The Client My client a leading World and UK Defence company has a fantastic opportunity for a Compliance Officer (Inspector) based in Coulport, Helensburgh. As the Compliance Officer (Inspector) you will be responsible for ensuring compliance with approved procedures, MOD instructions and publications. The Role The successful individual will be responsible for: Ensuring compliance with approv...
T & C Officer, Aberdeen To £28,000 plus benefits and bonus This leading consultancy has an excellent reputation within the Private Client and Employee Benefit sectors, offering a proposition across the full range of advice including investments, protection, retirement planning, group pensions and healthcare. The firm requires a T&C Officer to operate within the Compliance team dealing with all aspects o...
My client based in Ipswich is looking for a Risk and Compliance Officer on a 12 month contract. This position is part time working 15 hours a week, the working hours can be flexible. The role will be supporting the Risk and Compliance Director ensuring the firms compliance meets requirements. Day to day duties will include: completing file reviews, ensuring highlighted areas are actioned, collating results and identifying areas for i...
This highly respected top 20 law firm based in Central London is looking for an experienced Compliance Officer to join their established compliance team on a permanent basis. Reporting into the Compliance Manager, you will undertake an varied all-round compliance role including conflicts searches, AML & KYC checks and Client Due Diligence work On a day to day basis the role will involve conflict of interest searches for legal, co...
My client are one of the worlds largest manufacturers of pharmaceutical products based in Cheshire, they are currently seeking a Quality Compliance Officer to join their well established team. The Role: You'll design and develop quality systems in compliance with regulatory standards, You'll carry out internal external and external audits, and act as a site representative auditor, You'll design GM...
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Date: 9 May
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Exeter, Devon
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£35,000 - £45,000 per annum
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4 applications
Our client, a forward thinking fee based wealth management firm is seeking to expand their team in Exeter with a Compliance Officer. The practice offers a unique client approach to business, providing assistance in all aspects of finance. Working within risk and compliance, this role will help to ensure that the appropriate compliance processes are adhered to across the company in line with the FSA. Responsibilities will in...
An exciting opportunity has arisen in a leading independent provider of a number of services such as forensic services and litigation support, corporate tax, business advisory services, audit etc. With offices all over the UK they are looking for a compliance Officer to be based in the heart of London. My client requires a Compliance officer to assist in the regular monitoring of various business areas and provide AML advice to TSB b...
Compliance Officer / Regulatory Officer (AML / FX / Trading) The award-winning LMAX Exchange is the revolutionary venue for FX trading. LMAX Exchange offers brokers, proprietary trading firms, funds and professional traders direct access to live streaming institutional prices from top tier banks and financial institutions. LMAX Exchange was launched in October 2010, becoming the first company in Europe to launch FX trading on an MTF...
Information Security and Compliance Officer / ISO27001 / PCI DSS An opportunity to work with a global business providing up-to-minute news and data to give business's a competitive edge, our client is seeking an experienced Information Security and Compliance officer. This will be to ensure an appropriate level of information protection is achieved and maintained, and to promote security awareness to ensure system securit...
My client, a well known financial services provider, are seeking a Compliance & Customer Relations Officer on a full time, permanent basis. The Role The primary aspect of the role will be to act as a Customer Relations Officer, ensuring that complaints are dealt with fairly and courteously and in line with company procedures and regulatory expectations. The Person The suited candidate will have previously ...
My client a fast pace stockbrokers based in the city is looking to recruit a compliance assistant for their London office. Working closely with the Head of Group compliance this wide ranging role encompass all compliance function with the exception of client monies; Perform monitoring work in accordance with the company’s monitoring programme to demonstrate that business is being conducted in compliance with regulatory requirements<...
A well established Commodities Broker based in London have an exciting opportunity for a Compliance Monitoring officer to join their organisation. The Role Working within an established Compliance team the main duty of the role will be to overtake all monitoring activity using the SMARTs operating system to detect potential regulatory and exchange breaches. You will be responsible for the operation of the SMARTs electronic tra...
Call Auditor/Compliance Officer - Altrincham Salary: £13000 - £21000 (dependent upon experience) + Company Benefits A fantastic opportunity has arisen for a talented and professional Compliance Officer to shine within a growing company’s call centre division. This company is a market leader in their field, currently undergoing an exciting period of expansion following huge success. The R...
154 jobs matching this search were posted in the last week
A Local Authority client of Morgan Hunt are looking to recruit a Housing Compliance Officer to investigate and manage a range of housing management issues including tenancy changes for a patch of properties in East London The main focus of the role of Housing Compliance Officer will be to ensure tenants comply with their lease and tenancy conditions, the duties will be to: Manage a patch of properties in East London Be ...
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Date: 4 days ago
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Norwich, Norfolk
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£25,000 - £30,000 per annum, negotiable, pro-rata, inc benefits, OTE
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6 applications
Compliance Officer - Fantastic opportunity + Career Progression Up hold the rules My client is a forward thinking, dynamic entrepreneurial organisation looking for a Compliance Officer. They want YOU to help defend their expanding company, from criminal prosecution and inbound investigations. Either from Trading Standards Office of fair Trading, Information Commissioners Office or other enforcement authorities. It will be y...
A well established Financial Panning and Investment manager have an exciting opportunity for a compliance monitoring officer to join their London based team. The Role Working closely with the Group Compliance Monitoring Manager, you will undertake and report the results of independent risk-based monitoring to all businesses within the Group. The main duties of the role will include the following: To assist i...
A well established global Financial Services company specialising in Insurance have an exciting opportunity for a compliance monitoring officer to join their organisation. The Role he main purpose of this role is to provide compliance assurance through undertaking risk based compliance audit reviews, provision of advice to the business on regulatory matters, and through the review and approval of key compliance related material...
Hudson is recruiting a Compliance and Risk Officer to join an established IFA in the West Midlands. This is an interesting role and will ideally suit a proactive team player who is searching for a long term career with a class leading organisation. In this varied role you will help to minimise the risk to the Company and its clients. Moreover you will help to ensure that the Company and its Consultants comply with the FSA Conduct of Busines...
A respected broker dealer based in the City have an exciting opportunity for an AML Surveillance Officer to join their Regulatory Compliance team. The Role The main purpose of this role will be to support the Firm's Compliance function through the ongoing monitoring and surveillance of transactions to identify, manage and report potential incidents of financial crime. You will also be responsible for performing daily trade sur...
A well established Financial Services Brokerage firm have an exciting opportunity for a Transaction Surveillance Officer to join their London based Compliance team. The Role The main purpose of this role will be to support the Firm's Compliance function through the ongoing monitoring and surveillance of transactions to identify, manage and report potential incidents of market abuse and other improper activity. Main duties will ...
A highly desirable opportunity for an experienced Financial Services professional to join this expanding organisation in a newly created role as Customer Relations Officer / Compliance Auditor. The primary aspect of the role will be to act as a Customer Relations Officer, ensuring that complaints are dealt with fairly and courteously and in line with company procedures and regulatory expectations. As well as having complaints h...
Our client a fast growing, listed and highly reputable education recruitment business is seeking a Compliance Officer to join their expanding team. This role is ideal for a bright individual looking for the next step in their working life. The business has vast experience in harnessing individuals talents and building a long term career path. Candidates are likely to already have some experience of an office / administrative environm...
A well established Insurance firm has an exciting opportunity for a Compliance Officer to join their Surrey based team. The Role Working closely with the compliance manager the compliance officer will provide an effective compliance monitoring service to the group of companies. You will work closely with the business to identify potential compliance risks and to help the business to implement appropriate solutions to mitigate ...
Our client is an award winning Privatly owned Brokerage. Specialising within Investment Management, Equity Sales, FX and CFD's. The office is a very busy and lively trading floor. This is a great oppertunity for someone to join an award winning and growing company and be a key memeber to the team. Responsibilities: The main responsibility for this role is to support the CF10/11 in the implementatio...
Timothy James Consulting are currently representing a rapidly expanding global private markets investment management firm - As they are looking to appoint a Compliance generalist to join their London team. The successful candidate will be rewarded with unrivalled opportunities for progression and a salary up to £50,000 plus benefits. The Compliance Officer is responsible for monitoring compliance with the Financial C...
