Job Description Reed currently have a number of opportunities available to work for Lloyds Banking Group at their modern Manchester City Centre site as a New Accounts KYC/KYB Analyst. This role will involve working within the Commercial Banking Team assisting in the opening of new accounts Skills Required: • Excellent customer service skills • Decision making skills and th...
Head of Compliance Manchester, Northwest c75k plus car allowance plus benefits Our client is a major player in the UKs Financial Services industry. Reporting into Chief of Risk and responsible for Compliance Policy Managers this is an extremely important appointment for this very successful client. You will be responsible for the effective deliv...
Quality Analyst - Manchester The Company The nation’s largest high street insurance broker, Swinton has over 500 branches across the UK. We have over 4,500 fantastic people working for us in a variety of roles and locations, each of them helping to keep us highly profitable and running like clockwork. It’s their aim and ours to find the best deals from a panel of top insurers for our customers. The Role...
Quality Analyst North West The Company Our client is a hugely successful financial services organisation with an extensive reach across their industry. They have multiple sites around the UK and are a fast paced, progressive business. About the Role In the role you will be responsible for supporting the quality team manager in ensuring that tier 1 quality monitoring framework is effectively implemented ...
To provide a proactive compliance consultancy service to the Groups directly authorised clients and institutions, presenting compliant solutions in general compliance areas. To deliver professional and valued support services and provide effective customer relationship activity to influence positive customer sentiment Organise and monitor the delivery of general consultancy services to provide an effective and valued service to...
Excellent benefits - free parking - great on site facilities - incentive schemes Career stability and clear progression path with a dynamic and evolving company What are we looking for? T&C Officer required to work within the Think Money Group based from our Manchester, North West Offices. The training and competence officer will be there to support the business and operational ...
A well established Financial Services firm specialising in Banking and Investment Management for a range of corporate, private and Institutional clients. The Role The role of Senior Compliance Advisory Manager will be to provide a proficient advisory service to the front office staff on a wide range of FCA/PRA issues. The main duties will include: Perform client file reviews for compliance with the FCA/PRA rules and suitabil...
Job title: Themed Monitoring Adviser Location: Huddersfield or Altrincham Purpose of the role: To ensure customers provide compliant advice to consumers in respect of themed or any other business subject to review Responsibilities: Assessment of cases selected for themed monitoring and assisting in the reporting of the outcomes of themes. Assessment of business written against Ne...
Expanding business Career progression Excellent salary and benefits To assist the Internal Management by working to ensure training standards are implemented and documented also to conduct trend analysis from compliance monitoring to improve the process and procedures. To provide feedback to management and staff on issues identified on individual compliance calls moni...
Fantastic career prospects One of the leading financial solutions companies Excellent training programme Our client has an excellent reputation in the financial industry, achieving a high amount of success for over ten years and they are still progressing within their sector. They provide excellent training to ensure that the right candidate will have the appropriate skills to be succe...
Hudson is recruiting an Operational Risk Officer to join an expanding and well respected financial services organisation in the North West. This is a superb opportunity to join a new team and develop a long term career with an ambitious business. In this wide ranging role you will be a key member of a recently created Operational Risk Team with responsibility for embedding an Operational Risk Framework across the business global...
Call Auditor/Compliance Officer - Altrincham Salary: £13000 - £21000 (dependent upon experience) + Company Benefits A fantastic opportunity has arisen for a talented and professional Compliance Officer to shine within a growing company’s call centre division. This company is a market leader in their field, currently undergoing an exciting period of expansion following huge success. The R...
Job Description A fantastic opportunity has arisen within Lloyds Banking group in their modern offices in Manchester City Centre for a Flow Leader Responsibilities include: Reports to front line manager Responsible for spending 50% of your time on quality monitoring to ensure that team are complaint with regulatory requirements and standards are maintain, providing immediate feedback w...
We are working on behalf of a leading business within the intermediary sector. Our client is a market leader within retail distribution, cutting edge and ahead of the game they are continually developing new and exciting service propositions attracting hundreds of new Advisers annually. Due to this continuing growth they have created a number of new roles within their compliance monitoring team. The purpose of the role is to ensure ...
-
Date: 29 May
-
Sale, Cheshire
-
£28,000 - £35,000 per annum
-
10 applications
Our Client is well known and Operates within the IFA Market. They are now looking to meet with Experienced Compliance Professionals. Purpose of the role: To ensure Our Clients Membership provide compliant advice to consumers in respect of themed or any other business subject to review Responsibilities: Assessment of cases selected for themed monitoring and a...
Our client is a well known financial services organisation who are currently looking to expand their desk based monitoring team, responsible for checking advice given to customers to ensure its compliance. Key Accountabilities • Assessment of cases selected for themed monitoring and assisting in the reporting of the outcomes of themes. • Assessment of business written against standards and provide accurate...
Our client: Our client is a rapidly expanding financial services organisation who are currently looking to recruit an experienced compliance professional to support the business on a 6 month interim assignment with the possibility that the role could become permanent thereafter. Key Accountabilities As the firm looks to take itself in a new direction interms of how they approach the market, they have decid...
We have recently been appointed by Our Client (an IFA Organisation) to work with them on a Compliance/New Business Submission Project. Therefore, we are now looking to meet with Experienced Compliance Contractors. The Start date is immediate and therefore Candidates who are in a position to start quickly are especially sought The Role: Will involve delivering a Pre Sales File Monitoring and other Complianc...
