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116

Financial Services - Compliance jobs

 
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  • VP Compliance, Leading Global Financial Services Group

    Featured
    Shortlist
    • HKD$1,200,000 - HKD$1,400,000 per annum, negotiable
    • Hong Kong
    • Today
    • 16 applications

    Organisation Description Leading global financial services company is looking for an experienced Investment Banking Compliance Officer to take on the role as VP Compliance . The VP Compliance will primarily support Capital Markets Trading Products operations and will play a key role in representing...

  • Shortlist
    • £65,000 - £72,000 per annum
    • City of London
    • 19 May
    • 3 applications

    I am working on a new and exciting opportunity with a highly regarded and growing business who is offering the chance to join them as a Senior Manager to be accountable for the management, development, growth and maintenance of the business Anti-Corruption program throughout the business across the UK...

  • Interim Complaints Manager

    Ending soon
    Shortlist
    • Salary negotiable
    • London
    • 19 May
    • 20 applications

    An Interim Complaints Manager is required to take a role with a Lloyd’s Market Client. Our Client is looking for an experienced Complaints Manager to identify complaints, facilitate and lead their investigation and resolved them in a timely manner in compliance with the current version of the Complaints...

  • Interim Specialists - Consumer Credit

    Shortlist
    • £500.00 - £1,000.00 per day
    • North East England
    • 15 May
    • 7 applications

    The Client- I am currently working on behalf of a variety of different organisations that are looking to appoint a number of interim specialists whose focus will primarily be in the consumer credit space. The role- Following the transfer of Consumer Credit Regulation to the FCA and with the regulatory...

  • Interim Specialists - Consumer Credit

    Shortlist
    • £500.00 - £1,000.00 per day
    • North West England
    • 15 May
    • 3 applications

    The Client- I am currently working on behalf of a variety of different organisations that are looking to appoint a number of interim specialists whose focus will primarily be in the consumer credit space. The role- Following the transfer of Consumer Credit Regulation to the FCA and with the regulatory...

  • Regulatory Reporting Monitor

    Shortlist
    • £50,000 - £55,000 per annum
    • London
    • 15 May
    • 9 applications

    Our Client is a very successful full service investment brokerage company, with a vast history in London and the international investment market. The role To monitor and ensure that the Company’s business is conducted in an appropriate manner and in accordance with Financial Services and Markets Act...

  • Regulatory Monitoring Manager - CONTRACT

    Shortlist
    • £550.00 - £600.00 per day
    • South Yorkshire
    • 19 May
    • 2 applications

    Our client is a leading outsourcer looking to recruit a Regulatory Monitoring Manager on an initial 3 month contract who will be responsible for the development, maintenance and oversight of the annual regulatory assurance plan. They will also be required to monitor and on a regular basis, assess the...

  • Regulatory Monitoring Manager - CONTRACT

    Shortlist
    • £550.00 - £600.00 per day
    • North West England
    • 19 May
    • 1 application

    Our client is a leading outsourcer looking to recruit a Regulatory Monitoring Manager on an initial 3 month contract who will be responsible for the development, maintenance and oversight of the annual regulatory assurance plan. They will also be required to monitor and on a regular basis, assess the...

  • Head of Compliance

    Shortlist
    • £55,000 - £90,000 per annum
    • London
    • 15 May
    • 5 applications

    My client, a large and growing Financial Services company based in London seeks a Head of Compliance to join their finance team. The successful individual will be responsible for developing, implementing and administering all aspects of the companies Compliance Management Program. Duties will include:...

  • Compliance Officer - Southampton/Salisbury

    Shortlist
    • £65,000 - £75,000 per annum
    • Salisbury
    • 15 May
    • 4 applications

    A fast growing Investment Management business, serving both retail and institutional clients, based in the Salisbury/Southampton area has created a Compliance Officer opportunity. The firm has grown significantly and the CEO is looking to hand over compliance and regulatory responsibility to an experienced...

  • Head of Compliance, CF10 & CF11

    Just Added
    Shortlist
    • £75,000 - £90,000 per annum
    • London
    • Yesterday
    • 2 applications

    Head of Compliance, CF10 & CF11 - £75k - £90k + Benefits - London Our client, a dynamic and fast growing organisation (owned by a successful firm), requires a CF10 & CF11 Head of Compliance / Compliance Manager to join the team. The firm works in the the Pensions & Life sector - ideally...

  • Policy & Advice Manager

    Shortlist
    • £50,000 per annum, inc benefits
    • West Yorkshire
    • 19 May
    • 5 applications

    Our client is a well-known Financial Services organisation with an excellent reputation and loyal customer base. A rare and exciting opportunity has arisen for an experienced regulatory professional to join the business in the role of Policy & Advice Manager Key Accountabilities - Provide commercially...

  • Compliance Business Partner

    Shortlist
    • £60,000 - £70,000 per annum
    • West London
    • 15 May
    • 6 applications

    Do you want to work with a household name that supplies energy to millions of homes and offices around the UK and are in the top 30 companies in the FTSE100? The Conduct and Governance Consultant plays a key role in driving the business forward, working in a rewarding environment where you will have...

  • Governance Manager (Business Partner)

    Shortlist
    • £60,000 - £70,000 per annum
    • West London
    • 15 May
    • 6 applications

    Do you want to work with a household name that supplies energy to millions of homes and offices around the UK and are in the top 30 companies in the FTSE100? The Conduct and Governance Consultant plays a key role in driving the business forward, working in a rewarding environment where you will have...

  • Compliance Manager, Mortgage & Savings

    Shortlist
    • £50,000 - £60,000 per annum, pro-rata
    • Chalfont St. Giles
    • 15 May
    • 1 application

    Our client, a successful and well-respected Mortgage lender are currently recruiting for an Interim Compliance Manager. The main purpose of the role is to ensure the company meets with all external compliance requirements, to contribute to Board and committee meetings and to report on relevant issues...

  • Compliance Director

    Shortlist
    • £80,000 - £110,000 per annum
    • Walsall
    • 19 May
    • 7 applications

    Our client, a leading name in the Home Insurance sector, is looking to appoint a Compliance Director. You will be expected to provide expert, authoritative advice on every aspect of conduct of business regulation including , but not limited to, regulatory permissions, prudential issues, TCF, claims handling...

  • Compliance Manager & MLRO - Banking

    Just Added
    Shortlist
    • Salary negotiable
    • City of London
    • Yesterday
    • 1 application

    Our client, a specialist Retail & Commercial Bank in Central London, are looking to enhance their Compliance & Risk capabilities. The successful candidate will oversee regulatory and statutory compliance within the Bank and report any risks to Managing Director, acting as the Compliance Officer...

  • Senior Compliance Executive

    Shortlist
    • £70,000 per annum
    • Henley-on-Thames
    • 15 May
    • 3 applications

    A leading, highly respected, UK independent investment management organisation is seeking a Senior Compliance Executive. As the Senior Compliance Executive you will hold a significant responsibility within the existing Compliance team, reporting directly to and have significant involvement with both...

  • Compliance Retirement Specialist - to £60K Pensions - Bristol

    Shortlist
    • £50,000 - £60,000 per annum
    • Bristol
    • 19 May
    • 1 application

    A UK Based FCA regulated subsidiary of a Global consulting and out sourcing services provider. With an established base of UK Life & Pensions Provider clientele providing operational excellence, reduced costs, minimisation of risk through robust adherence to regulatory and legislative procedures....

  • CASS MANAGER - Near Reading - £110k

    Shortlist
    • Competitive salary
    • Henley-on-Thames
    • 5 days ago
    • 1 application

    FourthLine is currently supporting a Global Financial Services company looking to bring on a strong CASS Manager. The role would be managing the CASS operations team and reporting to the CF10a including direct reports for day-to-day management of CASS oversight and requirements. The position would look...

  • Compliance Advice Manager

    Featured Just Added
    Shortlist
    • £60,000 - £65,000 per annum
    • Middlesex
    • Yesterday
    • 1 application

    Our client, are seeking a Compliance Advice Manager to strengthen its control environment via an enhanced second line of defence. Your responsibilities would be to: Have oversight of a specific business function (which will be decided based on experience) and provide regulatory advice specific to...

  • Compliance Manager- Mortgages

    Shortlist
    • £60,000 - £80,000 per annum, negotiable
    • Fleet
    • 6 May
    • 3 applications

    Head Of Compliance / Compliance Manager - Salary £60k - £75k - Excellent Company We are looking for an experienced Compliance Manager or current Head Of Compliance to join a highly respected financial services firm who operate in the Mortgage market, based in the Fleet area. If you are have managed...

  • Compliance Manager

    Shortlist
    • £60,000 - £75,000 per annum
    • Rickmansworth
    • 6 May
    • 4 applications

    Head Of Compliance / Compliance Manager - £60k - £75k - Excellent Company We are looking for an experienced Compliance Manager or current Head Of Compliance to join an independant, highly respected financial services firm who operate in the Mortgage and Unsecured Loan market, based in Rickmansworth...

  • Head of Group Compliance - Pensions

    Shortlist
    • £80,000 per annum
    • Southampton
    • 28 April
    • 2 applications

    A global Financial Services group that specialise in Pensions have an excellent opportunity for a Head of Group Compliance to join their Southampton office. The company provide innovative and accessible savings & retirement products and have established themselves as a leader in their market. ...

  • Shortlist
    • £50,000 per annum
    • Harrogate
    • 18 May
    • 2 applications

    Head of Compliance and Assurance, Harrogate, £50,000 plus benefits An established Financial Services business is seeking a high calibre 'Head of Compliance and Assurance’ to join their team. Duties: Accomplish compliance business objectives by producing value-added results; offering information...

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