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104

Financial Services - Compliance jobs

 
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  • Head of Compliance

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    • £100,000 - £150,000 per annum
    • South East England
    • 4 days ago
    • 2 applications

    We are currently working to assist our client with the appointment of a Head of Compliance. You will be responsible for all regulatory affairs across the business and for promoting an excellent compliance culture throughout the organisation to maintain their regulatory status, enhance their reputation...

  • Head of Compliance - Private Bank - up to £95k benefits

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    • £75,000 - £95,000 per annum
    • Wellingborough
    • Today
    • 0 applications

    My client, a niche Private Bank in Northamptonshire, is seeking a Head of Compliance to lead their compliance function. The Role You will take charge of the compliance function, overseeing a team of 2, taking responsibility for the implementation of the risk and compliance framework, delivering a compliance...

  • Monitoring Compliance Executive £50K

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    • £50,000 per annum
    • Henley-On-Thames
    • 4 days ago
    • 2 applications

    A leading, highly respected, UK independent investment management organisation is seeking a Monitoring Compliance Executive. As the Compliance Executive you will be a significant member of the existing Compliance team, reporting directly to and have significant involvement with both the Head of UK Monitoring...

  • Head of Business Resilience

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    • £70,000 - £85,000 per annum
    • North West England
    • 12 November
    • 2 applications

    The Client- Our client is a long established and well known organisation currently looking to recruit a Head of Business Resilience to lead an experienced team of business resilience specialists, with clear objectives and to support the COO and the wider business through provision of frameworks and...

  • Compliance Manager - Lloyds Insurance - London - £70k

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    • £70,000 per annum
    • London
    • Today
    • 1 applications

    My client, a global Lloyds insurer, is recruiting for a newly created role within their Compliance team. As Monitoring Manager, this role will take responsibility for the Monitoring Plan and have oversight of a Compliance Monitoring Assistant. The Role Reporting to the UK Compliance Manager, you will...

  • Head of Regulatory Compliance Advice - FCA - Manchester

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    • £70,000 - £90,000 per annum
    • Manchester
    • 12 November
    • 5 applications

    Role Overview UK business with head quarters in the North West are looking to appoint a Compliance Advice Manager with key responsibility to identify, interpret and manage regulatory obligations and responsibilities impacting the business and to help management meet their responsibilities for complying...

  • CASS Specialist - Investment Operations Team

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    • £50,000 - £75,000 per annum
    • Bracknell
    • 5 days ago
    • 1 applications

    Our Client is looking for a CASS Specialist to join their Investment Operations team. The role is based in their Bracknell office reporting directly into the Head of Investment Operations. The successful candidate will have 2-3 year post ACA or equivalent industry qualification with a good technical...

  • Business Resilience Manager

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    • £51,000 - £56,000 per annum
    • North West England
    • 11 November
    • 2 applications

    To discuss the role in greater detail please contact Paul Clayton on 0161-883-2747 or send through your CV to Our client is a leading financial services organisation looking to recruit a Business Resilience Manager to maintain and develop framework for effective Business Continuity Management (BCM) across...

  • Lead Compliance Executive- Financial Promotions £60-65K

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    • £60,000 - £65,000 per annum
    • Henley-On-Thames
    • 11 November
    • 3 applications

    A leading, highly respected, UK independent investment management organisation is seeking a Senior Compliance Executive providing communication and financial promotional sign-offs. The Role As the Senior Compliance Executive you will be advising on regulatory rules, principles and sound business practice...

  • CASS Specialist

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    • £75,000 per annum
    • Bracknell
    • 5 days ago
    • 1 applications

    Job Description This role is responsible for providing technical guidance to the operations team on CASS related issues. The role will also be responsible for continuing to ensure that all operational processes are compliant with regulatory requirements, implementing the changes required from Policy...

  • Project Manager

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    • £55,000 - £65,000 per annum
    • City Of London
    • 11 November
    • 14 applications

    A Project Manager with knowledge of financial regulatory compliance and experience in providing post/sales support is required to join the Worlds leading source of intelligent information for businesses and professionals. Working closely with internal stakeholders and clients from some of the Worlds...

  • Trust Case Worker

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    • £250.00 - £300.00 per day
    • Hampshire
    • 6 days ago
    • 1 applications

    Our client is seeking additional specialised resource to join an established team working on an interesting project. Relevant candidates will have the following skills and experience: A proven ability of managing trusts and estates within either an accountants practice, corporate trustee or trustee...

  • Senior Compliance Consultant

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    • £50,000 - £55,000 per annum
    • Redhill
    • 10 November
    • 14 applications

    My client is a well-known Financial Services Company based in Redhill. This role is offering up to £55,000 +benefits and 15% bonus. Sitting in the Compliance team duties will include: • Providing support the Compliance Manager • Support and analysis of regulatory risk • Promote best practice to reduce...

  • Head of Compliance - Financial Services

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    • £50,000 - £80,000 per annum
    • Fareham
    • 14 November
    • 4 applications

    Our client, an FCA regulated financial practice based in Fareham, are seeking a Head of Compliance to provide overall direction and independent and objective assurance on the management of risk across all aspects of the business within a financial environment. You will have a minimum of 3 years proven...

  • Head of Compliance - Financial Services

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    • £50,000 - £80,000 per annum
    • Preston
    • 14 November
    • 2 applications

    Our client, an FCA regulated financial practice based in Preston, are seeking a Head of Compliance to provide overall direction and independent and objective assurance on the management of risk across all aspects of the business within a financial environment. You will have a minimum of 3 years proven...

  • Generalist Compliance Manager

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    • £65,000 per annum
    • London
    • 6 days ago
    • 7 applications

    For further information, please contact Khalid Basheer on or email your CV to . Our Client An established and reputable Financial Services organisation is currently seeking to recruit a Compliance Manager to run the wide range of day to day activities of the Compliance team. The Role Reporting to the...

  • Compliance Director

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    • £65,000 - £75,000 per annum
    • Liverpool
    • 14 November
    • 6 applications

    Our Client is a National Wealth Management company who are looking for a compliance director to work in the Liverpool office. They now require a Compliance director to help with the strategy of the Compliance team to ensure that the firm meets its regulatory requirements. With a particular focus...

  • Interim Compliance Co-ordinator

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    • £200.00 - £300.00 per day
    • North West England
    • 14 November
    • 5 applications

    To discuss the role in greater detail, please contact Richard Abelson on Our client: Long established my client has a history of providing sound financial products. They are currently looking for an individual who will be responsible for undertaking this broad based role providing support to the Risk...

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  • Compliance Officer - £50K Asset Management - Funds

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    • £52,000 per annum
    • London
    • 6 days ago
    • 2 applications

    A long established and one of the largest Asset Management firms in the world managing on behalf of the individual as well as the institutional investor operating on a global scale with in excess of £500 Billion under management. Operating via distinctive business model providing a broad spectrum of investments...

  • Training and Competence Manager

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    • £65,000 per annum
    • Manchester
    • 14 November
    • 3 applications

    Our client is a leading financial services organisation looking to recruit a Training & Competency Manager to be responsible for achievement the company’s Training & Competence (T&C) Scheme that meets regulatory requirements. Reporting into the HR Director, the Training & Competence Manager...

  • Senior Compliance Officer

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    • £50,000 - £65,000 per annum
    • Surrey
    • 14 November
    • 2 applications

    A well established financial services provider are recruiting for a Senior Compliance Officer, on a full time permanent basis. As the Senior Compliance Officer, you act as the key point of contact for the business on all aspects of regulatory compliance. Key duties include:- -Providing compliance / risk...

  • Manager, Risk and Regulations: Consulting

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    • £50,000 - £70,000 per annum
    • London
    • 10 November
    • 9 applications

    For further information, please contact Kirstie Burn on or email your CV to Our Client A leading Big 4 firm with a solid reputation in Financial Services for delivering quality Regulatory Advisory Services and Consulting. UK wide business with Regional presence and thorough understanding of the regulatory...

  • Head of Business Compliance

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    • £70,000 - £90,000 per annum, negotiable
    • London
    • 13 November
    • 4 applications

    Head of Business Compliance Location: London Salary: £70,000 - £90,000 per annum, negotiable + bonus This firmly established digital payments specialist is looking for a new Head of Business Compliance for their London office. The Firm: Headquartered in London, the firm is one of the leading digital...

  • Legal and Compliance Director - Financial Services - Bucks

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    • £60,000 - £75,000 per annum
    • Buckinghamshire
    • 3 days ago
    • 0 applications

    Legal and Compliance Director - Financial Services / Banking / Credit Management - Buckinghamshire Salary up to £75,000 Are you an experienced Legal and Compliance professional within Financial Services or Banking industry looking to take the next step up? Are you familiar with the changes relating...

  • Quality Assurance Officer

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    • £55,000 - £65,000 per annum
    • London
    • 1 week ago
    • 3 applications

    For further information, please contact Khalid Basheer on or email your CV to Our Client: A dynamic Lending business continues to make a name for itself across a competitive market place and due to exciting new growth they are actively looking to recruit a Quality Assurance specialist to ensure they...

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