Compliance Manager

Job Title: Compliance Manager

Industry: Financial Planning

Location: Worcester

Salary: £45,000 - £50,000 (negotiable for right candidate)

Job Reference: 9015

Job Description:

Recruit UK are working on an exciting opportunity for a Compliance Manager to join a financial Planning firm.

Our client is a highly successful Financial Planning firm, specialising in supporting clients across the Worcester area. As their client base continues to grow and the Advisers are busier than ever going out for both annual review and new business, they are looking to bring on a Compliance Manager. You will ensure the firm meets regulatory and internal requirements, as well as communicating with stakeholders, and the team.

Duties will include but not limited to:

• Develop a sustainable compliance program and take responsibility to maintain
• Develop and draft policies and procedures, updating where necessary and providing T&C training
• Identify any improvements and present solutions, putting in training where needed
• Manage annual compliance diary to provide relevant updates to stakeholders and the tam
• Work alongside external file check support

Benefits:

• Competitive salary of around £50,000 (negotiable for the right candidate)
• Discretionary bonus
• 22 days annual leave + Xmas closure, rising with service
• 3% pension contribution
• Private medical insurance
• Exam support and funding
• Career development and progression
• 4x DIS
• Electric company car scheme
• Can consider full or part time candidate

Skills and experience required:

• Previous experience working in an IFA or Wealth Management firm
• Good up to date knowledge of the FCA regulations
• Experience working in a compliance role, or similar

About Recruit UK:

As specialists in financial services recruitment, we bring unique expertise, insight, and connections, whether you are looking for a new job or are trying to fill a role. We have a reach of more than 100,000 financial services connections. Right now, Recruit UK is pleased to be working with a Financial Planning firm, looking for a Compliance Manager.