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21

Financial Services - Compliance jobs in Manchester

 
  • Financial Services Compliance Manager

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    • £30,000 - £50,000 per annum
    • Bolton
    • 4 April
    • 6 applications

    Role Purpose Keep up-to-date with regulatory developments and ensure that senior management and decision makers are advised in a timely manner of all changes to the rules Review job role of all approved persons and key persons as required Principal Accountabilities Be suitably qualified and of senior...

  • Financial Services Internal Auditor

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    • £39,000 - £45,000 per annum
    • Manchester
    • 4 days ago
    • 1 applications

    Hudson James Human Capital Group are currently sourcing a Senior Financial Services Internal Auditor for a leading accountancy and consultancy firm. The role will involve providing internal audit and business advice to a variety of financial services clients including banking, insurance and all FCA...

  • Senior Mortgage Compliance Officer-Cheadle

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    • £45,000 - £65,000 per annum
    • Cheadle
    • 6 March
    • 12 applications

    Senior Compliance Manager Job title Senior Compliance Manager, reporting to the Head of Compliance Job summary To support the Head of Compliance and senior management team in all aspects of relevant regulatory compliance, encouraging a compliance culture across the business that is consistent with...

  • FCA Compliance Monitoring-Cheadle

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    • £35,000 - £40,000 per annum
    • Cheadle
    • 6 March
    • 61 applications

    Compliance Monitoring Officer The key task of the Monitoring Officer is to undertake compliance monitoring activities in accordance with the Annual Compliance Monitoring Plan. Responsibilities: Encourage a positive compliant culture within the business through effective communications (verbal and...

  • Compliance Manager

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    • £50,000 per annum
    • Bolton
    • 11 April
    • 1 applications

    My client is a very successful group of companies each providing specialist areas of financial advice, ranging from personal wealth management of high net worth individuals to employee benefit solutions covering the full remit of financial planning and wealth management. Having achieved the enviable position...

  • Complaints and Customer Relations Officer

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    • £18,000 - £25,000 per annum, OTE
    • Stockport
    • 5 days ago
    • 12 applications

    Complaints and Customer Relations Officer £18,000-£22,000 Basic Salary (PRP/Commission OTE £25,000) We are recruiting for a confident, persuasive and resilient negotiator with extensive Customer Service experience to join the Gourmet Society as a Restaurant Liaison Manager. You will need to have...

  • Compliance Monitoring Officer

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    • £35,000 - £40,000 per annum
    • Stockport
    • 4 March
    • 43 applications

    A well established organisation within the Financial Services sector are recruiting for an experienced Compliance Monitoring Officer to join their busy office in Stockport. Working in accordance with the firms Compliance Monitoring Plan, the successful candidate will undertake all compliance monitoring...

  • Compliance Monitoring Consultant - Financial Services

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    • £40,000 - £60,000 per annum
    • Manchester
    • 10 April
    • 7 applications
    Posted by
    Procura Group

    A leading consumer finance business, which specialise in providing specialist insurance, have a requirement for a Compliance Monitoring Consultant to join their compliance function. This is an exciting time to be joining a business on a growth trajectory with an already well established brand name within...

  • Compliance Manager - IFA

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    • £40,000 - £55,000 per annum
    • Bolton
    • 9 April
    • 4 applications

    My client is an IFA organisation based in Lancashire, due to their continued growth they have a vacancy for a Compliance Manager Role Purpose Keep up-to-date with regulatory developments and ensure that senior management and decision makers are advised in a timely manner of all changes Review job role...

  • Compliance Oversight Function

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    • £40,000 - £60,000 per annum
    • Bolton
    • 3 days ago
    • 15 applications

    Our Client, a Boutique Wealth Management firm, are recruiting a Compliance Oversight Function (CF10) to lead the compliance monitorring programme for the regulated business, from their offices in Bolton join their offices in Bolton. The post holder will be required to: Keep up-to-date with regulatory...

  • Compliance Manager

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    • Salary negotiable
    • Manchester
    • 4 April
    • 6 applications

    Compliance Manager Manchester Negotiable on salary depending on experience This highly regarded fee based Wealth Management practice is looking for a Compliance Manager. Main duties will be to assist in the management and regulatory risks within the practice through on-going monitoring and auditing...

    2 jobs matching this search were posted in the last week

  • Project Manager

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    • £70,000 per annum, inc benefits
    • Manchester
    • 28 March
    • 8 applications

    Our client is a leading Financial Services organisation currently looking to recruit a Project Manager to facilitate and manage business change across a wide range of projects and service offerings. Responsibilities: Accountable for all aspects of assigned projects including definition, planning,...

  • Compliance Monitoring Associate

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    • £30,000 - £40,000 per annum
    • Manchester
    • 26 March
    • 31 applications

    Compliance Monitoring Associate Manchester City Centre £30,000 to £40,000 plus benefits Reward Recruitment have been instructed by a national Wealth Management firm to recruit an individual within the Compliance department of the Manchester office. They are ideally looking for an experienced Compliance...

  • Financial Services Internal Auditor

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    • £30,000 - £36,000 per annum
    • Manchester
    • 26 March
    • 4 applications

    Hudson James Human Capital Group are currently sourcing a Senior Financial Services Internal Auditor for a leading accountancy and consultancy firm. The role will involve providing internal audit and business advice to a variety of financial services clients including banking, insurance and all FCA...

  • Specialist Compliance Monitoring Adviser

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    • £28,000 - £35,000 per annum
    • Altrincham
    • 24 March
    • 3 applications

    Specialist Monitoring Adviser Huddersfield or Altrincham Salary £28,000 - £35,000 plus package My client is one of the largest financial advisory networks in the UK. The area of their business that they are currently recruiting for is the support services business for directly regulated advisers....

  • Risk Analyst

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    • Salary negotiable
    • Altrincham
    • 21 March
    • 21 applications

    Sesame Bankhall Group are the market leaders in financial services distribution as well as being the longest established network and support service within the industry. We are seeking an experienced and motivated individual to join our Member Risk team as Risk Analyst to be based in either Altrincham...

  • Compliance Assistant

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    • £28,000 - £34,000 per annum
    • Altrincham
    • 20 March
    • 16 applications

    Exchange Street are currently working with one of the UKs leading practices as they look to recruit a Compliance Assistant for their Altrincham based Office. A provider of financial planning, this expanding firm has identified a requirement for an experienced individual to join the compliance department...

  • Financial Services Internal Auditor

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    • £34,000 - £39,000 per annum
    • Manchester
    • 20 March
    • 4 applications

    Hudson James Human Capital Group are currently sourcing a Senior Financial Services Internal Auditor for a leading accountancy and consultancy firm. The role will involve providing internal audit and business advice to a variety of financial services clients including banking, insurance and all FCA...

  • CALLING ALL COMPLIANCE MANAGERS

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    • £20,000 - £50,000 per annum
    • Stockport
    • 17 March
    • 31 applications

    Are you looking for a job as a Compliance Manager? Are you ambitious? Do you have what it takes to be successful in one of the most lucrative industries? If the answer to those questions is yes, then here at Essential Personnel, we want to hear from you. We specialise in recruiting candidates of all...

  • Conduct Risk Officer

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    • £22,000 - £30,000 per annum
    • Manchester
    • 17 March
    • 34 applications

    Evolution Money - Conduct Risk Officer £22,000 - £30,000 Manchester City Centre The Company Evolution Money is a young, fast-growing and dynamic secured lending company who has already established itself as a leader in its sector. This success means we are now looking to appoint a Conduct Risk...

  • Compliance Officers

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    • Competitive salary
    • Stockport
    • 12 March
    • 39 applications

    An exciting opportunity has arisen for experienced Compliance Officers to join a successful Financial Solutions company based in Stockport. The role will involve working within our well-established Compliance Department to ensure that the Company continues to meet requirements published by the relevant...

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