Compliance Associate-Manager

Posted 28 March by Oliver James
Easy Apply
£60,000 - £80,000 per annum
London , South East England
Permanent, full-time

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Posted by Oliver James

I am currently recruiting for a Compliance Associate - Manager level role for one of my well established and well known clients in London.

My client operates with asset managers, hedge fund managers, private equity firms and more.

The role will include:

  • Monitoring - run the plans, generate and collate information for the reg compliance function
  • Working closely with other parts of the business such as corporate finance
  • Helping clients build capital - providing advice and guidance to business teams

The candidate should have:

  • 5 - 8+ Compliance experience within an investment firm, asset/wealth/investment manager, boutique firm, or consultancy (advisory and capital markets)
  • Compliance monitoring essential
  • Familiar with AML / CTF, Sanctions, MiFID

To Apply for this role please email


Reference: 52393432

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