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Compliance Assistant jobs

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Compliance Assistant - Venn Group are currently working with an established international investment manager looking to recruit a Compliance Assistant to support the Compliance Manager with daily monitoring activities. Based in the city, this long term compliance contract offers the opportunity for someone looking to begin or further their career in compliance. In your role as Compliance Assistant you will be responsible for monitor...
Very well respected, long standing Lloyds broker is now looking to recruit a compliance assistant. In this small team you will be working closely with the compliance manager in this large brokerage. The Role "As an assistant, you will be given a range of duties within the department gaining a rounded knowledge of the business. These duties will initially include assisting in the preparation and implementation of programmes...
Vertex Financial Services, Assistant Compliance Monitoring Officer, £24000-£28000, Cheltenham. Vertex Financial Services is a leader in Business Process and Customer Management outsourcing, serving over 200 clients worldwide across many sectors. Our focus is on providing value-based solutions for our clients that deliver exceptional customer experience, and do so cost effectively. An exciting opportu...
A leading Financial Services organisation based in Cheltenham are seeking a Compliance Assistant to join their well respected team. The Compliance Assistant will be responsible for the firms compliance by providing support and review in line with FSA and other regulatory requirements. You will also provide a policy and advisory service to the business on all aspects of the clients business. Responsibilities <br ...
Compliance Assistant - Venn Group are currently working with an established discretionary wealth manager to recruit a Compliance Assistant. Reporting directly to the Head of Compliance this general role provides exposure to compliance monitoring, compliance policy, financial crime and suitability. As the Compliance Assistant you will be responsible for following the firm`s compliance monitoring programme which will involve regular c...
Corporate Tax Assistant Manager Salary Indicator: £34,000 - £42,000 Location: Norwich Our client are a leading firm of Chartered Accountants in Norwich who are currently looking for an Assistant Manager to come on board the Corporate Tax Compliance Team. The successful candidate will seek solutions to technical issues and demonstrate sufficient techn...
A leading Financial Services organisation based in Cheltenham are seeking a Compliance Assistant to join their well respected team. The Compliance Assistant will be responsible for the firms compliance by providing support and review in line with FSA and other regulatory requirements. You will also provide a policy and advisory service to the business on all aspects of the clients business. Responsibilities <br ...
  • Date: 30 April
  • Woking, Surrey
  • £30,000 - £32,000 per annum, pro-rata
  • 15 applications
This high net worth IFA requires a Compliance Assistant to assist the Training and Competence Manager in the implementation of a pro-active Training and Competence scheme. This includes the provision and maintenance of internal registers and other compliance documentation records and KPIs. A full job specification is available. The successful candidate will have reached the minimum of Chartered Insurance...
Pyramid Recruitment Services Ltd are currently recruiting for a Customer Service Assistant required for our Great Dunmow based client. The Company: Our client has been established for over 150 years and employs quality staffs who understand their customers, providing a genuinely outstanding service, backed up by a product range that offers real value for money. The Role: • Cashiering • Carry out all counter tran...
Assistant Manager Up to £16K Glamorous and premium fashion brand £16,000 per annum with exciting benefits The opportunity for a skilled Deputy Manager has arisen to join this amazing Premium retailer in their Cheltenham boutique. They are currently seeking an Assistant Manager who is motivational, fashionable and dedicated to offering first rate customer service. If you are an operational manager who has t...
Assistant Manager Up to £16K Glamorous and premium fashion brand £16,000 per annum with exciting benefits The opportunity for a skilled Deputy Manager has arisen to join this amazing Premium retailer in their Bath boutique. They are currently seeking an Assistant Manager who is motivational, fashionable and dedicated to offering first rate customer service. If you are an operational manager who has the pro...
Finance Assistant £25,000 - £35,000 My client based in Leeds city centre is currently recruiting for a Finance Assistant to support the Compliance Manager in ensuring the compliance of the firmwide business with the SRA Accounts Rules, particularly with regard to client monies. Duties include: Supporting the business with regard to specific finance processes, providing information and communications, repo...

162 jobs matching this search were posted in the last week

Take the opportunity to be one of the first Corporate Tax Assistant Managers to join the new Tax Centre of Excellence, for one of the Big 4, based in Glasgow. Doors open on 1st July, when the new centre aims to challenge and modernise the way that the Tax & Pensions practice delivers tax compliance services to clients. Search is currently looking to recruit a number of Tax Assistant Managers with experience of UK Corporate Tax to...
Assistant Manager Up to £18,000 Per annum Glamorous and premium fashion brand £18,000 per annum with exciting benefits Cardiff The opportunity for a skilled Deputy Manager has arisen to join this amazing Premium retailer in their Cardiff boutique. They are currently seeking an Assistant Manager who is motivational, fashionable and dedicated to offering first rate customer service. If you are an ope...
Assistant Manager Up to £16,000 Per annum Glamorous and premium fashion brand £16,000 per annum with exciting benefits The opportunity for a skilled Deputy Manager has arisen to join this amazing Premium retailer in their Cheltenham boutique. They are currently seeking an Assistant Manager who is motivational, fashionable and dedicated to offering first rate customer service. If you are an operational mana...
Take the opportunity to be one of the first Private Client Tax Assistant Managers to join the new Tax Centre of Excellence, of this Big 4 firm, based in Glasgow. Doors open on 1st July, when the new centre aims to challenge and modernise the way that the firm's Tax & Pensions practice delivers tax compliance services to clients. As a Tax Assistant Manager in Personal Tax, you'll maintain a portfolio of clients ranging from mid-m...
Take the opportunity to be one of the first Corporate Tax Assistant Managers to join the new Tax Centre of Excellence, for one of the Big 4, based in Glasgow. Doors open on 1st July, when the new centre aims to challenge and modernise the way that the Tax & Pensions practice delivers tax compliance services to clients. Search is currently looking to recruit a number of Tax Assistant Managers with experience of UK Corporate Tax to...
Assistant Facilities Manager, to £27.5K + bonus SPIE UK provide multi technical and support services from initial mechanical and electrical design, through installation, testing, commissioning to long term maintenance and facilities management. Drawing on their engineering heritage, SPIE UK are committed to delivering exceptional quality whilst ensuring they pass innovative solutions onto their customers. <br ...
A bright, intelligent and engaged part-time Personal Assistant is required for22.55 hours per week, to provide full PA and administrative support to the Compliance & Risk Director of a financial services group. You will take responsibility for ad-hoc project-based assignments and oversee limited but important administrative events within the compliance function. Responsibilities will include but are not limited to: E...
The Compliance Assistant is responsible for operating the anti-money laundering and fraud monitoring programmes including; Sanction & PEP Screening, Transaction Monitoring and Record Keeping & Reporting. Successful candidates will have experience within a Financial Services company subject to Money Laundry regulations and sanction / fraud monitoring. Candidates should be highly conversant with Excel as they will need to produc...
We are seeing Expatriate Tax Assistant Managers to work in the Manchester office of one of our Big 4 clients. The role is varied and requires working directly with a portfolio of clients and assisting with practice development. Your portfolio will include high profile international engagements and you will liaise with both HR Managers and international workers. You will: Assisting in managing small to medium global projects<b...
An independent private bank in the City of London is in the market for an Assistant Compliance Manager to join their team, based in the City of London. They are looking for someone with Compliance experience and strong academics. Successful candidates will be rewarded with unrivaled opportunities for progression and a salary from £25k to £28 plus benefits. The role involves supporting the Compliance Manager, assisting...
You will join as a Personal Tax Senior or Assistant Manager, based out of the firms offices in Taunton. The role offers superb scope to deal with more complex high net worth individuals and you will look to develop relationships with your clients, identifying and advising on opportunities for tax planning, working closely with the support of the partners and highly regarded team delivering tax project work. It offers the right professional ,loo...
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