931 Compliance Monitoring Jobs in London (east London)

Responsibilities: Perform pre-trade and post trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines. Work with CRO to maintain a compliance culture within the business. Evolving the framework of complia...

Go to similar: Associate jobs in east london

Your new company A well known international bank is looking for a regulatory compliance professional for a 6-month fixed-term contract. The bank caters to a diverse clientele, offering a range of banking services including retail, private, and corpor...

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Our Client, a Specialist Insurance and Underwriting firm, are looking for a Compliance/Delegated Authority Assistant to join their team in assisting the Compliance Team in the execution of their duties, in particular those concerning the oversight an...

Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

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Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

Go to similar: Officer jobs in east london

MERJE are working with a well established Investment manager in their search for a Head of Compliance. The Head of Compliance will be responsible for compliance with all applicable FCA & SEC regulations. Provision of technical advice, support & regul...

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Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

Go to similar: Officer jobs in east london

Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space. The company offers fantastic work culture and ...

Go to similar: Officer jobs in east london

Equifind have teamed up with a financial services firm in London, who are looking to add a compliance analyst to join the business. The business has recently enjoyed some fresh investment, so they are looking to add to the team to match this appetite...

Go to similar: Analyst jobs in east london

About the job Compliance Technical Specialist Business Area: Group General Counsel Place of Work: London Contract Type: Permanent When you join the business, the size and scale of our pension scheme means you will have numerous opportunities to learn...

Go to similar: Compliance jobs in east london

MERJE are supporting a boutique Private Equity firm in their search for a Compliance Associate in London. You’ll be responsible for overseeing the day-to-day compliance monitoring program within a small legal and compliance team, engaging in a divers...

Go to similar: Manager jobs in east london

Rev & Regs are recruiting for a Compliance Associate role on behalf of an Investment Management firm, based in London. The successful candidate will require a technical understanding of equities, and fixed income markets, the trading of these instrum...

Go to similar: Associate jobs in east london

To support our growing team, we are looking for an experienced T&C Supervisor, who can also lead our internal quality initiatives (our “Excellence” process), alongside supporting the Financial Planning and Defined Contribution (DC) Consulting teams w...

Go to similar: Supervisor jobs in east london

Tax Analyst - 50-60k Salary - 1/2 Days per week in office based in South West London Our client, a well established transport/logistics group are in search of a Tax Analyst to assist the wider finance team in: - VAT reporting requirements and interna...

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Our client is a specialist hedge fund, HQ'd in London. After recent good performance and the recent launch of new funds, they are now looking to add a Compliance Manager to their existing team in London. Reporting into the Chief Compliance Officer, t...

Go to similar: Manager jobs in east london

JSS Search are partnered with a household name E-Commerce brand to recruit a Marketplace Compliance Manager. As the Marketplace Compliance Manager, you’ll focus on payments-related relationships and processes (for example, with acquirers and payments...

Go to similar: Manager jobs in east london

SEVERAL Exciting Opportunities: Heads of Compliance (SMF16 and SMF17) UK Based FinTech's London and surrounding Hydrid roles As the Head of Compliance (SMF16 and SMF17), you will lead the compliance function and drive regulatory excellence within our...

Go to similar: Manager jobs in east london

Compliance Analyst role within a London based Payments firm. Opportunity to learn and develop in a broad Compliance Analyst role. Client Details The client is a principle issuer of MasterCard and cross-border payments firm. Description Investigate SA...

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Are you feeling undervalued and perhaps a little frustrated that despite constantly hitting targets you've got no room to grow? Are you looking for more fireworks, a more consultative / relationship sales proposition and a more dynamic company that e...

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A great opportunity to join a leading Lloyd's underwriter with an excellent record of profitability at a time of growth and development. The overall remit will be the full management of the treasury function including the management of a small team a...

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A small European Bank has an exciting opportunity for an experienced Compliance Manager. Your responsibilities will include: Ensuring compliance policies/procedures are applied at all levels, and that any changes meet regulatory requirements and are ...

Go to similar: Manager jobs in east london

Responsibilities Plan, implement, and drive initiatives aligned with the firm’s business objectives to enhance fund service capabilities, consolidate opportunities for growth, and maintain competitiveness through new product implementation and operat...

Go to similar: Manager jobs in east london

Responsibilities Plan, implement, and drive initiatives aligned with the firm’s business objectives to enhance fund service capabilities, consolidate opportunities for growth, and maintain competitiveness through new product implementation and operat...

Go to similar: Manager jobs in east london

We are working with a reputable hedge fund, headquartered in London. There is a requirement for an experienced Compliance Officer to join the existing Compliance team, reporting directly into the Chief Compliance Officer. This role will be generalise...

Go to similar: Officer jobs in east london

We are working with a leading insurance broker that are looking to expand their team by hiring a Compliance Business Partner. In this broad role, you will be expected to implement and lead on all matters in respect to product governance, consumer dut...

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