Insurance Compliance Officer - Haywards Heath 1st Central Insurance are a fast-moving motor insurance group and now have an exciting opportunity for a Compliance Officer to join their UK subsidiary in Haywards Heath, West Sussex. The Role Reporting directly into the Corporate Governance Director, the a Compliance Officer will be responsible not only for maintaining a co...
COMPLIANCE & RISK OFFICER (ref AL325) LOCATION - FLEXIBLE, WITH UK TRAVEL SALARY TO £36,000 + BENEFITS A Compliance & Risk Officer is required to join this outstanding national Financial Services Organisation. You may be home-based or work out of any of their UK-wide offices, and will be required to travel to any of the offices in order to conduct the role. Your purpose will b...
COMPLIANCE & RISK OFFICER (ref AL325) LOCATION - FLEXIBLE, WITH UK TRAVEL SALARY TO £36,000 + BENEFITS A Compliance & Risk Officer is required to join this outstanding national Financial Services Organisation. You may be home-based or work out of any of their UK-wide offices, and will be required to travel to any of the offices in order to conduct the role. Your purpose will b...
COMPLIANCE & RISK OFFICER (ref AL325) LOCATION - FLEXIBLE, WITH UK TRAVEL SALARY TO £36,000 + BENEFITS A Compliance & Risk Officer is required to join this outstanding national Financial Services Organisation. You may be home-based or work out of any of their UK-wide offices, and will be required to travel to any of the offices in order to conduct the role. Your purpose will...
A well established insurance company based in West Sussex is recruiting for a Compliance Officer, on a full time, permanent basis. The Role As Compliance Officer you will report into the Director of Corporate Governance. Key duties include: ? To be primarily responsible for correspondence on regulatory matters and to identify and maintain good relations with appropriate contacts in the relevant regulatory authorities. <br...
Senior Risk Manager to £70k + Bonus (Financial Services) Capital One is one the UK's top ten credit card companies, their vision is to make their customers' lives better. It might sound like a bold statement, but that's the kind of company they are. After all, their customers are the reason the business exists, so they want to make sure they're doing everything they can to bring them credit card products that really work...
For over 30 years, our client has been working to create greater value for charities and social enterprise. They do this by transforming the way donations are made and the way charitable funds are managed. They also help shape the charitable sector through research and events. Compliance Officer Contract: Up to 12 months Fixed Term Reference: AS944 Based in: Ki...
A leading investment bank based inCanary Wharf is seeking to appoint a Senior Compliance Officer to join a well established Equities Advisory team. The incumbent will be responsible for providing advice and compliance support to the Equity Derivatives and Equity Funds Structured Markets business including Equity Derivatives, Convertible Bonds, Fund Linked Derivatives and structured products. Responsibilities <br...
A boutique Investment Bank / Equity Broker have a requirement for a Compliance Officer on a temporary basis for a minimum of three months. This is an all-encompassing leadership role covering all Compliance and Regulatory activities, managing a small team and liaising with the regulator. Responsibilities will include AML, Monitoring, Advisory, Training and On-Boarding. This is an immediate start and would suit an experienced Complia...
Job Title: Compliance Manager/Officer Reporting To: Operations Director Location: Watford, Hertfordshire Salary: 30k - 45k DOE Job Objective: The Compliance Manager/Officer will have a key role in ensuring that the organisation complies with UK and international legal and regulatory requirements. Working across all teams, you will proactively monitor compliance within the areas of OFT, FSA, ...
A medium-sized insurance brokerage have an exciting position for a Compliance officer to join them in a permanent part time - working one day a week from their Croydon based offices. The Role The main purpose of this role will be to oversee the compliance requirements of the firm from a regulatory stand point. Reporting directly into the Compliance Director you will ensure that the business and staff are compliant with insuranc...
The Client Our client is a leading engineering support services business in the defence sector and they are recruiting 3 Trade Controls Officers to be based from Plymouth, Bristol, Clyde & Rosyth within their Marine and Technology Division. The Role The Trade Controls Officer will ensure Marine & Technology Division compliance with UK, US and other international Trade Controls regulatory regimes. T...
A top tier investment bank based in canary wharf is seeking to appoint a temporary compliance officer to join the risk review team. You will be responsible for assisting in the planning and execution of compliance reviews according to the established review schedule. Responsibilities Performing risk assessments to prioritise areas for review Identifying the scope and testing approach for ...
104 jobs matching this search were posted in the last week
A leading investment management firm are looking for a Compliance Business Assurance Officer to join their team based in the South West. Successful candidates will be rewarded with opportunities for progression and a salary up to £30,000 plus benefits. The Compliance Officer will be responsible for Compliance checking, contributing to the identification of trends leading to training needs or production amendments and to r...
Our established and growing insurance client is seeking an additional Compliance Officer due to company growth. Job Purpose: Responsible for the day-to-day operation of the Compliance Function Job Responsibilities: In liaison with the Chief Executive Officer (Corporate Services), to be primarily responsible for correspondence on regulatory matters and to identify and maintain good relations with app...
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Date: 6 June
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Romford, Essex
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£26,000 - £29,000 per annum
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3 applications
Our client is a fast growing specialist healthcare recruitment company dedicated to providing a niche, professional service within the NHS and private sectors. They are currently looking for a Senior Compliance Officer to join their expanding team. This role is ideal for someone with experience in a SME environment and looking for the opportunity to be involved in the direct growth of a business. You will be joining a close knit, matu...
A highly successful asset management organisation based in London are looking for a Legal and Compliance officer to join their team. Successful candidates will receive a salary of up to £50,000 plus a generous benefits package. This Legal and Compliance role will see you be responsible for monitoring compliance with the Financial Conduct Authority (FCA) where you will specialise in UCITS. You will also be required to assis...
Undoubtedly one of the best accountancy firms in the financial services world, they have established a global reach and a solidified brand name within the industry. A top ten practice within their respective field offering a fresh approach to financial planning, have developed to become multi- million fee earning institution. Following their continued expansion of their compliance function, they require a Compliance and Risk Officer to supp...
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Date: 10 June
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Bristol, Avon
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£27,000 - £32,000 per annum
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3 applications
As a Business Assurance Officer you will carry out various tasks including compliance checking of a range of business. You will be required to provide feedback on changes required to cases to the Sales Management team, Business Risk team and Partners. Your responsibilities are to: - Carry out compliance checking including file reviews - Advise the Business Risk team and Sales Management team of i...
A European Compliance Officer is required to join one of the largest pre-employment screening companies in the world. An emerging global leader, they are seeking an experienced Data Protection or Privacy Officer with extensive knowledge of EU privacy and data protection legislation. Responsibilities: - Manage existing processes related to the collection and use of personal information within the EU and personal data trans...
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Date: 6 days ago
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Gibraltar,
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£30,000 - £35,000 per annum
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8 applications
RecruitGibraltar are currently helping our client who is a leading financial services company who has a great opportunity for a Compliance Officer to join the existing team. The role will involve various aspects of compliance in accordance with developing requirements, including compliance with applicable Banking and Anti Money Laundering regulations in Gibraltar and other EEA jurisdictions, Anti Fraud Management activities. They will need ...
This well established Life and Pensions provider are seeking a Compliance Officer on an initial 6 Month Fixed Term Contract. Previous experience gained from a Life and Pensions environment would be desirable. However they would look at somebody from a GI Background to cover this piece of work if they have the right Compliance/ Regulatory knowledge & experience. This role is paying up to £50,000 - £60,000 pro...
A highly desirable opportunity for an experienced Financial Services professional to join this expanding organisation in a newly created role as Customer Relations Officer / Compliance Auditor. The primary aspect of the role will be to act as a Customer Relations Officer, ensuring that complaints are dealt with fairly and courteously and in line with company procedures and regulatory expectations. As well as having complaints h...
An exciting opportunity has arisen for Regulatory Officer to work for a leading Corporate and Investment Bank. You will be responsible for tracking legislative and regulatory developments that impact the bank’s businesses in the UK, Middle East and Europe and managing associated regulatory change projects. The incumbent will also be designing and implementing a monitoring and review program for all business lines across the UK,...
This is a superb new role within a respected Wealth Manager who has an exciting opportunity has arisen for Compliance Officer. You will be required to provide a high level of support to the Compliance Officer (CF10) and T&C supervisor. The role involves compliance management and data analysis; maintaining, creating, administering, and proposing policies, procedures and activities. You will work closely with...
