132 Compliance Director Jobs

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Director of Compliance

Director of Compliance

We are currently looking for an experienced, hands-on, and energetic Director of Compliance to join our FinTech clients London Office The ideal candidate will be responsible for leading the compliance function of their UK operations, including conduc...

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Compliance Officer

Compliance Officer

A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, a...

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Paraplanner

Paraplanner

26 April by MERJE Ltd

Senior Paraplanner Our client, a rapidly expanding and acquisitive Wealth Management firm are looking for a Senior Paraplanner to join and help shape their paraplanning function. As Senior Paraplanner you will be responsible for the assessment of fil...

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Trainee Compliance Consultant

Trainee Compliance Consultant

18 April by Ortus PSR

Are you interested in Compliance in the IFA market, we have a trainee role with a leading IFA firm who are looking to develop someone into a compliance position to support the Compliance Director. The salary range for the Compliance role is up to 33,...

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Paraplanner

Paraplanner

The role: A chartered firm of IFA’s is now seeking to appoint an experienced Paraplanner to work closely with a Chartered Financial Planner. Reporting to Compliance Director, the Paraplanner will be required to support a busy Chartered Financial Plan...

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Mortgage Advisor

Mortgage Advisor

Are you keen to join a financial services network based in Scotland specialising in helping Mortgage Advisors improve efficiency, increase sales and develop your business profitability in a safe and business manner? The Company With 40 advisers natio...

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Mortgage Advisor

Mortgage Advisor

Are you keen to join a financial services network based in Scotland specialising in helping Mortgage Advisors improve efficiency, increase sales and develop your business profitability in a safe and business manner? The Company With 40 advisers natio...

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Mortgage Advisor

Mortgage Advisor

Are you keen to join a financial services network based in Scotland specialising in helping Mortgage Advisors improve efficiency, increase sales and develop your business profitability in a safe and business manner? The Company With 40 advisers natio...

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Mortgage Advisor

Mortgage Advisor

Are you keen to join a financial services network based in Scotland specialising in helping Mortgage Advisors improve efficiency, increase sales and develop your business profitability in a safe and business manner? The Company With 40 advisers natio...

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Paraplanner

Paraplanner

13 May by Reed

Reed Financial Services are representing a Chartered firm of Independent Financial Planners. Based in Birmingham, this Paraplanner role will act to support the Financial Planner by carrying out the technical aspects of preparing for client meetings, ...

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Paraplanner

Paraplanner

13 May by Reed

Reed Financial Services are representing a Chartered firm of Independent Financial Planners. Based in Birmingham, this Paraplanner role will act to support the Financial Planner by carrying out the technical aspects of preparing for client meetings, ...

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Paraplanner

Paraplanner

13 May by Reed

Reed Financial Services are representing a Chartered firm of Independent Financial Planners. Based in Birmingham, this Paraplanner role will act to support the Financial Planner by carrying out the technical aspects of preparing for client meetings, ...

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Technical Sales Support

Technical Sales Support

2 hrs ago by NJR Recruitment

Senior IFA Support Edgbaston, Birmingham 30,000 DOE NJR are currently working with a chartered firm who are looking for a Technical sales support to join their team. The Technical sales support/Paraplanner will be required to carry out the technical ...

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Paraplanner

Paraplanner

2 hrs ago by NJR Recruitment

Paraplanner Edgbaston ,Birmingham 40,000 DOE NJR Recruitment are working with a chartered firm who is currently looking for an experienced Paraplanner to support a busy Chartered Financial Planner. You would be required to carry out the technical asp...

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Compliance Officer

Compliance Officer

25 April by Heat Recruitment

Job Title: Compliance Officer - Wealth Management Location: Aylesbury, UK Salary - negotiable dependent on experience Benefits: 8% pension Group life cover 25 days of annual leave plus bank holidays and Christmas closure Opportunities for career prog...

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Self Employed Protection Broker

Self Employed Protection Broker

26 October by Finlink Ltd

This role is for those who are experienced protection advisors with their own lead source or client bank. Those who are looking for a new home to join and want a truly self employed role, this could be of interest to you. Whilst this role is for thos...

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Head of Compliance

Head of Compliance

21 May by Tate

Job Title: Head of Compliance Location: Nottingham (Hybrid) Salary: 75,000 - 90,000 depending on experience We are partnering with a leading company based in Nottingham to recruit an experienced and dynamic Head of Compliance. This is a fantastic opp...

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Compliance Manager - IFA Firm - Part time or full time considered

Compliance Manager - IFA Firm - Part time or full time considered

1 May by Reed

Job Title: IFA Compliance Manager (Full/Part-Time Considered) Reports to: Director Location: Droitwich/Gloucester Job Purpose: As a Compliance Manager, you will play a pivotal role in the firm’s regulatory and risk framework. Your responsibilities in...

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Compliance Manager - IFA Firm - Part time or full time considered

Compliance Manager - IFA Firm - Part time or full time considered

1 May by Reed

Job Title: IFA Compliance Manager (Full/Part-Time Considered) Reports to: Director Location: Droitwich/Gloucester Job Purpose: As a Compliance Manager, you will play a pivotal role in the firm’s regulatory and risk framework. Your responsibilities in...

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Private Banking Executive

Private Banking Executive

Up to 45,000 plus bonus and benefits Hybrid working available Due to exciting growth and business needs, a fantastic opportunity has arisen to join a boutique Private Bank in the heart of London, as they seek a high-level support assistant to work di...

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