Timothy James Consulting are currently representing a rapidly expanding global private markets investment management firm - As they are looking to appoint a Compliance generalist to join their London team. The successful candidate will be rewarded with unrivalled opportunities for progression and a salary up to £50,000 plus benefits. The Compliance Officer is responsible for monitoring compliance with the Financial C...
Organisation Description Our client, a multinational Investment Management and advisory organisation is currently in search of a Compliance Officer. This is an unique overall compliance officer opportunity for a fantastic, vibrant, as well as, prosperous organisation. With a philosophy of promoting within, you have the chance to be apart of an amazing team who continuously reward their employees. <st...
Compliance Associate - kick start your Risk and Compliance career - Learn from the best, great opportunity to develop a great career in the City - fantastic bonus potential and benefits. An independent investment management and corporate finance advisory firm with a global reach are looking for a client facing Compliance Associate to join their London office. The Compliance Associate will be supporting the Compliance Offi...
QA Officer Pharmaceutical manufacturer based in Hertfordshire currently requires a temporary QC Compliance Officer to manage the company’s Controlled Change System and to act as a contact with all current and new Export Markets ensuring compliance with regulatory requirements of those markets. Specifics of the role include: Undertaking QA inspections of facilities and activities. Ensuring that procedures a...
My clients, a global merchant bank are expanding their regulatory function and seek a Legal & Compliance Officer to join their team on a full-time, permanent basis. The Role As Compliance Officer, you will report directly into Compliance & Corporate Operations Manager, where you will be required to take ownership of company's regulatory obligations. Key duties include: ? Providing assistance to Deal Originators wi...
Compliance Officer - Insurance - £50,000 A growing Insurance organisation is looking for a Compliance Generalist and Monitoring Professional to join their team based West Sussex. Successful candidates will be rewarded with opportunities for progression and a salary up to £50,000 plus benefits. The Compliance Officer will be responsible for monitoring compliance with the Financial Conduct Authority (FCA) and sha...
A rapidly expanding FTSE 250 Insurance firm are looking for a Compliance Monitoring Professional to join their team based in luxurious offices in the City of London. Successful candidates will be rewarded with unrivaled opportunities for progression and a salary up to £50,000 plus benefits. The Compliance Officer will be responsible for monitoring compliance with the Financial Conduct Authority (FCA). You will also be requ...
Vertex Financial Services, Compliance Monitoring Officer, £30000-£35000, Cheltenham. Vertex Financial Services is a leader in Business Process and Customer Management outsourcing, serving over 200 clients worldwide across many sectors. Our focus is on providing value-based solutions for our clients that deliver exceptional customer experience, and do so cost effectively. An exciting opportunity has b...
Vertex Financial Services, Assistant Compliance Monitoring Officer, £24000-£28000, Cheltenham. Vertex Financial Services is a leader in Business Process and Customer Management outsourcing, serving over 200 clients worldwide across many sectors. Our focus is on providing value-based solutions for our clients that deliver exceptional customer experience, and do so cost effectively. An exciting opportu...
A leading FX Brokerage in the city are seeking an experienced Compliance Officer for a newly created role reporting into the Group MLRO. You must have at least 18 months experience within a Bank of Financial House and have good knowledge of AML & KYC requirements. You will be responsible for: The entire compliance spectrum across KYC & AML procedures Assist the Compliance Manager on the companies compliance ...
T & C Officer, Aberdeen To £28,000 plus benefits and bonus This leading consultancy has an excellent reputation within the Private Client and Employee Benefit sectors, offering a proposition across the full range of advice including investments, protection, retirement planning, group pensions and healthcare. The firm requires a T&C Officer to operate within the Compliance team dealing with all aspects o...
A well established Financial Services Broker operating globally have an exciting position for a Compliance Trade Monitoring Officer to join their London based team. The Role The main purpose of role would be to monitor client and proprietary trading activity to detect potential regulatory and exchange breaches. Main duties will include: Responsible for supervision and operation of electronic trade monitoring surve...
Organisation Description My client is a successful assurance company based in the heart of Brighton. Job Description This will be a varied and challenging role which will include the following duties - - To carry out monitoring checks and calendar tasks. - Carry out detailed Checks on the compliance monitoring plan in order to ensure the Societys compliance with the FSA...
175 jobs matching this search were posted in the last week
Have you previously worked in a compliance role? Have you dealt with complaints? If so, we might have the right role for you.... We are seeking a Compliance Officer for our successful client based in Brackley. The key purpose of this role is to effectively respond to all queries and complaints received into the department. You will be required to deal with complaints in a necessary timeframe. ...
This is a group of companies providing a full range of investment management services for portfolios varying derived from real estate investments. An opportunity has arisen due to maternity leave for an 11 or 12 month contract for an internal audit officer covering compliance. The Role Duties will include providing written reports on all audits and reviews, including findings, recommendations and management responses, rep...
Based in prestigious offices in the heart of the City, our client is a pan European Investment Bank. They now seek to recruit an additional Compliance Officer who will either be Compliance Examination qualified and have a strong Financial Services Institutions background to date, or be ACA/ACCA trained with a background in internal audit within the Financial Services arena (might be a Top 4 Financial Services Group). The role is based in Lo...
Organisation Description My client is a successful assurance company based in the heart of Brighton. Job Description This will be a varied and challenging role which will include the following duties - - To carry out monitoring checks and calendar tasks. - Carry out detailed Checks on the compliance monitoring plan in order to ensure the Societys compliance with t...
Security Assurance and Audit Officer needed for a FTSE 100 Company – Warrington. We are one of the largest British companies in the world and are proud to be the number one provider of business process outsourcing in the UK. We provide highly renowned services and solutions to a variety of sectors and due to our consistent expansion, we require Security Assurance and Audit Officer to work within our Capita Customer Management ar...
My client are one of the worlds largest manufacturers of pharmaceutical products based in Cheshire, they are currently seeking a Quality Compliance Officer to join their well established team. The Role: You'll design and develop quality systems in compliance with regulatory standards, You'll carry out internal external and external audits, and act as a site representative auditor, You'll design GM...
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Date: 9 May
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Exeter, Devon
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£35,000 - £45,000 per annum
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4 applications
Our client, a forward thinking fee based wealth management firm is seeking to expand their team in Exeter with a Compliance Officer. The practice offers a unique client approach to business, providing assistance in all aspects of finance. Working within risk and compliance, this role will help to ensure that the appropriate compliance processes are adhered to across the company in line with the FSA. Responsibilities will in...
An exciting opportunity has arisen in a leading independent provider of a number of services such as forensic services and litigation support, corporate tax, business advisory services, audit etc. With offices all over the UK they are looking for a compliance Officer to be based in the heart of London. My client requires a Compliance officer to assist in the regular monitoring of various business areas and provide AML advice to TSB b...
Information Security and Compliance Officer / ISO27001 / PCI DSS An opportunity to work with a global business providing up-to-minute news and data to give business's a competitive edge, our client is seeking an experienced Information Security and Compliance officer. This will be to ensure an appropriate level of information protection is achieved and maintained, and to promote security awareness to ensure system securit...
My client, a well known financial services provider, are seeking a Compliance & Customer Relations Officer on a full time, permanent basis. The Role The primary aspect of the role will be to act as a Customer Relations Officer, ensuring that complaints are dealt with fairly and courteously and in line with company procedures and regulatory expectations. The Person The suited candidate will have previously ...
My client a fast pace stockbrokers based in the city is looking to recruit a compliance assistant for their London office. Working closely with the Head of Group compliance this wide ranging role encompass all compliance function with the exception of client monies; Perform monitoring work in accordance with the company’s monitoring programme to demonstrate that business is being conducted in compliance with regulatory requirements<...
T & C Officer, Aberdeen To £28,000 plus benefits and bonus This leading consultancy has an excellent reputation within the Private Client and Employee Benefit sectors, offering a proposition across the full range of advice including investments, protection, retirement planning, group pensions and healthcare. The firm requires a T&C Officer to operate within the Compliance team dealing with all aspects o...
