1,157 Compliance Jobs in Charing Cross

Compliance Officer - London Permanent, full time Competiive, plus benefits Role Reference - CA/BS/CW/MAY24 About Leigh Day We are a top 100 law firm committed to claimant-only cases, ensuring that individuals have the same access to justice as the UK...

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We have a new and exciting opportunity for a Compliance Analyst to join our London team. Reporting into a Compliance Manager, your position will involve supporting the Compliance function in ensuring that the firm meets its regulatory objectives. Ple...

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Job Description: Job Title International Private Bank (IPB) Business Line Compliance Location London Corporate Title Assistant Vice President/Vice President IPB is part of the wider Private Bank (PB) division of Deutsche Bank. This position reports d...

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About Us Foster Denovo currently boast over 120 Financial Advisers supported by around 250 employees across eight Foster Denovo offices throughout the UK. We have the scale and resource to provide exceptional advice and service to our clients, advise...

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OUR PERKS Drive your own experience Learning and Development - Personal budget to support your development Smart Working Charter - Hybrid working Technology - Everything you need to work from home Empowering you to be your most authentic self Annual ...

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Job Advert: Compliance Officer Job Title: Compliance Officer Job Type: Permanent Hours: Full Time, 08:00 – 18:00, Monday to Friday Office Location: West End Salary: Market rate Benefits: Bonus, pension, healthcare and other benefits We have an exciti...

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About Us: BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our...

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Responsibilities: Responsibilities (brief): - Responsible for assisting the Compliance Team in the execution of their duties, and in particular duties concerning the oversight and management of Delegated Authority - Reporting to the Delegated Authori...

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Good knowledge of the FCA Rules Undertake monthly communications monitoring. Undertake other compliance monitoring in accordance with the firm’s CMP, under guidance from the Compliance Officer. Prepare reports in respect of all monitoring for review ...

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Maldon Partners are recruiting a Compliance Associate on a permanent basis for a boutique financial services firm based in the City of London. The firms offerings include wealth management, institutional trading and corporate broking, they have also ...

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Our client, a small International Bank, seeks an experienced Compliance and AML professional to manage all aspects of compliance. JOB OVERVIEW Oversee the Compliance and AML function. Responsible for the Branch’s compliance with the UK regulatory sys...

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The team you will be joining is compact, allowing for a significant impact by each member. As a Compliance Analyst, your expertise will be pivotal in navigating the complex regulatory landscape, ensuring the firm's adherence to the highest standards..

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About Us: BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our...

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A Wealth Management business is looking to recruit a Compliance Officer to join the advisory team. The role will require an individual comfortable advising the business on a daily basis and getting involved in a range of Compliance duties. Main Respo...

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Position: Head of Compliance Location: London (with possible travel abroad) Full-Time Company Overview: Gold Grain Capital is a boutique firm specialising in structured and alternative investment products, custom securitisation solutions, and wealth ...

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Mobile role with regular travel to London and the South-East area Developing a compliant safety culture… We have a fantastic new opportunity for a QHSE and Compliance Manager to provide day to day QHSE support to our Transport division. The QHSE and ...

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Primary Details Time Type: Full time Worker Type: Employee Head of Compliance Monitoring London The Opportunity QBE Europe is currently recruiting for a Head of Compliance Monitoring to join a well-established and successful compliance team in our Lo...

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Do you have a passion for ensuring smooth international trade while adhering to complex regulations? A leading Fortune 500 technology solutions provider seeks a skilled and experienced Corporate Trade Compliance and Operations Professional to join th...

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Working With Us The founder and sponsor of the Harris Federation, Lord Harris of Peckham, opened our first school in 1990. We have, over the past thirty years, implemented ideas and initiatives that have transformed the opportunities of pupils from w...

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OUR IMPACT The Compliance division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. As an independent control function and part of the firm's second...

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This is a generalist compliance role. Candidates will ideally have circa 3-5 years financial services compliance experience and knowledge of implementing assurance and compliance processes. Key Skills Ideally 3-5 years relevant compliance experience ...

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We are exclusively recruiting for leading international bank looking to hire a Governance & Compliance specialist. The role will be extremely broad, managing regulatory projects, regulatory change and horizon watching. Main Responsibilities Building ...

Key Responsibilities Enhance, draft, and maintain policies, procedures, and other compliance-related governance documents Handle Market Soundings from external parties and manage trading restrictions and related activities Develop and deliver complia...

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Job Title: Senior Compliance Advisor Department: Compliance Reports to: Head of Advisory. Compliance Team Overview The European Compliance department comprises four teams: Compliance Advisory, Compliance Ireland, Financial Crime Prevention and Core &...

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Vice President Compliance Investment Banking London – Up to 100,000 Gresham Hunt has been mandated by our UK Investment Banking client to find a new Compliance Advisory Officer. Our client is a top UK banking group, with a strong worldwide presence. ...