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24

Financial Services - Compliance jobs in Manchester

 
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  • Specialist Monitoring Adviser - Cheshire

    Just Added
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    • £30,000 - £36,000 per annum
    • Manchester
    • Today
    • 0 applications

    Specialist Monitoring Advisers West Yorkshire Salary up to £36,000 + Excellent Benefits package My client is looking to recruit additional compliance monitoring advisers to join their team in West Yorkshire. This is a varied role whose purpose is to ensure that the company’s advisers provide compliant...

  • Director of Compliance - Financial Services

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    • £55,000 - £65,000 per annum
    • Manchester
    • Today
    • 6 applications

    Director of Compliance - Financial Services North West c. £60,000 + Benefits Some companies embrace regulation, others have regulation thrust upon them. Our client is most definitely in the former category and is looking for a Director of Compliance to truly capitalise on the opportunities that the...

  • Policy Manager

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    • £325.00 - £375.00 per day
    • Manchester
    • 20 August
    • 9 applications

    Policy manager -£350 per day - 6 Months A large UK banking group is looking for an individual who has got retail investment product knowledge as well as working knowledge and experience of the COBS hand book. You will be heavily involved in a project designed to review elements of historical investment...

  • Reporting and Quality Manager

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    • £28,000 - £32,000 per annum
    • Stockport
    • 4 August
    • 3 applications

    A Reporting and Quality Manager is required by a successful Financial Services organisation in Stockport. The company specialise in secured loans, mortgages and bridging finance and are leaders in their market. The successful individual will be to ensure that Quality Assurance functions are efficient...

  • Data Quality & File Auditor

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    • £19,000 - £22,000 per annum
    • Manchester
    • 6 days ago
    • 17 applications
    Posted by
    Cottam Associates

    These are exciting times for our client as their established business continues to grow at an impressive pace. As part of this growth they are wishing to recruit a Data Quality Auditor to join their busy central Manchester office In this position you will join a team that plays a vital role in ensuring...

  • Quality Manager - Finance sector

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    • £32,000 - £38,000 per annum
    • Cheadle
    • 6 days ago
    • 2 applications

    My client who has been established for 40 years has a reputation as an innovative, pro-active group of lenders who continually enhance products for the benefit of their customers. The Group specialises in providing residential and commercial secured loans, mortgages, buy to let and bridging finance solutions...

  • Compliance Manager - Manchester and North West

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    • £40,000 - £50,000 per annum
    • Cheadle
    • 29 July
    • 11 applications

    A growing organisation is looking to recruit an experienced Compliance Manager to join their existing Risk & Compliance Structure delivering the service to the clients. The role of the Compliance Manager will include: - Developing, maintaining and revising policies and procedures and making improvements...

  • Senior Compliance Manager

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    • £45,000 - £50,000 per annum
    • Stockport
    • 29 July
    • 7 applications

    A Financial Services practice in Stockport is recruiting for a Senior Compliance Manager. The successful candidate will help to run the busy compliance department and take responsibility for all compliance related issues. Main Duties: - Overseeing and developing compliance procedures and company...

  • Quality Assurance Analyst / Compliance Assistant

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    • £25,000 - £28,000 per annum
    • Stockport
    • 1 August
    • 49 applications

    The Opportunity My client is a specialist division of a market leading Financial Services organisation, they provide Life and Protection advice directly to the consumer. Since their launch they have been going from strength to strength and now rank amongst the most successful divisions of the group...

  • Reporting & Quality Manager

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    • £30,000 - £32,000 per annum
    • Stockport
    • 1 August
    • 3 applications

    A Financial Services company in Stockport that specialise in secured loans, mortgages and bridging finance, is recruiting for a Reporting & Quality Manager. The key task for the successful individual will be to ensure that Quality Assurance functions are efficient, effective and consistent. Main...

  • Quality Assurance Manager

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    • £40,000 - £42,000 per annum
    • Manchester
    • 12 August
    • 15 applications

    Our client, a highly successful network and provider of support services providing compliance management and technical support to Advisers seek a Quality Assurance Manager to join the team. You will be required to supervise member firms and the Advisers of this boutique network to ensure the appropriate...

  • Quality Assurance (Financial Services)

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    • £18,000 - £21,000 per annum
    • Manchester
    • 8 August
    • 8 applications

    Quality Assurance (Financial Services) £18,000 - £21,000 PA Our client is providing the next step for an ambitious candidate who is currently undertaking a role focussed on quality assurance. The company is highly respected within the financial services market with an excellent reputation for employee...

  • Quality compliance checker financial services

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    • £28,000 - £30,000 per annum, negotiable
    • Stockport
    • 7 August
    • 39 applications

    Overview: Our client is one of the leading names in its industry. Due to expansion, they require a Sales Quality Assurance Analyst to assist and support the Sales Quality Manager (SQM). Responsibilities: Coaching and monitoring of all advisers to ensure consistency, compliance with regulatory framework...

    2 jobs matching this search were posted in the last week

  • Head of Regulatory Oversight

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    • £60,000 - £75,000 per annum
    • Manchester
    • 7 August
    • 3 applications

    Head of Regulatory Oversight and Guidance Specific responsibilities include: Development of policy Identification of legislation & regulation, interpretation and onwards communication of requirements to Line 1 & Line 2 colleagues. Regulatory reporting and liaison Breach oversight Development...

  • Call Audit and Compliance Officer

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    • £20,000 - £24,000 per annum
    • Manchester
    • 7 August
    • 34 applications

    City Centre Global Business Career Options Our client is a global, forward thinking legal business in the heart of Manchester. Our client focuses on delivering a wide range of services in the recoveries sector. The Role and Responsibilities The key task of the Customer Outcome Audit Officer...

  • Business Risk Co-orinator

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    • £21,000 - £24,000 per annum
    • Manchester
    • 6 August
    • 10 applications

    Provides risk administrative support to the Business Risk Management Team Provides risk analysis to the Business Risk Management Team, identifying potential issues and recommending action Supports the Business Risk Team in Partner investigations, the financial monitoring process and risk management...

  • Assistant Manager - Card Scheme Updates

    Ending soon
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    • Salary negotiable
    • Manchester
    • 4 August
    • 10 applications

    About Us We are experts in payments, handling around 8bn transactions a year for our clients - and we share what we know to help their businesses to prosper. Our technology products and services power commerce across the globe. The chances are that we helped to process one of your recent payments, whether...

  • FCA Compliance Specialist

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    • Competitive salary
    • Manchester
    • 4 August
    • 24 applications

    FCA Compliance Specialist Manchester City Centre £22,000 circa Baines & Ernst is a fast growing financial services company based in Manchester City Centre. We have over a decade of experience in the debt solutions industry and a market-leading product portfolio of FCA regulated financial products...

  • Group Compliance Officer - Motor Trade Dealer Group

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    • £60,000 per annum
    • Greater Manchester
    • 1 August
    • 9 applications

    We have an exciting opportunity to join one of the leading motor trade dealer groups as their Group Compliance Officer; shadowing the current incumbent before their retirement and assuming full control in 2015. Based at Head Office in the North West; You must have an extensive knowledge of the whole...

  • Reporting & Quality Manager

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    • £32,000 per annum
    • Cheadle
    • 1 August
    • 6 applications

    Job Title - Reporting & Quality Manager Location - Stockport Consultants- Gavin Reynolds & Louise Cullen On behalf of our client, we are looking to recruit an experienced Reporting & Quality Manager The key task is to ensure that the Quality Assurance functions within the group are efficient...

  • Sales Quality Assurance Analyst

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    • £28,000 - £30,000 per annum, negotiable
    • Stockport
    • 30 July
    • 37 applications

    Overview: Our client is one of the leading names in its industry. Due to expansion, they require a Sales Quality Assurance Analyst to assist and support the Sales Quality Manager (SQM). Responsibilities: Coaching and monitoring of all advisers to ensure consistency, compliance with regulatory framework...

  • Compliance Manager

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    • £50,000 - £65,000 per annum
    • Stockport
    • 30 July
    • 2 applications

    A professional, medium sized IFA practice in Cheshire currently has a requirement for an experienced Compliance Manager to join on a Permanent basis. Your main duties will be to assist in the management and regulatory risks within the practice through on-going monitoring and auditing of financial advice...

  • Compliance Officer - Stockport, Salary to £28k

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    • £22,000 - £28,000 per annum
    • Stockport
    • 29 July
    • 48 applications

    Morris Jones Consulting Ref: C377323AJB Job Title: Compliance Officer - Stockport Salary: £22,000 - £28,000 basic plus competitive benefits package Overview: An excellent opportunity for an experienced Compliance Analyst has arisen to join one of the most recognised Financial Services names...

  • Risk and Compliance Officer - Manchester

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    • £20,000 - £22,000 per annum, negotiable
    • Manchester
    • 13 August
    • 15 applications
    Posted by
    Flexible Solutionz

    Job Title : Risk and Compliance Officer Location: Manchester Salary: £20-22k + benefits Job Role One of the main purposes of the Compliance team is to deliver the compliance monitoring programme. The team ensures there are policies and processes in place to mitigate the risks to the company, and...

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