Compliance Monitoring Manager FTC

Posted 15 April by eFinancialCareers

Register and upload your CV to apply with just one click

Highly regarded global asset manager seeks a Compliance Monitoring Manager on a 12 months' fixed-term contract covering maternity leave. The job holder will oversee the execution of thematic reviews and regular testing, regularly communicate progress against the plan and escalate material findings. Furthermore, the successful candidate will contribute to compliance risk assessment and development of the annual risk-based monitoring and testing plan. This role involves frequent stakeholder engagement across Risk & Compliance, Internal Audit, Legal, and Front Office Controls and Governance. Candidates must have thematic review experience gained in the asset/fund management sector, ideally with some degree of previous staff management, although this is not essential.

Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C's, Privacy Policy and Disclaimers which can be found at hays.co.uk

Reference: 52481145

Please note Reed.co.uk does not communicate with candidates via Whatsapp, and we will never ask you to provide your bank, passport or driving licence details during the application process. To stay safe in your job search and flexible work, we recommend visiting JobsAware, a non-profit, joint industry and law enforcement organisation working to combat labour market abuse. Visit the JobsAware website for information and free expert advice for safer work.

Report this job

Not quite what you are looking for? Try these similar searches