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Financial Services - Compliance jobs

 
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  • Compliance Consultants Wanted - £650 Per Day

    Just Added
    Shortlist
    • £500.00 - £650.00 per day
    • Swindon
    • Today
    • 0 applications

    Looking for General Compliance Consultant. ( payments compliance consultants, Protection and Investment compliance consultant, individual accountability programme and vulnerable customer programme ). We are looking for experienced compliance professionals to work on behalf of one of our consultancy...

  • Compliance and Risk Technical Specialist 50K Essex

    Shortlist
    • £50,000 per annum
    • Basildon
    • 19 March
    • 3 applications

    A leading, highly respected, financial services product provider is seeking a Risk and Compliance Technical Specialist. The Role As a key member of the Technical Team you will have significant responsibility in providing all areas of the business advice on all new regulatory changes. This role involves...

  • Monitoring Compliance Executive £55K

    Shortlist
    • £55,000 per annum
    • Henley-on-Thames
    • 19 March
    • 2 applications

    A Global Investment Management company is seeking a Monitoring Compliance Executive to join their Henley on Thames office. Working directly with the Head of UK Monitoring and Compliance Director you will be a significant member of the Compliance team in implementing the Risk and Compliance Monitoring...

  • Interim Compliance Consultant - London Market Insurer

    Shortlist
    • £250.00 - £400.00 per day
    • London
    • 19 March
    • 5 applications

    Compliance interim for a London Market Insurer. The activities include: 1. Complaints handling process 2. Compliance queries - 3. Exception reporting - running of regular exception reports: Commissions, Line Size, Return Premium, Risk Codes, Contract Certainty/ Quality Assurance sample checking, licensing...

  • Operational Risk and Compliance Monitoring Manager

    Shortlist
    • £55,000 per annum
    • Kent
    • 19 March
    • 2 applications

    A leading UK wide, Insurance company is seeking a Compliance Monitoring Manager to join their Risk and Compliance Team based in Tunbridge Wells. This position with be working with the overall Director of UK Risk and Compliance managing the second line of defence and oversee the overall annual Monitoring...

  • IFA Compliance Manager

    Shortlist
    • £55,000 - £57,000 per annum
    • City of London
    • 4 days ago
    • 3 applications

    Due to expansion, our successful and expanding commercial IFA are seeking a full or part time Compliance manager. The role: To answer day-to-day compliance queries from all members of staff on a variety of subjects. This will include looking into the risk of new product areas, giving guidance on compliance...

  • Head of Group Compliance

    Just Added
    Shortlist
    • £80,000 per annum
    • Southampton
    • Today
    • 0 applications
    Posted by
    Brooklands

    Brooklands Pensions operate a global brand of companies providing savings and retirement products from around the world through authorised and regulated companies. Established in March 2006, Brooklands Pensions aim to lead the market in providing the most innovative and accessible products that are...

  • Compliance Officer - Head of Compliance

    Shortlist
    • £50,000 - £80,000 per annum
    • Worcester
    • 4 days ago
    • 4 applications

    Our client are a well established Financial Planning organisation with numerous offices across the UK. This vacancy will based in their Worcester office although regular travel will be required. Due to a increased business over the past couple of years they now require an experienced Compliance Manager/Compliance...

  • Financial Crime Manager - £50k - £70k £6.5k Car Allowance

    Just Added
    Shortlist
    • £50,000 - £70,000 per annum
    • Reigate
    • Today
    • 0 applications

    I am actively recruiting for a market leader in Life & Pensions who are offering a new and exciting opportunity to work for a highly regarded business in establishing and developing the Compliance function for a new section of the business in Simplified Advice focusing on Annuities and Long Term Care...

  • Operations Manager - IFA

    Featured
    Shortlist
    • Salary negotiable
    • Nottingham
    • 4 days ago
    • 9 applications

    Organisation Description My client are one of the region's most exclusive and prestigious Financial Planning firms, who have won multiple awards and represent HNW clients. They have a vacancy for an experienced Operational Manager to lead and manage a client-focused team to deliver an exceptional client...

  • Compliance Manager

    Shortlist
    • £55,000 per annum
    • London
    • 4 days ago
    • 4 applications

    Our client, a leading Financial Services Practice , is looking to recruit a Compliance Manager to join their team. Duties will include; •Prepare an annual Compliance Monitoring programme •Deliver the ongoing compliance monitoring programme providing timely and accurate reports to the Managing Director...

  • Compliance Monitoring Officer- Pensions and IFA

    Just Added
    Shortlist
    • £55,000 - £65,000 per annum
    • London
    • Today
    • 3 applications

    Our Client An established and reputable Financial Services organisation is currently seeking to a Compliance Monitoring Officer to lead on a number of file review operations across their specialist IFA and Pensions division. The Role Playing an integral role in a small team and reporting to the...

  • Compliance Manager - City

    Shortlist
    • £55,000 per annum, inc benefits
    • City of London
    • 19 March
    • 4 applications

    Central London Compliance Manager £55,000 plus excellent benefits A multi award winning Wealth Management firm, based in the heart of the City are currently looking for an experienced Compliance Manager Reporting to the MD, you will play a pivotal role in ensuring that all systems and processes...

  • Shortlist
    • HKD$1,200,000 - HKD$1,400,000 per annum, negotiable
    • Hong Kong
    • Today
    • 10 applications

    Organisation Description Our client is recognized as one of the world's top wealth managers. Due to its rapidly rising market demand in Asia, it is seeking to add an additional compliance to join its highly respected Asia compliance team based in Hong Kong. • First class international bank • An opportunity...

  • Head of Business Support Operations

    Shortlist
    • £50,000 - £60,000 per annum
    • Grantham
    • 18 March
    • 17 applications

    Our client is a financial services company and an excellent opportunity has arisen in Grantham for an innovative Head of Business Support Operations, to lead our core business support functions in delivering change. The Role This is an excellent opportunity to work for a successful business in a varied...

  • Risk Manager (MI Reporting)

    Just Added
    Shortlist
    • £50,000 - £60,000 per annum
    • Manchester
    • Yesterday
    • 2 applications

    Job Description: Our client is a leading financial services organisation looking to recruit Risk Manager (MI Reporting) to support the oversight of the overall enterprise wide risk management reporting across the business. The role- Coordinate the production of the CRO Risk Report, ensuring the...

  • Trust Case Worker

    Featured
    Shortlist
    • £250.00 - £300.00 per day
    • Hampshire
    • Yesterday
    • 1 application

    Our client is seeking additional specialised resource to join an established team working on an interesting project. Relevant candidates will have the following skills and experience: A proven ability of managing trusts and estates within either an accountants practice, corporate trustee or trustee...

  • Commercial Lead - Building Services

    Just Added
    Shortlist
    • £60,000 - £65,000 per annum, pro-rata
    • London
    • Yesterday
    • 0 applications

    Commercial Manager required reporting to the Account Director - Required for a High End Commercial and Residential London based Contract Circa £65k package Major Building Services Organisation This is a unique opportunity to work on a high end prestigious Building Services contract to aide the competence...

  • Head of Change

    Shortlist
    • £60,000 - £70,000 per annum
    • South Yorkshire
    • 17 March
    • 5 applications

    My client is one of the UK's leading FTSE 250 Financial services businesses with sites all over the UK. They now have a requirement to recruit a Head of Change. Reporting directly to the COO, the Head of Change will have responsibility for managing the the businesses projects programme and responsibility...

  • Documentation Analyst Insurance - London - Contract £350 pd

    Shortlist
    • £300.00 - £350.00 per day
    • London
    • 17 March
    • 5 applications

    Process Documentation Analyst - London Insurance Market - contract - to £350 per day Process Documentation Analyst with experience of the London Insurance Market and process flows. You'll have a strong background within Insurance Documentation and Process Documentation - possibly in the Solvency II IMAP...

  • Wealth Management Compliance Officer

    Shortlist
    • £55,000 - £60,000 per annum
    • Lancashire
    • 17 March
    • 0 applications

    To discuss the role in greater detail, please contact Richard Abelson on or send through your CV to Summary: My client is long established and very well regarded and offers its customers a range of financial services products. The group is going from strength to strength as it expands into other...

  • Head of Risk & Compliance Exclusive

    Shortlist
    • £85,000 - £90,000 per annum
    • North West England
    • 17 March
    • 4 applications

    To discuss the role in greater detail, please contact Richard Abelson on or send through your CV to Our client: Long established my client has a history of providing sound financial products. They are currently looking for a Head of Risk & Compliance who will report directly to the CEO and will...

  • Senior Compliance Consultant

    Shortlist
    • £50,000 - £60,000 per annum
    • Redhill
    • 2 days ago
    • 2 applications

    Currently recruiting for a Senior Compliance Consultant on a permanent basis paying up to £60,000 plus 15% bonus to be based in the Redhill area. This is sitting within the Finance team supporting a new product to be launched in spring by our well known Financial Services client. The role holder will...

  • Mortgage Compliance Manager

    Shortlist
    • £55,000 - £60,000 per annum
    • Staffordshire
    • 13 March
    • 6 applications

    To discuss the role in greater detail please contact Paul Sherlock on or send through your CV to The Client- Our client it a highly reputable and long standing financial services business, currently looking to recruit a Compliance Manager. In this role you will work as part of a Compliance team with...

  • Senior Compliance Consultant

    Shortlist
    • £50,000 - £60,000 per annum
    • Surrey
    • 13 March
    • 2 applications

    Currently recruiting for a Senior Compliance Consultant on a permanent basis paying up to £60,000 plus 15% bonus to be based in the Redhill area. This is sitting within the Finance team supporting a new product to be launched in spring by our well known Financial Services client. The role holder will...

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