in protecting the clients customers and business. This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising on and overseeing the clien...

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Group Risk & Compliance Regulatory Change and Policy Manager

Group Risk & Compliance Regulatory Change and Policy Manager

This is a 2LOD Compliance role reporting directly to the Group Head of Compliance and CRO. The primary function of this role is to support the GRC function through FCA regulatory updates and developments. Responsibilities Keep the business in line wi...

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AML Compliance Officer

AML Compliance Officer

26 April by Robert Half

Robert Half is assisting a global equipment finance company based in London to recruit a Operational Risk Compliance Manager paying 38 000 - 48 000 DOE The company provides vendor and equipment finance in the Technology, Transport, Industrial & Const...

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EXCLUSIVE: CLIENT SERVICES & OPERATIONS MANAGER - DFM FILE REVIEW EXPERIENCE & COMPLIANCE KNOWLEDGE REQUIRED

EXCLUSIVE: CLIENT SERVICES & OPERATIONS MANAGER - DFM FILE REVIEW EXPERIENCE & COMPLIANCE KNOWLEDGE REQUIRED

Yesterday by eFinancialCareers

EXCLUSIVE: CLIENT SERVICES & OPERATIONS MANAGER – DFM FILE REVIEW EXPERIENCE & COMPLIANCE KNOWLEDGE REQUIRED Ref: 4004G 80K good benefits & bonus REMOTE (Southern England) We are exclusively recruiting for a Family Office Discretionary Fund Manager &...

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DC Pensions Consultant

DC Pensions Consultant

17 April by Aon

DC Pensions Consultant Do you want to work for a global market leader where you will manage your own exciting and varied portfolio of clients? Aon is hiring We are seeking a DC Pensions Consultant to join our team. This is a hybrid role with the oppo...

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CX Practitioner

CX Practitioner

13 May by Vermelo RPO

CX PRACTITIONER This is a remote position with the requirement to travel to London once a month. This is a key role in Markerstudy’s Customer Experience team whose main objective is supporting the business to improve the end-to-end experience our cus...

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Trade Surveillance Analyst

Trade Surveillance Analyst

Yesterday by CMC Markets

We are currently looking to recruit 3 Trade Surveillance Analyst's on 6 month fixed term contracts. Within the role you will be assisting the Financial Crime Manager (Pillar 1) in trade surveillance reviews, investigations, and reporting of STORs. Pl...

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Financial Services Administrator

Financial Services Administrator

Solasta Wealth Management is a well-established and highly successful Wealth Management practice providing bespoke face-to-face financial advice to individuals and businesses throughout the UK. As an appointed representative of St. James's Place Weal...

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