400 Compliance Officer Jobs in Loughton (loughton Essex)

London West End Progression Scope Broad role Meraki Talent are currently working with a leading investment firm (private office) to help them identify a Compliance Officer. Some of your duties will include: Maintain and implement a robust compliance ...

Go to similar: Officer jobs in loughton essex

We are working with a reputable hedge fund, headquartered in London. There is a requirement for an experienced Compliance Officer to join the existing Compliance team, reporting directly into the Chief Compliance Officer. This role will be generalise...

Go to similar: Officer jobs in loughton essex

Job Description: Job Title International Private Bank (IPB) Business Line Compliance Location London Corporate Title Assistant Vice President/Vice President IPB is part of the wider Private Bank (PB) division of Deutsche Bank. This position reports d...

Go to similar: Officer jobs in loughton essex

A leading Asset Management business is looking to hire a Senior Compliance Officer to manage their Advisory team, managing a team of 4 direct reports. The successful candidate will have a strong background across Central Compliance / Advisory functio...

Go to similar: Officer jobs in loughton essex

The Compliance Officer is responsible for preparing and submitting mandatory reports to clients and regulatory authorities across various jurisdictions. This role includes making statutory disclosures, establishing a strong control environment, and u...

Go to similar: Officer jobs in loughton essex

Meraki Talent are currently working with a leading investment firm (private office) to help them identify a Compliance Officer. Some of your duties will include: Maintain and implement a robust compliance framework, policies, and procedures in accord...

Go to similar: Officer jobs in loughton essex

I am recruiting an experienced Commercial Policy and Compliance Officer on a temporary basis for 9-12 months to work for a Local Authority in London. This is a fantastic opportunity to work on a high-profile programme in a fast-paced, friendly and su...

Go to similar: Officer jobs in loughton essex

Responsibilities: Monitor the regulatory environment to keep abreast of current legislation, key regulatory initiatives and future developments and interpret the impact on all business areas. Assist in the ongoing review and updating of compliance po...

Go to similar: Manager jobs in loughton essex

Brand-New Contract opportunity - Compliance Officer (Outside IR35) My client is a Global and Lloyd's Market Insurance business and they are recruiting for an experienced Compliance Officer to support the Senior Compliance Officer(s) responsible for F...

Go to similar: Officer jobs in loughton essex

Primary Details Time Type: Full time Worker Type: Employee The opportunity QBE are excited to be recruiting a French Speaking Senior compliance Officer to join our Compliance Monitoring team on a 9-month fixed term basis. This is the perfect opportun...

Go to similar: Officer jobs in loughton essex

Job Description: Job Title Fixed Income Markets Compliance Officer Location London Corporate Title AVP You will be a member of the Business Line Compliance (BLC) team providing support to the Fixed Income Business Division. The Compliance Department ...

Go to similar: Officer jobs in loughton essex

Job Description: Job Title Fixed Income Markets Compliance Officer Location London Corporate Title AVP You will be a member of the Business Line Compliance (BLC) team providing support to the Fixed Income Business Division. The Compliance Department ...

Go to similar: Officer jobs in loughton essex

A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business of Prudential, we're always looking for ways to improve financial services. We're passionate about making a meaningful impact - touching the liv...

Go to similar: Officer jobs in loughton essex

Primary Details Time Type: Full time Worker Type: Employee The opportunity QBE are excited to be recruiting a French Speaking Senior compliance Officer to join our Compliance Monitoring team on a 9-month fixed term basis. This is the perfect opportun...

Go to similar: Officer jobs in loughton essex

Eames is currently working with a leading broker to hire a Compliance Monitoring Officer. This person will join the Central Monitoring Team. Their main responsibilities will include assisting the Monitoring Manager in undertaking specific thematic re...

Go to similar: Officer jobs in loughton essex

Responsibilities (brief): Delivery of the annual review plan and reporting Engagement with internal and external audit and regulators Developing the annual control plan Skills required (brief): Experience executing compliance reviews or internal audi...

Go to similar: Controller jobs in loughton essex

Responsibilities (brief): Delivery of the annual review plan and reporting Engagement with internal and external audit and regulators Developing the annual control plan Skills required (brief): Experience executing compliance reviews or internal audi...

Go to similar: Controller jobs in loughton essex

About the Role: Grade Level (for internal use): 12 About Us: S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global Dow Jones Indices (SPDJI) division. As a Compliance Director, you'll play a pivotal role in our gl...

Go to similar: Officer jobs in loughton essex

Job Description: Job Title Global Financing and Credit Trading Compliance Officer Location London Corporate Title VP You will be a member of the Compliance team covering the Bank's Global Financing and Credit Trading (GFCT) platform. This position re...

Go to similar: Officer jobs in loughton essex

The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and...

Go to similar: Officer jobs in loughton essex

Key responsibilities include but are not limited to: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Identify any gaps or weaknesses in the Plan and propose remedial actions. Day to day management of t...

Go to similar: Officer jobs in loughton essex

Our Team: Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's lead...

Go to similar: Officer jobs in loughton essex

Senior Compliance Monitoring Officer | Lloyd's Broker | London/WFH | 60 - 70,000 (doe) Finitas are partnering with a growing Lloyd's broker in their search for a Senior Compliance Monitoring Officer to join their team. This business is going through ...

Go to similar: Officer jobs in loughton essex

Liverpool Street Branch Want to work within a company that fosters positivity and growth in its employees, and prides themselves on their inclusive culture? Company perks include 29 days holidays BH, pension, HYBRID WORKING, life assurance, FREE lunc...

Go to similar: Officer jobs in loughton essex

The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with just over 500 employees and 51.4 billion worth of assets under management (as at 30th June 2023). Jupiter provides investment services to ...

Go to similar: Officer jobs in loughton essex