Compliance Officer - Insurance - £50,000 A growing Insurance organisation is looking for a Compliance Generalist and Monitoring Professional to join their team based West Sussex. Successful candidates will be rewarded with opportunities for progression and a salary up to £50,000 plus benefits. The Compliance Officer will be responsible for monitoring compliance with the Financial Conduct Authority (FCA) and sha...
A rapidly expanding FTSE 250 Insurance firm are looking for a Compliance Monitoring Professional to join their team based in luxurious offices in the City of London. Successful candidates will be rewarded with unrivaled opportunities for progression and a salary up to £50,000 plus benefits. The Compliance Officer will be responsible for monitoring compliance with the Financial Conduct Authority (FCA). You will also be requ...
Vertex Financial Services, Compliance Monitoring Officer, £30000-£35000, Cheltenham. Vertex Financial Services is a leader in Business Process and Customer Management outsourcing, serving over 200 clients worldwide across many sectors. Our focus is on providing value-based solutions for our clients that deliver exceptional customer experience, and do so cost effectively. An exciting opportunity has b...
Vertex Financial Services, Assistant Compliance Monitoring Officer, £24000-£28000, Cheltenham. Vertex Financial Services is a leader in Business Process and Customer Management outsourcing, serving over 200 clients worldwide across many sectors. Our focus is on providing value-based solutions for our clients that deliver exceptional customer experience, and do so cost effectively. An exciting opportu...
A leading FX Brokerage in the city are seeking an experienced Compliance Officer for a newly created role reporting into the Group MLRO. You must have at least 18 months experience within a Bank of Financial House and have good knowledge of AML & KYC requirements. You will be responsible for: The entire compliance spectrum across KYC & AML procedures Assist the Compliance Manager on the companies compliance ...
T & C Officer, Aberdeen To £28,000 plus benefits and bonus This leading consultancy has an excellent reputation within the Private Client and Employee Benefit sectors, offering a proposition across the full range of advice including investments, protection, retirement planning, group pensions and healthcare. The firm requires a T&C Officer to operate within the Compliance team dealing with all aspects o...
A well established Financial Services Broker operating globally have an exciting position for a Compliance Trade Monitoring Officer to join their London based team. The Role The main purpose of role would be to monitor client and proprietary trading activity to detect potential regulatory and exchange breaches. Main duties will include: Responsible for supervision and operation of electronic trade monitoring surve...
Organisation Description My client is a successful assurance company based in the heart of Brighton. Job Description This will be a varied and challenging role which will include the following duties - - To carry out monitoring checks and calendar tasks. - Carry out detailed Checks on the compliance monitoring plan in order to ensure the Societys compliance with the FSA...
Have you previously worked in a compliance role? Have you dealt with complaints? If so, we might have the right role for you.... We are seeking a Compliance Officer for our successful client based in Brackley. The key purpose of this role is to effectively respond to all queries and complaints received into the department. You will be required to deal with complaints in a necessary timeframe. ...
This is a group of companies providing a full range of investment management services for portfolios varying derived from real estate investments. An opportunity has arisen due to maternity leave for an 11 or 12 month contract for an internal audit officer covering compliance. The Role Duties will include providing written reports on all audits and reviews, including findings, recommendations and management responses, rep...
Based in prestigious offices in the heart of the City, our client is a pan European Investment Bank. They now seek to recruit an additional Compliance Officer who will either be Compliance Examination qualified and have a strong Financial Services Institutions background to date, or be ACA/ACCA trained with a background in internal audit within the Financial Services arena (might be a Top 4 Financial Services Group). The role is based in Lo...
Organisation Description My client is a successful assurance company based in the heart of Brighton. Job Description This will be a varied and challenging role which will include the following duties - - To carry out monitoring checks and calendar tasks. - Carry out detailed Checks on the compliance monitoring plan in order to ensure the Societys compliance with t...
Security Assurance and Audit Officer needed for a FTSE 100 Company – Warrington. We are one of the largest British companies in the world and are proud to be the number one provider of business process outsourcing in the UK. We provide highly renowned services and solutions to a variety of sectors and due to our consistent expansion, we require Security Assurance and Audit Officer to work within our Capita Customer Management ar...
177 jobs matching this search were posted in the last week
My client are one of the worlds largest manufacturers of pharmaceutical products based in Cheshire, they are currently seeking a Quality Compliance Officer to join their well established team. The Role: You'll design and develop quality systems in compliance with regulatory standards, You'll carry out internal external and external audits, and act as a site representative auditor, You'll design GM...
An exciting opportunity has arisen in a leading independent provider of a number of services such as forensic services and litigation support, corporate tax, business advisory services, audit etc. With offices all over the UK they are looking for a compliance Officer to be based in the heart of London. My client requires a Compliance officer to assist in the regular monitoring of various business areas and provide AML advice to TSB b...
Information Security and Compliance Officer / ISO27001 / PCI DSS An opportunity to work with a global business providing up-to-minute news and data to give business's a competitive edge, our client is seeking an experienced Information Security and Compliance officer. This will be to ensure an appropriate level of information protection is achieved and maintained, and to promote security awareness to ensure system securit...
My client, a well known financial services provider, are seeking a Compliance & Customer Relations Officer on a full time, permanent basis. The Role The primary aspect of the role will be to act as a Customer Relations Officer, ensuring that complaints are dealt with fairly and courteously and in line with company procedures and regulatory expectations. The Person The suited candidate will have previously ...
My client a fast pace stockbrokers based in the city is looking to recruit a compliance assistant for their London office. Working closely with the Head of Group compliance this wide ranging role encompass all compliance function with the exception of client monies; Perform monitoring work in accordance with the company’s monitoring programme to demonstrate that business is being conducted in compliance with regulatory requirements<...
T & C Officer, Aberdeen To £28,000 plus benefits and bonus This leading consultancy has an excellent reputation within the Private Client and Employee Benefit sectors, offering a proposition across the full range of advice including investments, protection, retirement planning, group pensions and healthcare. The firm requires a T&C Officer to operate within the Compliance team dealing with all aspects o...
Compliance Officer Our client is currently looking for a Compliance Officer to join their team. The key purpose of this role is to effectively respond and report on all queries and complaints received into the department; ensuring factual and accurate documentation is provided in keeping with all necessary timeframes. Job Description: The Compliance Team has a central base within an open plan office e...
A well established Commodities Broker based in London have an exciting opportunity for a Compliance Monitoring officer to join their organisation. The Role Working within an established Compliance team the main duty of the role will be to overtake all monitoring activity using the SMARTs operating system to detect potential regulatory and exchange breaches. You will be responsible for the operation of the SMARTs electronic tra...
Call Auditor/Compliance Officer - Altrincham Salary: £13000 - £21000 (dependent upon experience) + Company Benefits A fantastic opportunity has arisen for a talented and professional Compliance Officer to shine within a growing company’s call centre division. This company is a market leader in their field, currently undergoing an exciting period of expansion following huge success. The R...
A Local Authority client of Morgan Hunt are looking to recruit a Housing Compliance Officer to investigate and manage a range of housing management issues including tenancy changes for a patch of properties in East London The main focus of the role of Housing Compliance Officer will be to ensure tenants comply with their lease and tenancy conditions, the duties will be to: Manage a patch of properties in East London Be ...
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Date: 2 days ago
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Norwich, Norfolk
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£25,000 - £30,000 per annum, negotiable, pro-rata, inc benefits, OTE
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4 applications
Compliance Officer - Fantastic opportunity + Career Progression Up hold the rules My client is a forward thinking, dynamic entrepreneurial organisation looking for a Compliance Officer. They want YOU to help defend their expanding company, from criminal prosecution and inbound investigations. Either from Trading Standards Office of fair Trading, Information Commissioners Office or other enforcement authorities. It will be y...
A well established Financial Panning and Investment manager have an exciting opportunity for a compliance monitoring officer to join their London based team. The Role Working closely with the Group Compliance Monitoring Manager, you will undertake and report the results of independent risk-based monitoring to all businesses within the Group. The main duties of the role will include the following: To assist i...
