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Compliance Officer

Compliance Officer

1 week ago by Leigh Day

Compliance Officer - London Permanent, full time Competiive, plus benefits Role Reference - CA/BS/CW/MAY24 About Leigh Day We are a top 100 law firm committed to claimant-only cases, ensuring that individuals have the same access to justice as the UK...

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Compliance Officer

Compliance Officer

25 April by Heat Recruitment

Job Title: Compliance Officer - Wealth Management Location: Aylesbury, UK Salary - negotiable dependent on experience Benefits: 8% pension Group life cover 25 days of annual leave plus bank holidays and Christmas closure Opportunities for career prog...

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Compliance Manager

Compliance Manager

My Investment Management client is looking for a Senior Compliance Manager to provide advice and guidance to the business on internal compliance matters. Other responsibilities; Manage trading restrictions and related activities Issue resolution on c...

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Compliance Analyst

Compliance Analyst

Broad compliance role Leading Financial services business Hybrid working Meraki Talent are currently working with a fantastic organisation within the Asset Management sector. There is a Excellent opportunity for an experienced compliance analyst to j...

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Compliance Manager

Compliance Manager

We are working with an ambitious, entrepreneurial and growing Life insurance company that is looking for a Compliance Manager to join their London office. Applications from suitably qualified candidates are also welcome for the company’s office in Sw...

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Compliance Associate

Compliance Associate

3 days ago by REV & REGS LIMITED

Rev & Regs are recruiting for a Compliance Associate role on behalf of an Investment Management firm, based in London. The successful candidate will require a technical understanding of equities, and fixed income markets, the trading of these instrum...

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Compliance Analyst

Compliance Analyst

Equifind have teamed up with a financial services firm in London, who are looking to add a compliance analyst to join the business. The business has recently enjoyed some fresh investment, so they are looking to add to the team to match this appetite...

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Compliance Executive

Compliance Executive

8 May by Foster Denovo

About Us Foster Denovo currently boast over 120 Financial Advisers supported by around 250 employees across eight Foster Denovo offices throughout the UK. We have the scale and resource to provide exceptional advice and service to our clients, advise...

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Head of Compliance

Head of Compliance

13 May by MERJE Ltd

MERJE are working with a well established Investment manager in their search for a Head of Compliance. The Head of Compliance will be responsible for compliance with all applicable FCA & SEC regulations. Provision of technical advice, support & regul...

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Director of Compliance

Director of Compliance

We are currently looking for an experienced, hands-on, and energetic Director of Compliance to join our FinTech clients London Office The ideal candidate will be responsible for leading the compliance function of their UK operations, including conduc...

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Compliance Officer

Compliance Officer

2 days ago by eFinancialCareers

The Compliance Officer will be supporting the Head of Compliance with the exciting and fast paced workload within the function. This is a fantastic opportunity to operate within a role full of broad responsibilities. Requirements: 2-5 Years experienc...

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Compliance Analyst

Compliance Analyst

2 days ago by eFinancialCareers

Meraki Talent are currently working with a fantastic organisation within the Asset Management sector. There is a Excellent opportunity for an experienced compliance analyst to join their team, this role is based in central London and operates on hybr...

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AML Compliance Officer

AML Compliance Officer

26 April by Robert Half

Robert Half is assisting a global equipment finance company based in London to recruit a Operational Risk Compliance Manager paying 38 000 - 48 000 DOE The company provides vendor and equipment finance in the Technology, Transport, Industrial & Const...

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Compliance Monitoring Manager

Compliance Monitoring Manager

Are you a proactive Compliance professional, looking for your next FTC opportunity? Our client, a global leading Asset Management firm are hiring a Compliance Monitoring Manager on a 12 M FTC (maternity cover) within their dynamic London office. Offe...

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