Compliance - Regulatory Advisory Officer

Key Responsibilities:

• Stay abreast of regulatory developments, industry trends, and best practices to ensure compliance with all applicable laws and regulations.
• Provide timely and accurate advice to internal stakeholders on regulatory requirements and implications for the business.
• Conduct thorough assessments of existing and proposed business activities to identify potential compliance issues and recommend appropriate actions.
• Develop and implement policies, procedures, and controls to ensure compliance with regulatory requirements.
• Collaborate with cross-functional teams to address compliance-related issues and implement solutions.
• Assist in the preparation of regulatory reports and submissions as required.
• Conduct training sessions to educate employees on compliance policies, procedures, and best practices.
• Monitor and review internal processes and systems to identify areas for improvement and enhance efficiency and effectiveness.

Qualifications:

• Experience of regulatory Compliance from an asset management or Commodities environment
• In-depth knowledge of relevant regulatory requirements, including but not limited to [specify relevant regulations, such as GDPR, MiFID II, Dodd-Frank Act, etc.].
• Strong analytical skills with the ability to assess complex regulatory issues and develop practical solutions.
• Excellent communication and interpersonal skills, with the ability to interact effectively with stakeholders at all levels of the organization.
• Proven ability to work independently, manage multiple priorities, and meet tight deadlines.
• Attention to detail and a commitment to maintaining the highest standards of integrity and professionalism.