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97

Financial Services - Compliance jobs

 
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  • Operations Manager

    Shortlist
    • Salary negotiable
    • Leicester
    • 19 January
    • 5 applications

    Our client is a Top 5 Retail Bank. We are looking for a highly experienced Operations Manager who has worked on S166 projects and is known to the FCA to lead a high focus project work stream within a large scale regulatory driven programme for Collections and Recoveries. Responsible for the management...

  • Compliance Manager - Jersey

    Shortlist
    • £55,000 - £65,000 per annum
    • Jersey
    • 5 days ago
    • 1 application

    A rare opportunity to move to the beautiful Island of Jersey with a respected international fund administration company in an important leadership role. My client currently has the space to offer a licence to live and work in Jersey for an individual with experience of working within the compliance...

  • Lead Compliance Monitoring Manager

    Shortlist
    • £50,000 - £60,000 per annum
    • Bristol
    • 23 January
    • 3 applications

    Role: Lead Compliance Monitoring Manager Salary: £ 50-60k per annum Location: Bristol ( commutable from Bristol, Bath, Gloucester, Swindon, Wiltshire, Somerset, Gloucestershire) Ambridge Harris are recruiting for a Lead Compliance Monitoring Manager for a business based in Bristol. This role helps in:...

  • Remediation and Complaint Handling Consultants

    Shortlist
    • £50,000 - £75,000 per annum
    • Swindon
    • 5 days ago
    • 6 applications

    An exciting opportunity has arisen for a number of Regulatory and Compliance Project Delivery Managers based in Swindon, Wiltshire and the South West to join an expanding company to deliver a series of major remediation and complaint handling programmes with clients across Retail Banking, Finance and...

  • Remediation and Complaint Handling Consultants

    Shortlist
    • £50,000 - £75,000 per annum
    • Bristol
    • 5 days ago
    • 2 applications

    An exciting opportunity has arisen for a number of Regulatory and Compliance Project Delivery Managers based in Swindon, Wiltshire and the South West to join an expanding company to deliver a series of major remediation and complaint handling programmes with clients across Retail Banking, Finance and...

  • Remediation and Complaint Handling Consultants

    Shortlist
    • £50,000 - £75,000 per annum
    • London
    • 5 days ago
    • 7 applications

    An exciting opportunity has arisen for a number of Regulatory and Compliance Project Delivery Managers based in Swindon, Wiltshire and the South West to join an expanding company to deliver a series of major remediation and complaint handling programmes with clients across Retail Banking, Finance and...

  • Compliance Consultant

    Shortlist
    • £60,000 - £80,000 per annum
    • City Of London
    • 19 January
    • 13 applications

    My client, a leading Consultancy that provides regulatory advice, reviews and compliance support to firms authorised and regulated by both the FCA & PRA, is offering a new and exciting opportunity for a well experienced and knowledgeable Compliance Consultant to join them on a full time and permanent...

  • Regulatory & Compliance Project Delivery Managers

    Shortlist
    • £50,000 - £75,000 per annum
    • London
    • 5 days ago
    • 10 applications

    An exciting opportunity has arisen for a number of Regulatory and Compliance Project Delivery Managers based in Swindon, Wiltshire and the South West to join an expanding company to deliver a series of major remediation and complaint handling programmes with clients across Retail Banking, Finance and...

  • Regulatory & Compliance Project Delivery Managers

    Shortlist
    • £50,000 - £75,000 per annum
    • Bristol
    • 5 days ago
    • 2 applications

    An exciting opportunity has arisen for a number of Regulatory and Compliance Project Delivery Managers based in Swindon, Wiltshire and the South West to join an expanding company to deliver a series of major remediation and complaint handling programmes with clients across Retail Banking, Finance and...

  • Regulatory & Compliance Project Delivery Managers

    Shortlist
    • £50,000 - £75,000 per annum
    • Swindon
    • 5 days ago
    • 0 application

    An exciting opportunity has arisen for a number of Regulatory and Compliance Project Delivery Managers based in Swindon, Wiltshire and the South West to join an expanding company to deliver a series of major remediation and complaint handling programmes with clients across Retail Banking, Finance and...

  • Compliance Monitoring Manager

    Shortlist
    • £50,000 - £60,000 per annum
    • City Of London
    • 5 January
    • 13 applications

    Compliance Monitoring Manager Purpose of the role: To lead and manage the staff, work and operations of the Compliance Monitoring Team ('CMT') to provide assurance to senior management and the Group Boards and Committees that all significant regulatory risks within scope of the CMT are identified...

  • Senior Manager - Operational Risk - Financial Services

    Just Added
    Shortlist
    • £55,000 - £60,000 per annum, inc benefits
    • East Midlands
    • Yesterday
    • 0 application

    Senior Manager - Operational Risk - Financial Services East Midlands Up to 60K An opportunity has arisen for you to join a leading financial services company as a Senior Manager in Operational Risk. You'll be engaging with senior management and advising on operational risk matters as well as being...

  • Senior Review Officer

    Featured
    Shortlist
    • £225.00 - £275.00 per day
    • City Of London
    • 5 days ago
    • 13 applications

    Our client is seeking an experienced complaint handler who will be accountable for customer complaints relating to pension and/or regulated structured and investment products. You will ensure that complaints are managed and progressed to resolution in line with regulatory requirements. The role holder...

  • Data Protection Compliance Manager

    Shortlist
    • £55,000 - £60,000 per annum
    • Potters Bar
    • 19 January
    • 5 applications

    We are recruiting for a Data Protection Manager to join our client due to expansion within the organisation. The Privacy and Data Protection Compliance Manager will be responsible for leading ongoing activities related to the development, maintenance of and adherence to the company policies and procedures...

  • Compliance Advisory Specialist Contract

    Shortlist
    • £400.00 per day
    • West Yorkshire
    • 23 January
    • 5 applications

    To discuss the role in greater detail please contact Paul Sherlock on or send through your CV to The Client- My client is one of the most trusted providers of financial services in the UK, currently looking to recruit a Compliance Advisory Specialist on a contract basis for a six month period to join...

  • Lead Manager-Compliance Oversight-Mortgages & Savings

    Shortlist
    • £52,000 - £78,000 per annum
    • Swindon
    • 23 January
    • 1 application

    Role: Lead Manager - Compliance Oversight-Mortgages & Savings Salary: £ 52k - £ 78k per annum Location: Swindon - commutable from Swindon, Wiltshire, Bristol, Bath, Somerset Compliance Oversight is a key element of our client's second line of defence and is responsible for identifying, assessing...

  • Risk policy and regulatory senior analyst

    Shortlist
    • £55,000 - £65,000 per annum
    • London
    • 19 January
    • 8 applications

    My client is an expanding energy company active inexcess of 70 countries The three main business areas are: • Exploration & Production • Gas & Power • Refining & Marketing. You will have extensive work based experience, preferably from the Top for or an energy major to undertake this role...

  • Compliance Advice Lead Manager 12 month contract

    Shortlist
    • £52,000 - £78,000 per annum
    • Swindon
    • 23 January
    • 0 application

    Role: Compliance Advice Lead Manager - Conduct & Customer Experience Risk Programme 12 month contract Salary: £ 52k - £ 78k per annum Location: Swindon - commutable from Swindon, Wiltshire, Bristol, Bath, Somerset In this role you will lead one of our clients' four work streams responsible for guiding...

  • Internal Audit Manager - Andover - £60k plus £6k car

    Shortlist
    • £50,000 - £60,000 per annum
    • Andover
    • 5 days ago
    • 0 application

    My client, a specialist insurance provider, is currently seeking an Internal Audit Manager to join their team in Andover. You will be managing a team of 3-4 initially, with further growth planned within the team. There is very real progression opportunities for this person as there is succession planning...

  • Compliance Manager

    Shortlist
    • £60,000 - £70,000 per annum
    • Cardiff
    • 19 January
    • 22 applications

    Our client is a recently launched Financial Services provider, looking for a Compliance Manager, reporting directly to and supporting the Head of Compliance. The successful applicant will play an instrumental role in the daily running of the Compliance function, which will include thematic review work...

  • Compliance Oversight Manager-Mortgages & Savings

    Shortlist
    • £50,000 - £65,000 per annum
    • Wiltshire
    • 23 January
    • 1 application

    Compliance Oversight Manager-Mortgages & Savings £50,000 - £65,000 per annum Wiltshire (commutable from Hampshire, Oxfordshire, Bristol, Gloucestershire) My client is looking to recruit a Compliance Oversight Manager. Compliance Oversight is a key element of the my client's second line of defence...

  • Senior Compliance Consultant

    Shortlist
    • £80,000 per annum
    • London
    • 5 days ago
    • 3 applications

    A leading, highly respected, Global Consultancy Practice is seeking a Senior Compliance Officer. As the Senior Compliance Consultant you will have significant responsibility in mentoring more junior members of the Compliance team, reporting directly to the overall Head of Compliance. Key responsibilities...

  • Compliance Director

    Shortlist
    • £80,000 - £120,000 per annum
    • Walsall
    • 19 January
    • 4 applications

    Our client, a leading name in the Home Insurance sector, is looking to appoint a Compliance Director. You will be expected to provide expert, authoritative advice on every aspect of conduct of business regulation including marketing and sales practices/processes, Treating Customers Fairly, client money...

  • Business Reviewer (Pensions) - (2 Month Contract)

    Shortlist
    • £300.00 per day
    • West Yorkshire
    • 5 days ago
    • 2 applications

    Our client is a leading financial services organisation looking to recruit a Specialist Risk Control Assessment Manager to provide an independent assessment of the controls in place to manage the company’s risk with focus on correct outcome for customers. The role- Undertake control testing reviews...

  • Business Reviewer (Pensions) - (2 Month Contract)

    Shortlist
    • £300.00 per day
    • Cheshire
    • 5 days ago
    • 3 applications

    Our client is a leading financial services organisation looking to recruit a Specialist Risk Control Assessment Manager to provide an independent assessment of the controls in place to manage the company’s risk with focus on correct outcome for customers. The role- Undertake control testing reviews...

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