Compliance Advisory - Asset Management

Compliance Advisory Manager - Asset Management

Are you an experienced Compliance professional looking to take on a new and exciting challenge? Look no further. Our client, a well-established and highly regarded Asset Management firm, is seeking a talented Compliance Advisory Manager to join their dynamic team. This is an opportunity to work with a company that truly values their employees and offers excellent professional growth opportunities.

Why choose to work with our client's organisation? Here are just a few reasons:

• They have an outstanding reputation in the Asset Management industry and have been recognised for their exceptional client service.
• Their team is comprised of highly skilled professionals who are passionate about what they do.
• The company places a strong emphasis on a positive and collaborative work culture, fostering an environment where everyone's ideas are valued.
• They offer competitive compensation and benefits packages, including a generous bonus structure.
• They provide ongoing training and development opportunities to support your professional growth and success.

As the Compliance Advisory Manager, you will play a crucial role in ensuring our client's organisation remains compliant with all relevant regulatory requirements. You will provide expert advice and guidance to key stakeholders across the business, helping to mitigate risk and drive a culture of compliance throughout the organisation.

Key responsibilities:

• Develop, implement, and maintain compliance policies and procedures to meet regulatory requirements.
• Conduct compliance monitoring and testing to identify any potential compliance issues or gaps.
• Provide training and education to employees on compliance matters.
• Act as the main point of contact for regulatory authorities and manage any compliance-related audits or inspections.
• Stay up to date with relevant regulatory changes and ensure that necessary updates are made to company policies and procedures.

Requirements:

• At least 5 years of experience in Compliance within the Asset Management industry ideally doing advisory
• Strong knowledge of relevant regulatory requirements, such as FCA and CBI.
• Excellent communication and interpersonal skills, with the ability to influence and collaborate with stakeholders at all levels.
• Proven ability to manage multiple projects and priorities in a fast-paced environment.

If you are a dedicated and passionate Compliance professional looking for a new challenge, we want to hear from you. Join our client's organisation and make a difference in the exciting world of Asset Management. Apply now.

LHH is an employment consultancy that believes in talent, not labels. It is important to us that we run inclusive recruitment processes to support candidates of all abilities and encourage applicants of all backgrounds and perspectives to apply. LHH is committed to building an inclusive, supportive environment to enable candidates to explore the next steps in their careers. If you require reasonable adjustments at any stage, please let us know and we will be happy to support you.