A well established Commodities Broker based in London have an exciting opportunity for a Compliance Monitoring officer to join their organisation. The Role Working within an established Compliance team the main duty of the role will be to overtake all monitoring activity using the SMARTs operating system to detect potential regulatory and exchange breaches. You will be responsible for the operation of the SMARTs electronic tra...
Call Auditor/Compliance Officer - Altrincham Salary: £13000 - £21000 (dependent upon experience) + Company Benefits A fantastic opportunity has arisen for a talented and professional Compliance Officer to shine within a growing company’s call centre division. This company is a market leader in their field, currently undergoing an exciting period of expansion following huge success. The R...
A Local Authority client of Morgan Hunt are looking to recruit a Housing Compliance Officer to investigate and manage a range of housing management issues including tenancy changes for a patch of properties in East London The main focus of the role of Housing Compliance Officer will be to ensure tenants comply with their lease and tenancy conditions, the duties will be to: Manage a patch of properties in East London Be ...
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Date: 4 days ago
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Norwich, Norfolk
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£25,000 - £30,000 per annum, negotiable, pro-rata, inc benefits, OTE
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6 applications
Compliance Officer - Fantastic opportunity + Career Progression Up hold the rules My client is a forward thinking, dynamic entrepreneurial organisation looking for a Compliance Officer. They want YOU to help defend their expanding company, from criminal prosecution and inbound investigations. Either from Trading Standards Office of fair Trading, Information Commissioners Office or other enforcement authorities. It will be y...
A well established Financial Panning and Investment manager have an exciting opportunity for a compliance monitoring officer to join their London based team. The Role Working closely with the Group Compliance Monitoring Manager, you will undertake and report the results of independent risk-based monitoring to all businesses within the Group. The main duties of the role will include the following: To assist i...
A well established global Financial Services company specialising in Insurance have an exciting opportunity for a compliance monitoring officer to join their organisation. The Role he main purpose of this role is to provide compliance assurance through undertaking risk based compliance audit reviews, provision of advice to the business on regulatory matters, and through the review and approval of key compliance related material...
Hudson is recruiting a Compliance and Risk Officer to join an established IFA in the West Midlands. This is an interesting role and will ideally suit a proactive team player who is searching for a long term career with a class leading organisation. In this varied role you will help to minimise the risk to the Company and its clients. Moreover you will help to ensure that the Company and its Consultants comply with the FSA Conduct of Busines...
A respected broker dealer based in the City have an exciting opportunity for an AML Surveillance Officer to join their Regulatory Compliance team. The Role The main purpose of this role will be to support the Firm's Compliance function through the ongoing monitoring and surveillance of transactions to identify, manage and report potential incidents of financial crime. You will also be responsible for performing daily trade sur...
A well established Financial Services Brokerage firm have an exciting opportunity for a Transaction Surveillance Officer to join their London based Compliance team. The Role The main purpose of this role will be to support the Firm's Compliance function through the ongoing monitoring and surveillance of transactions to identify, manage and report potential incidents of market abuse and other improper activity. Main duties will ...
A highly desirable opportunity for an experienced Financial Services professional to join this expanding organisation in a newly created role as Customer Relations Officer / Compliance Auditor. The primary aspect of the role will be to act as a Customer Relations Officer, ensuring that complaints are dealt with fairly and courteously and in line with company procedures and regulatory expectations. As well as having complaints h...
T & C Officer, Aberdeen To £28,000 plus benefits and bonus This leading consultancy has an excellent reputation within the Private Client and Employee Benefit sectors, offering a proposition across the full range of advice including investments, protection, retirement planning, group pensions and healthcare. The firm requires a T&C Officer to operate within the Compliance team dealing with all aspects o...
Our client a fast growing, listed and highly reputable education recruitment business is seeking a Compliance Officer to join their expanding team. This role is ideal for a bright individual looking for the next step in their working life. The business has vast experience in harnessing individuals talents and building a long term career path. Candidates are likely to already have some experience of an office / administrative environm...
A well established Insurance firm has an exciting opportunity for a Compliance Officer to join their Surrey based team. The Role Working closely with the compliance manager the compliance officer will provide an effective compliance monitoring service to the group of companies. You will work closely with the business to identify potential compliance risks and to help the business to implement appropriate solutions to mitigate ...
145 jobs matching this search were posted in the last week
Our client is an award winning Privatly owned Brokerage. Specialising within Investment Management, Equity Sales, FX and CFD's. The office is a very busy and lively trading floor. This is a great oppertunity for someone to join an award winning and growing company and be a key memeber to the team. Responsibilities: The main responsibility for this role is to support the CF10/11 in the implementatio...
Timothy James Consulting are currently representing a rapidly expanding global private markets investment management firm - As they are looking to appoint a Compliance generalist to join their London team. The successful candidate will be rewarded with unrivalled opportunities for progression and a salary up to £50,000 plus benefits. The Compliance Officer is responsible for monitoring compliance with the Financial C...
Organisation Description Our client, a multinational Investment Management and advisory organisation is currently in search of a Compliance Officer. This is an unique overall compliance officer opportunity for a fantastic, vibrant, as well as, prosperous organisation. With a philosophy of promoting within, you have the chance to be apart of an amazing team who continuously reward their employees. <st...
Compliance Associate - kick start your Risk and Compliance career - Learn from the best, great opportunity to develop a great career in the City - fantastic bonus potential and benefits. An independent investment management and corporate finance advisory firm with a global reach are looking for a client facing Compliance Associate to join their London office. The Compliance Associate will be supporting the Compliance Offi...
QA Officer Pharmaceutical manufacturer based in Hertfordshire currently requires a temporary QC Compliance Officer to manage the company’s Controlled Change System and to act as a contact with all current and new Export Markets ensuring compliance with regulatory requirements of those markets. Specifics of the role include: Undertaking QA inspections of facilities and activities. Ensuring that procedures a...
My clients, a global merchant bank are expanding their regulatory function and seek a Legal & Compliance Officer to join their team on a full-time, permanent basis. The Role As Compliance Officer, you will report directly into Compliance & Corporate Operations Manager, where you will be required to take ownership of company's regulatory obligations. Key duties include: ? Providing assistance to Deal Originators wi...
Compliance Officer - Insurance - £50,000 A growing Insurance organisation is looking for a Compliance Generalist and Monitoring Professional to join their team based West Sussex. Successful candidates will be rewarded with opportunities for progression and a salary up to £50,000 plus benefits. The Compliance Officer will be responsible for monitoring compliance with the Financial Conduct Authority (FCA) and sha...
A rapidly expanding FTSE 250 Insurance firm are looking for a Compliance Monitoring Professional to join their team based in luxurious offices in the City of London. Successful candidates will be rewarded with unrivaled opportunities for progression and a salary up to £50,000 plus benefits. The Compliance Officer will be responsible for monitoring compliance with the Financial Conduct Authority (FCA). You will also be requ...
Vertex Financial Services, Compliance Monitoring Officer, £30000-£35000, Cheltenham. Vertex Financial Services is a leader in Business Process and Customer Management outsourcing, serving over 200 clients worldwide across many sectors. Our focus is on providing value-based solutions for our clients that deliver exceptional customer experience, and do so cost effectively. An exciting opportunity has b...
Vertex Financial Services, Assistant Compliance Monitoring Officer, £24000-£28000, Cheltenham. Vertex Financial Services is a leader in Business Process and Customer Management outsourcing, serving over 200 clients worldwide across many sectors. Our focus is on providing value-based solutions for our clients that deliver exceptional customer experience, and do so cost effectively. An exciting opportu...
A leading FX Brokerage in the city are seeking an experienced Compliance Officer for a newly created role reporting into the Group MLRO. You must have at least 18 months experience within a Bank of Financial House and have good knowledge of AML & KYC requirements. You will be responsible for: The entire compliance spectrum across KYC & AML procedures Assist the Compliance Manager on the companies compliance ...
T & C Officer, Aberdeen To £28,000 plus benefits and bonus This leading consultancy has an excellent reputation within the Private Client and Employee Benefit sectors, offering a proposition across the full range of advice including investments, protection, retirement planning, group pensions and healthcare. The firm requires a T&C Officer to operate within the Compliance team dealing with all aspects o...
