85 Compliance Director Jobs

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Compliance Officer

Compliance Officer

A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, a...

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Paraplanner

Paraplanner

26 April by MERJE Ltd

Senior Paraplanner Our client, a rapidly expanding and acquisitive Wealth Management firm are looking for a Senior Paraplanner to join and help shape their paraplanning function. As Senior Paraplanner you will be responsible for the assessment of fil...

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Trainee Compliance Consultant

Trainee Compliance Consultant

18 April by Ortus PSR

Are you interested in Compliance in the IFA market, we have a trainee role with a leading IFA firm who are looking to develop someone into a compliance position to support the Compliance Director. The salary range for the Compliance role is up to 33,...

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Paraplanner

Paraplanner

The role: A chartered firm of IFA’s is now seeking to appoint an experienced Paraplanner to work closely with a Chartered Financial Planner. Reporting to Compliance Director, the Paraplanner will be required to support a busy Chartered Financial Plan...

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Mortgage Advisor

Mortgage Advisor

Are you keen to join a financial services network based in Scotland specialising in helping Mortgage Advisors improve efficiency, increase sales and develop your business profitability in a safe and business manner? The Company With 40 advisers natio...

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Mortgage Advisor

Mortgage Advisor

Are you keen to join a financial services network based in Scotland specialising in helping Mortgage Advisors improve efficiency, increase sales and develop your business profitability in a safe and business manner? The Company With 40 advisers natio...

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Mortgage Advisor

Mortgage Advisor

Are you keen to join a financial services network based in Scotland specialising in helping Mortgage Advisors improve efficiency, increase sales and develop your business profitability in a safe and business manner? The Company With 40 advisers natio...

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Paraplanner

Paraplanner

13 May by Reed

Reed Financial Services are representing a Chartered firm of Independent Financial Planners. Based in Birmingham, this Paraplanner role will act to support the Financial Planner by carrying out the technical aspects of preparing for client meetings, ...

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Paraplanner

Paraplanner

13 May by Reed

Reed Financial Services are representing a Chartered firm of Independent Financial Planners. Based in Birmingham, this Paraplanner role will act to support the Financial Planner by carrying out the technical aspects of preparing for client meetings, ...

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Paraplanner

Paraplanner

13 May by Reed

Reed Financial Services are representing a Chartered firm of Independent Financial Planners. Based in Birmingham, this Paraplanner role will act to support the Financial Planner by carrying out the technical aspects of preparing for client meetings, ...

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Technical Sales Support

Technical Sales Support

Yesterday by NJR Recruitment

Senior IFA Support Edgbaston, Birmingham 30,000 DOE NJR are currently working with a chartered firm who are looking for a Technical sales support to join their team. The Technical sales support/Paraplanner will be required to carry out the technical ...

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Paraplanner

Paraplanner

Yesterday by NJR Recruitment

Paraplanner Edgbaston ,Birmingham 40,000 DOE NJR Recruitment are working with a chartered firm who is currently looking for an experienced Paraplanner to support a busy Chartered Financial Planner. You would be required to carry out the technical asp...

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Compliance Officer

Compliance Officer

25 April by Heat Recruitment

Job Title: Compliance Officer - Wealth Management Location: Aylesbury, UK Salary - negotiable dependent on experience Benefits: 8% pension Group life cover 25 days of annual leave plus bank holidays and Christmas closure Opportunities for career prog...

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Head of Compliance

Head of Compliance

21 May by Tate

Job Title: Head of Compliance Location: Nottingham (Hybrid) Salary: 75,000 - 90,000 depending on experience We are partnering with a leading company based in Nottingham to recruit an experienced and dynamic Head of Compliance. This is a fantastic opp...

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Compliance Manager - IFA Firm - Part time or full time considered

Compliance Manager - IFA Firm - Part time or full time considered

1 May by Reed

Job Title: IFA Compliance Manager (Full/Part-Time Considered) Reports to: Director Location: Droitwich/Gloucester Job Purpose: As a Compliance Manager, you will play a pivotal role in the firm’s regulatory and risk framework. Your responsibilities in...

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Compliance Manager - IFA Firm - Part time or full time considered

Compliance Manager - IFA Firm - Part time or full time considered

1 May by Reed

Job Title: IFA Compliance Manager (Full/Part-Time Considered) Reports to: Director Location: Droitwich/Gloucester Job Purpose: As a Compliance Manager, you will play a pivotal role in the firm’s regulatory and risk framework. Your responsibilities in...

Job hidden.
Mortgage Advisor

Mortgage Advisor

Yesterday by Finlink Ltd

Mortgage Advisor, Remote working Self employed 75% self gen commission, 50% for leads provided This role is for those who are self employed brokers who are looking to grow. The firm can directly support you in growing your own bank of clients as well...

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Paraplanner

Paraplanner

There is a fantastic opportunity here for an experienced Paraplanner to join a well-established Financial Services Practice in the heart of Bedfordshire. The company we are assisting is a growing practice with a great industry name, focused on provid...

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Company Secretary - Group

Company Secretary - Group

8 May by VICTUS SEARCH

Our client, an established offshore private wealth manager dedicated to the management, growth, and protection of wealth across family generations, is offering a unique and exciting opportunity to join the company at the Group level. Renowned for its...

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