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File Review Consultant

Posted 28 March by Advance Search & Selection Ltd

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£60,000 - £65,000 per annum, inc benefits

London , South East England

Permanent, full-time

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Compliance - File Review Consultant

Salary to £65,000, full benefits package plus bonuses.

London based with flexibility to work from home.

This well-regarded financial services company provides regulated financial and investment advice to HNW clients across the UK. The role would be to review and assess suitability reports related to money purchase pensions, ISAs, investment bonds and trusts to ensure that all financial and investment advice recommendations are in the clients' best interests and meet their standards. Proactively contact clients and to seek further information and any necessary clarifications. Provide feedback to paraplanners and respond to any follow-up enquiries. Discuss possible process improvements with management. Attend meetings to discuss themes identified in reviews and suggest areas for improvement.

Qualifications required:

Level 4 qualified - Diploma in Financial Planning and ideally working towards Chartered status.

Required skills

1
Compliance
1
Financial Services
1
Investments
1
Pensions
1
Wealth Management
1
File Review

Application questions

Level 4 qualified - Diploma in Financial Planning?

Yes No

File review experience?

Yes No

Please answer all of the application questions.

Reference: 52394975

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