Compliance Officer
If you have at least 3 years experience in a compliance function in a UK based banking business; we'd love to speak with you.
Sterling Williams have a new role, working for a financial institution based in London. We are seeking a Compliance Analyst with at least 3 years experience within compliance monitoring reviews, AML, Sanctions and Transaction Monitoring.
JOB DESCRIPTION:
- Support the team with compliance monitoring reviews, whilst supporting the completion of regulatory reports,
- Assist with the internal processes relating to breaches and gifts and hospitality .
- Assist with customer complaints handling.
- Assist in collating information/MI for submissions to Head Office and the UK regulators etc.
- Provide administrative support, creating, reviewing, and updating policies and procedures
- Assist with the preparation of training material and other presentations as required
The successful candidate will have:
- At least 3 years’ experience within the banking sector in the UK - within a compliance function
- Comfortable with the FCA Handbook and with FCA rules.
Reference: 52357385
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