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36

Financial Services - Compliance jobs in Manchester

 
Email me jobs like these
  • Compliance-Manchester-Salary - £20,000 - £25,000

    Shortlist
    • £20,000 - £25,000 per annum
    • Manchester
    • 4 days ago
    • 3 applications

    Title - Compliance Location - Manchester Salary - £20,000 - £25,000 An excellent opportunity to join a growing and forward thinking IFA firm in the North West. My client is seeking an individual with experience working within an IFA background and a broad industry knowledge. You will benefit from...

  • Complaints Officer

    Shortlist
    • £18,000 per annum
    • Sale
    • 4 days ago
    • 7 applications

    Complaints Officer Reporting to: Compliance & Complaints Company Information Harrington Brooks is one of the longest established Debt Management companies in the country, with over 15 years experience in the sector and over 63,000 paying clients. As well as Debt Management Programmes, we offer...

  • Business Quality Advisor

    Shortlist
    • £30,000 - £35,000 per annum, inc benefits
    • Salford Quays
    • 16 February
    • 17 applications

    A superb opportunity has arisen for a business quality advisor - compliance officer in the Manchester area. Job Purpose To carry out business quality reviews in accordance with the risk based business quality monitoring programme. Assess the quality of advice and adherence to business standards and...

  • Compliance Officer

    Shortlist
    • £30,000 - £35,000 per annum, inc benefits
    • Old Trafford
    • 16 February
    • 55 applications

    An exciting opportunity has arose with a leading financial services practice for a Regulatory Adviser in the Manchester area. You will need to have experience in this sector of financial services and some relevant qualifications working towards Diploma Level 4 Job Purpose To contribute to and operate...

  • compliance consultant

    Shortlist
    • £35,000 - £40,000 per annum
    • Manchester
    • 19 March
    • 2 applications

    THIS ROLE WOULD IDEALLY FIT A PARA PLANNER LOOKING TO MOVE IN TO A COMPLIANCE ROLE Job Purpose Aligned with Company strategy and core values, the role involves providing template reports covering all aspects of comprehensive financial planning and individual areas of financial advice (and related matters)...

  • Quality Officer

    Shortlist
    • £16,000 - £18,000 per annum
    • Sale
    • 19 March
    • 5 applications

    Quality Officer Reporting to: Compliance Manager Locations: Sale, Manchester Salary: Up to £18,000 per annum Hours: 40 per week Company Information Harrington Brooks is one of the longest established Financial Solutions companies in the country. Established in 1998 we have over 15 years experien...

  • Inbound Call Handler - Manchester

    Shortlist
    • Salary negotiable
    • Manchester
    • 19 March
    • 19 applications

    Interaction Recruitment are the UK's fastest growing independent recruiter with offices Nationwide. We operate within the Commercial, Industrial, IT, HR, Engineering and Local Government sectors. This Manchester City Centre based contact centre are currently recruiting passionate and driven individuals...

  • Wealth Management Regulatory Consultant

    Featured
    Shortlist
    • £30,000 - £35,000 per annum
    • Salford
    • 3 days ago
    • 0 applications

    Job Description A large Wealth Management firm who provides organisations with regulatory and compliance support is looking to add to their team by hiring a Regulatory Consultant. You will be expected to co-ordinate regulatory updates and the impact of these to the member firms and keeping all clients...

  • PMO - Financial Crime

    Shortlist
    • £30,000 - £40,000 per annum
    • Manchester
    • 18 March
    • 8 applications

    A Tier 1 investment bank currently require a PMO to join their Financial crime team with focus on a Customer Sanctions workstream. Duties of the PMO will include: Support the programme governance model Production of key Programme Office deliverables, including programme plans, financials, status reporting...

  • Risk Manager (MI Reporting)

    Shortlist
    • £50,000 - £60,000 per annum
    • Manchester
    • 3 days ago
    • 2 applications

    Job Description: Our client is a leading financial services organisation looking to recruit Risk Manager (MI Reporting) to support the oversight of the overall enterprise wide risk management reporting across the business. The role- Coordinate the production of the CRO Risk Report, ensuring the...

  • Complaints Officer

    Shortlist
    • £18,000 - £20,000 per annum
    • Sale
    • 3 days ago
    • 6 applications

    Complaints Officer Reporting to:  Compliance & Complaints Company Information Harrington Brooks is one of the longest established Debt Management companies in the country, with over 15 years experience in the sector and over 63,000 paying clients. As well as Debt Management Programmes, we offer...

  • Call Compliance Officer - FCA, SAF Call Monitoring

    Shortlist
    • £25,000 - £30,000 per annum
    • Manchester
    • 18 March
    • 18 applications

    Call Compliance Officer - FCA, SAF Call Monitoring One of Manchester’s fastest growing online financial services firms , shortly entering the top 100 places to work, requires a Financial Services/Insurance experienced Call Compliance & Monitoring Specialist to manage the adherence to regulatory...

  • Compliance Manager

    Shortlist
    • £40,000 - £55,000 per annum
    • Manchester
    • 13 March
    • 7 applications

    To discuss the role in greater detail please contact Richard Abelson on or send through your CV to The Client- My client is an asset manager with a number of funds under management. They manage investments in businesses, property and secured lending both in the UK and Internationally. The role-...

  • Group Regulatory and Compliance Manager

    Shortlist
    • £30,000 - £55,000 per annum
    • Stockport
    • 12 March
    • 4 applications

    Group Regulatory & Compliance Manager Stockport £30000 - £55000 depending on experience A Group Regulatory & Compliance Manager is required with expertise, knowledge and understanding of both the Mortgage and Debt Management sectors, with specific up to date knowledge of the legislation and requirements...

  • Compliance Officer

    Shortlist
    • £25,000 - £50,000 per annum
    • Stockport
    • 10 March
    • 9 applications

    Compliance Officer Basic £35,000 - £50,000 Stockport Hours: 9AM-5PM A Compliance Manager is required with industry expertise, knowledge and understanding of CCA and FSA legislation, including the Mortgage Market Review. Role is to implement, manage and monitor lending activity within the group of companies...

  • Head of Conduct Risk

    Shortlist
    • £55,000 per annum
    • Manchester
    • 9 March
    • 4 applications

    A leading specialist law firm are looking of a Head of Conduct Risk to join their debt collection agency based in Manchester. As the Head of Conduct Risk you will support and assist the Director of Group Risk and Compliance with the development and maintenance of effective practice management. Key responsibilities...

  • Financial Services/Compliance Administrator

    Shortlist
    • £14,500 per annum
    • Altrincham
    • 16 February
    • 7 applications

    My client is Financial Services, based in Altrincham, seeking to appoint an Administrator for a 6 month temporary contract. This role will involve providing administration support to the Paraplanning and Compliance teams. The ideal candidate will have previous financial services experience, preferably...

  • Head of Conduct Risk Associate

    Shortlist
    • £55,000 - £65,000 per annum
    • Manchester
    • 6 March
    • 10 applications

    BWE Recruitment is currently recruiting for one of the UK’s leading legal firms. Our client has a position available for a Head of Conduct Risk Associate to join their established team based in Manchester. Duties: Review customer requirements and making sure they are met via production of MI and dashboards...

  • Enterprise Risk Leader

    Shortlist
    • Competitive salary
    • Manchester
    • 6 March
    • 7 applications

    GE Capital’s Working Capital Solutions (WCS) business is looking to hire an Enterprise Risk Leader to join the global team. The Enterprise Risk Leader will be responsible for providing leadership in key areas of enterprise risk, including the development of risk policy framework, assessing risk appetite...

  • Shortlist
    • £18,000 - £23,000 per annum
    • Manchester
    • 5 March
    • 27 applications

    Our client is a leading IFA and they work out of prestigious office based in the heart of Manchester. They focus on ethically responsible investment advice and that makes a difference to its driving force behind their success. They are looking to add to their successful team a well organised strong...

  • Head of Conduct Risk

    Shortlist
    • Salary negotiable
    • Manchester
    • 5 March
    • 8 applications

    Professional and expanding firm would like to recruit a Head of Conduct Risk - Associate to work within a niche part of this business. They have the desire to be a leading provider of debt services and part of this drive is the process to strengthen their industry leading compliance team. They wish...

  • Head / Director of Compliance

    Shortlist
    • Salary not specified
    • Manchester
    • 5 March
    • 3 applications

    My Client are a growing financial services business, specialising within secured and unsecured Lending. Due to growth we now require an accomplished Compliance leader to drive policy and procedures on regulatory compliance matters, management practices and standards to ensure the organisation remains...

  • Specialist Compliance Adviser (Financial services)

    Shortlist
    • £28,000 - £36,000 per annum
    • Altrincham
    • 9 January
    • 57 applications

    Specialist Monitoring Adviser Altrincham Salary £28,000 - £36,000 plus package My client is one of the largest financial advisory networks in the UK. The area of their business that they are currently recruiting for is the support services business for directly regulated advisers. The purpose for...

  • Compliance assistant / ifa sales support

    Shortlist
    • £19,000 - £23,000 per annum
    • Manchester
    • 27 February
    • 9 applications

    James Phillip Financial Recruitment are pleased to be working with a successful Manchester City centre based IFA brokerage. Who are looking to expand their technical support team with the recruitment of a finance and compliance assistant / ifa sales support. You will be responsible for processing and...

  • Compliance Assistant - Manchester City Centre - to £23,000

    Shortlist
    • £18,000 - £23,000 per annum, negotiable
    • Manchester
    • 24 February
    • 10 applications

    Company I well known and established firm of Independent financial advisers are looking to expand their technical support team with the recruitment of a finance and compliance assistant a based in their Manchester City Centre offices. Role You will be responsible for processing and reconciling adviser...

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