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Compliance Officer

Compliance Officer

2 days ago by eFinancialCareers

The Compliance Officer will be supporting the Head of Compliance with the exciting and fast paced workload within the function. This is a fantastic opportunity to operate within a role full of broad responsibilities. Requirements: 2-5 Years experienc...

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Compliance Officer part-time role 20 hours per week

Compliance Officer part-time role 20 hours per week

Yesterday by eFinancialCareers

This London-based firm is an established player in the Financial Services industry. With a large team of specialists, the company is recognised for its exceptional services and commitment to maintaining the highest standards of integrity and transpar...

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Compliance Officer

Compliance Officer

2 days ago by eFinancialCareers

Your main responsibilities as the Compliance Officer will be oversight for the compliance function from both a platform and retail client perspective and you will provide advice on regulatory matters, including matters such as 'simplified advice' mod...

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Enterprise Risk Specialist

Enterprise Risk Specialist

3 days ago by Canada Life

Location: Potters Bar or London Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as...

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Operational Risk Support Manager

Operational Risk Support Manager

A great career opportunity has arisen within our team as an Operational Risk Support Manager. As the Operational Risk Support Manager your focus will be on operational resilience and continuity of all important business services and functions to alig...

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Exclusive: Remote Part Time UK Head of Compliance & MLRO - IFA or Wealth Management Experience Required

Exclusive: Remote Part Time UK Head of Compliance & MLRO - IFA or Wealth Management Experience Required

Exclusive: Remote Part Time UK Head of Compliance & MLRO – IFA or Wealth Management Experience Required Ref: 4022G2 80K - 100K (pro rata) Remote (Southern England) We have been appointed by our Client, a Global Wealth Manager, who are looking to hire...

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