34 Regulatory Jobs in West Midlands (County) (west Midlands County)

Job Description: Job Title Regulatory Adherence Specialist Location Birmingham Corporate Title Assistant Vice President The Regulatory Adherence Team is the 2nd Line control function responsible for the lifecycle for regulatory change and management ...

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Job Description: Job Title Auditor - Legal & Regulatory and Exam Management Location Birmingham Corporate Title Associate You will be part of the Group Audit Chief Administration Office (CAO) Legal & Regulatory and Exam Management team, reporting int...

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Job Description: Opportunity to join a very well known financial services business joining an established 2 nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance acr...

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LEAD CREDIT RISK ANALYST BIRMINGHAM UP TO 60,000 As a Lead Credit Risk Analyst, you will play a pivotal role in managing and enhancing our bank's credit risk strategies. Leveraging your expertise in credit risk analysis, you will contribute to the de...

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Description - External Be part of an exciting and unique team The Wealth Engagement Officer is a customer/client facing role where you will be contacting customers to maximise their wealth needs by holding robust individual reviews of their life and ...

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Role Purpose: Opportunity to join a financial services business to play a significant role supporting in the change and transformation of the implementation of a new cloud based core banking platform. The business operate a fully remote / flexible wo...

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Our client is a leading financial services institution that is committed to providing a range of bespoke banking solutions to their loyal customers. The company is currently seeking an experienced Operational Resilience Risk Manager to join their tea...

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Pensions Administrator We’re hiring Do you have strong attention to detail and commitment to provide ongoing quality? Do you prioritise customer satisfaction to achieve service level agreements? This is a hybrid role where you will be required to wor...

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Job Description: Job Title Compliance, Surveillance Analyst Location Birmingham Corporate Title Associate You will be joining a team based in Birmingham which performs a variety of surveillance tasks with respect to the Bank's Europe, Middle East & A...

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Head of Business Risk (Hybrid) Our client a leading banking institution are currently recruiting for the newly created role of Head of Business Risk (1LOD). This is an instrumental role for the business where you will be responsible for the creation ...

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Job Description: Job Title Client Delegated Reporting Location Birmingham Corporate Title AVP Regulatory Reporting Operations is a group who manage the transaction reporting completeness, timeliness, and accuracy, ensuring Deutsche Bank successfully ...

Assistant Compliance Manager - FTC Birmingham, West Midlands (with hybrid working) We are looking for 5 Assistant compliance managers on a fixed term basis. Working for Compliance means translating regulation into action, making sure the industry und...

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Are you looking to launch a rewarding career in the finance industry? Do you have a passion for helping clients achieve their financial goals? We are currently seeking motivated individuals to join our team as Trainee Wealth Managers. This is an exce...

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Trainee ESG Analyst Are you passionate about environmental, social, and governance (ESG) issues? Do you want to make a positive impact on the world by helping companies align their business practices with sustainable and responsible strategies? If so...

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Trainee Investment Manager Are you ready to embark on an exhilarating journey into the dynamic world of investment management? We are seeking highly motivated individuals with a passion for finance and a hunger for success to join our prestigious gra...

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We are a leading financial services firm specialising in equity analysis and investment strategies. We pride ourselves on our commitment to excellence, innovation, and cultivating talent. As a Graduate Equity Analyst, you will have the opportunity to...

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GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide com...

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GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide com...

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Job Description: Job Title Principal Auditor - IT Infrastructure Location Birmingham Corporate Title Assistant Vice President The Group Audit (GA) function comprises of 700 staff who take a proactive, risk based and independent approach to assist the...

THE LEGAL DIVISION We work at the intersection of finance and law, providing counsel and advice that support activities across the firm. We handle litigation and arbitration, perform research and due diligence, aid in financing and legal filings, dea...

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Background Analytics & Reporting (A&R) is a group within Risk Engineering in the Risk Division of Goldman Sachs. The group ensures the firm's senior leadership, investors and regulators have a complete view of the positional, market, and client activ...

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Independent Financial Adviser - Desk Based AFH Wealth Management is proud to be one of the UK’s leading independent financial advisory and wealth management firms. We believe that our success starts with our people. If you are determined to succeed a...

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WHO WE ARE The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, finan...

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WHAT WE DO Embedded in everything we do, risk management is key to effectively identifying, monitoring and anticipating the diverse array of risks the firm faces in serving clients and operating its global businesses. The Risk business is a team of s...

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OUR IMPACT The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial instit...

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