The UK's #1 job site.

Recruiters

Any job type

Permanent (82)
Permanent
Temporary (8)
Temporary
Contract (12)
Contract
Full-time (101)
Full-time
Part-time (1)
Part-time

Posted by

Agency (97)
Agency
Employer (5)
Direct
Reed (9)
Reed

Date posted

102

Financial Services - Compliance jobs

 
Email me jobs like these
  • Regional Operational Risk (Senior) Manager, Leading Global Banking Group

    Featured
    Shortlist
    • Salary negotiable
    • Hong Kong
    • Today
    • 7 applications

    One of the world’s most prominent international banks is inviting an experienced Operational Risk Manager to join its Hong Kong office and be an integral part of its close-knit, professional, passionate and energetic Asia Risk Management team. • Be an integral part of a professional, passionate and energetic...

  • Head of Distribution Compliance, Global Financial Services Group

    Featured
    Shortlist
    • Salary negotiable
    • Hong Kong
    • Today
    • 5 applications

    Renowned global financial services company is looking to hire a senior compliance professional for its Hong Kong office. The successful candidate will be responsible for leading a team of compliance staff in managing all Distribution Compliance risks across different investment management divisions. ...

  • VP Compliance, Leading Global Financial Services Group

    Featured
    Shortlist
    • HKD$1,200,000 - HKD$1,400,000 per annum, negotiable
    • Hong Kong
    • Today
    • 4 applications

    Leading global financial services company is looking for an experienced Investment Banking Compliance Officer to take on the role as VP Compliance . The VP Compliance will primarily support Capital Markets Trading Products operations and will play a key role in representing these lines of business to...

  • Interim Compliance Consultant

    Just Added
    Shortlist
    • £350.00 - £500.00 per day
    • Essex
    • Yesterday
    • 2 applications

    Interim Compliance Consultant for a PLC within the retail consumer finance sector. The Position: The firm acts needs to apply for 'full' permission. The Interim Consultant will be accountable for ensuring the firm is in a robust position to secure and maintain the FCA full permission status. This is...

  • Interim Compliance Consultant - 3 days per week

    Just Added
    Shortlist
    • £350.00 - £500.00 per day
    • Essex
    • Yesterday
    • 1 application

    Interim Compliance Consultant for a PLC within the retail consumer finance sector. The Position: The firm acts needs to apply for 'full' permission. The Interim Consultant will be accountable for ensuring the firm is in a robust position to secure and maintain the FCA full permission status. This is...

  • Head of Compliance

    Shortlist
    • £70,000 - £80,000 per annum
    • West Midlands
    • 24 June
    • 4 applications

    My client is a Financial Services provider based in the West Midlands. Due to the continued growth of the business and subsequent expansion of the Corporate Governance function they are currently recruiting for a Head of Compliance. Reporting to the Chief Risk Officer and supervising a small team you...

  • Senior CASS Technical Specialist

    Shortlist
    • Competitive salary
    • Edinburgh
    • 20 June
    • 0 applications

    The Role This is a newly created senior level position which supports the CF10a with the provision of expert technical advice particularly around CASS 6, 7, 8 & 10 however first class knowledge of all chapters in the sourcebook is required. The main functions of this role will cover: The provision...

  • Compliance Business Partner

    Just Added
    Shortlist
    • Competitive salary
    • City of London
    • Yesterday
    • 0 applications

    Description As a global leader in insurance broking and risk management, our Client helps our individuals and businesses succeed by defining, designing, and delivering innovative, industry-specific solutions that help them effectively manage risk. They have 27,000 employees worldwide, operations in...

  • Senior Compliance Monitoring Manager

    Just Added
    Shortlist
    • £60,000 - £80,000 per annum, inc benefits
    • City of London
    • Yesterday
    • 1 application

    Description As a global leader in insurance broking and risk management, our Client helps our individuals and businesses succeed by defining, designing, and delivering innovative, industry-specific solutions that help them effectively manage risk. They have 27,000 employees worldwide, operations in...

  • T&C Supervisor - Birmingham - £50,000

    Just Added
    Shortlist
    • £50,000 - £55,000 per annum
    • Birmingham
    • Yesterday
    • 0 applications

    T&C Supervisor - Financial Planning Birmingham £50,000 Our client is a multi award winning wealth management & investment management firm. The role will involve working as an integral part of the Financial Planning and Compliance teams, carrying out monitoring and acting as T&C supervisor...

  • Quality Assurance / Outcome Tester

    Just Added
    Shortlist
    • £250.00 per day
    • Brighton
    • Yesterday
    • 3 applications

    A well-known financial institution in the UK is seeking a Quality Assurance / Outcome Tester to join their team based in Brighton, East Sussex for initially 6-9 months. As the Quality Assurance / Outcome Tester your duties will include: • Conducting case level reviews to ensure the complaint handling...

  • Trust Case Worker

    Featured
    Shortlist
    • £250.00 - £300.00 per day
    • Hampshire
    • Yesterday
    • 2 applications

    Our client is seeking additional specialised resource to join an established team working on an interesting project. Relevant candidates will have the following skills and experience: A proven ability of managing trusts and estates within either an accountants practice, corporate trustee or trustee...

  • COMPLIANCE MANAGER (CF10) - INTERNATIONAL BANKING

    Just Added
    Shortlist
    • Competitive salary
    • West End
    • Yesterday
    • 2 applications

    To £EXCELLENT + BENS + BONUS NEW OPPORTUNITY has arisen within a well-regarded International Banking Group for a COMPLIANCE MANAGER (CF10) on a permanent basis. the successful candidate will be responsible for ensuring ongoing monitoring and reporting of risk across the business. Duties will include...

  • Compliance Manager

    Just Added
    Shortlist
    • Competitive salary
    • North West England
    • Yesterday
    • 1 application

    Experienced Compliance Manager is required to join a national Financial Services Group that provides client focused advice through a range of different service lines. Reporting to the Company’s Head of Compliance the successful candidate will have high levels of influence and autonomy in shaping and implementing...

  • Compliance Director

    Just Added
    Shortlist
    • Competitive salary
    • North West England
    • Yesterday
    • 2 applications

    Experienced Compliance Director is required to join a national Financial Services Group that provides client focused advice through a range of different service lines. Reporting to the Company’s Head of Compliance the successful candidate will have high levels of influence and autonomy in shaping and...

  • Part Time Compliance Consultant - 1 day a week

    Shortlist
    • £350.00 per day
    • Guildford
    • 23 June
    • 6 applications

    A fast growing IFA firm based in Surrey is looking for a Compliance Consultant to join them one day a week. The successful candidate will join a team of professionals that off high quality, customer driven advice. You will report to the Director and work alongside another part-time Compliance Consultant...

  • Interim Risk specialist - Governance & Data Analyst

    Just Added
    Shortlist
    • £300.00 - £450.00 per day
    • Cheshire
    • 2 days ago
    • 0 applications

    Our client: Our client is a leading speciality insurance provider with a global reach. The role: They are currently looking for some additional resource within the Risk function, initially on an interim basis. The role is required to oversee and develop the Risk Management Governance approach and...

  • Head of Customer Relations

    Just Added
    Shortlist
    • £70,000 per annum, inc benefits
    • West Yorkshire
    • 2 days ago
    • 3 applications

    Our client is a leading financial services organisation who are currently looking for an individual to lead the Customer Relations Department and manage the legacy regulatory complaints process in accordance with both FCA rules and the Groups operating procedure with the end customer in mind. Responsibilities...

  • Business Manager - Governance & Risk - £60K - Mayfair

    Just Added
    Shortlist
    • £60,000 per annum
    • London
    • 2 days ago
    • 3 applications

    My client is an award winning, UK wide leading investment and financial planning firm built on a heritage of more than 150 years. Currently managing in excess £9 billion of client assets. Their reputation has been built on the very highest levels of professional service across a diverse range of client...

  • MLRO

    Just Added
    Shortlist
    • £90,000 per annum
    • London
    • 2 days ago
    • 4 applications

    To £90K + EX BENS + EX BONUS An exciting new opportunity has arisen at an international Financial Services company in Central London for a MLRO (CF11 Officer). The successful candidate must have worked in a global environment be will responsible for the MLRO Money Laundering Reporting functions of the...

  • Compliance Officer-Retail & Corporate Banking

    Shortlist
    • £70,000 per annum
    • London
    • 19 June
    • 16 applications

    Description: Top tier professional services firm are now recruiting for a talented Regulatory and Risk professional to join their practice. Working with a variety of Retail clients, work will include section 166 reviews, enforcement cases and preparing clients for regulatory visits or regulatory changes...

  • Compliance Manager- Lending (Mortgages)

    Just Added
    Shortlist
    • £50,000 - £65,000 per annum
    • Basingstoke
    • 2 days ago
    • 1 application

    A new opportunity has become available to join our Compliance team at Castle Trust. We are doing BIG things this year and would love to speak with candidates from the Lending world, who are ready to embark upon a new challenge. We are currently looking to appoint a permanent or contract Compliance Manager...

  • Compliance Manager

    Just Added
    Shortlist
    • £70,000 - £90,000 per annum
    • Merseyside
    • 2 days ago
    • 2 applications

    Compliance Manager  Experienced Compliance Manager is required to join a national Financial Services Group that provides client focused advice through a range of different service lines. Reporting to the Head of Compliance the successful candidate will have high levels of influence and autonomy in shaping...

  • Regulatory Consultant Wanted by Leading Consultancy £500-600 PD

    Shortlist
    • £500.00 - £600.00 per day
    • Swindon
    • 22 June
    • 13 applications

    Contract Duration: Rolling 3 month contract with a high possibility for extension based on performance Start Date: ASAP Contract Rate: £500-600 per day As a Regulatory Consultant you will be reporting into Compliance acting in an advisory capacity within the Savings & Payments or Consumer Credit...

  • Insurance Risk Manager Quantitate up to £75,000

    Shortlist
    • £75,000 per annum
    • Redhill
    • 1 week ago
    • 2 applications

    A highly respected, UK wide, Retail Insurance Company is seeking an Insurance Risk Manager. To work alongside the Head of Risk and Capital to contribute to the development of a comprehensive risk framework. The Role As a significant team member of the Risk and Compliance department you will hold significant...

Previous12345Next
 
;