IFA Servicing Advisor

IFA Servicing Adviser

Salary: £40k -£50k + bonus structure and great company benefits

Location: Burgess Hill - office based

Hours: Mon - Fri 9am - 17.00pm

Free parking

To apply for this role, you must have a minimum Level 4 Diploma (Financial services)

My client is a highly respected and well-established wealth management organisation that is looking to for a bright and articulate individual to join their servicing team, where you will be servicing an existing portfolio of clients for all their personal financial planning requirements.

You will already have a background within an IFA/ Wealth management organisation and be Level 4 Diploma qualified with an aim of achieving chartered status.

Responsibilities:

• Liaising with clients over the phone, teams and correspondence in line with the organisations business plan.
• Contacting existing clients in accordance with agreed level of services offered.
• Making sure client information is obtained accurately before any recommendations is made.
• Ensuring the portfolio are managed in accordance with the client’s mandate, objective and firm’s investment proposition.
• Undertaking appropriate product and market research
• Making sure all supporting documents are maintained.
• Dealing with client queries in a timely manner.
• Prospecting and contacting clients in accordance with the firm’s business plan.
• Ensuring that you can identify clients who are vulnerable or are in potentially vulnerable circumstances, to treat them fairly and provide appropriate advice.
• Responding to all compliance requests in a timely manner.
• Ensuring relevant CPD is maintained and recorded accurately.
• Keeping up to date with relevant regulatory, product, legislative and technical requirements.
• Ensuring compliance with the FCA’s conduct rules.
• Liasing with admin support, Paraplanners and other departments.
• Ensuring client files are compliant on an ongoing basis.

The right candidate will have the following skills and experience to apply:

• Proven background within an IFA/Wealth management organisation dealing with client financial planning needs.
• Level 4 Diploma with an aim of achieving Chartered status.
• Excellent knowledge and awareness of relevant legislation that affects the financial services industry.
• Ability to compile reports.
• Great communication skills both written and oral.
• Great IT skills.
• Sound knowledge of FCA regulations and compliance.
• Personable, professional and a strong team player.

This is a great opportunity to join a reputable and forward-thinking organisation that offers great training, further study, outstanding company benefits and the opportunity to further your career within a friendly working environment. To be considered for this role please submit your CV ASAP.