Risk & Compliance Lawyer
- Competitive salary
- London
- Permanent, full-time
Practice Group / Department: Risk & Compliance Legal Management - London Job Description We're Norton Rose Fulbright - a global law firm with over 50 ...
Practice Group / Department: Risk & Compliance Legal Management - London Job Description We're Norton Rose Fulbright - a global law firm with over 50 ...
Primary Details Time Type: Full time Worker Type: Employee The Opportunity Following sustained and continued growth plans, we are pleased to announce ...
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The Opportunity: Responsible, via effective systems and controls, for a range of in-house and outsourced Middle and Back Office operational and service delivery activities, comprising: Investment operations - operational relationship management of 15...
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Background Analytics & Reporting (A&R) is a group within Risk Engineering in the Risk Division of Goldman Sachs. The group ensures the firm's senior leadership, investors and regulators have a complete view of the positional, market, and client activ...
Background Analytics & Reporting (A&R) is a group within Risk Engineering in the Risk Division of Goldman Sachs. The group ensures the firm's senior leadership, investors and regulators have a complete view of the positional, market, and client activ...
Company Description We are Legal & General Investment Management (LGIM), the asset-management arm of Legal & General Group. Our purpose is to create a better future through responsible investing. We strive to achieve this through a strong sense of pa...
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk manag...
TRANSACTION BANKING We aim to build a modern and digital-first transaction banking solution to serve our clients. Our business combines the strength, heritage, and expertise of a 150-year-old firm with the agility and entrepreneurial spirit of a tech...
Fixed Term Contract Duration - 12 Months What the Hiring Manager says This is an exciting opportunity to work within the Commercial Proposition team which spans our new business segment, bringing together Quilter Investors, Quilter Investment Platfor...
Responsibilities: The team is responsible for ensuring operational risk/control data is effectively monitored and reported to ensure appropriate oversight against risks and alignment with wider initiatives and enterprise policies. Assisting with Risk...
A small European Bank has an exciting opportunity for an experienced Compliance Manager. Your responsibilities will include: Ensuring compliance policies/procedures are applied at all levels, and that any changes meet regulatory requirements and are ...
Responsibilities of Senior Credit Portfolio Manager: Take the leading role in formulating credit policy and procedures; Conduct regular policy reviews and revisions. Produce the credit portfolio reports to Head Office, Local Regulators and Senior Man...
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Company Description Life can sometimes be unpredictable, and it pays to plan ahead. Our aim atLegal & General Retailis to help our customers plan for the unexpected, achieve financial security for their tomorrow, and protect everything that's importa...
Company Description The world of investment is changing. Our vision at Legal & General Investment Management is to create a better, more sustainable future through responsible investing. We work in partnership with our clients around the globe to del...
My Investment Management client is looking for a Senior Compliance Manager to provide advice and guidance to the business on internal compliance matters. Other responsibilities; Manage trading restrictions and related activities Issue resolution on c...
The role is similar in some respects to a traditional investor relations position in that you’ll be responsible for the production and completion of RFPs, DDQs, marketing materials and sales support pitch docs, however, you’ll be running multiple pro...
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The firm have an international footprint and manage debt and equity portfolios across a range of industries. The key purpose for this role is as follows; Provide credit risk related services including, as required, monitoring and recommendation for a...
Company Description The world of investment is changing. Our vision at Legal & General Investment Management is to create a better, more sustainable future through responsible investing. We work in partnership with our clients around the globe to del...
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INSIDE IR35 HYBRID WORKING Experience: Strong background in Asset & Investment Management Knowledge of various fund structures and investment types Experience of working on Fund/Product launches Manage and implement project plans for taking new funds...
We are looking for someone in our London office who can work as part of an international operations team for our mid-sized brokerage firm. Our operations team is a multi-product team taking care of all post trade issues in all the major European, US ...
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