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109

Financial Services - Compliance jobs

 
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  • Compliance Manager CF10,CF11 Functions

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    • £55,000 - £70,000 per annum
    • Hemel Hempstead
    • Today
    • 0 applications

    We have a fantastic opporunity for a Compliance Officer to join a rapidly expanding financial services provider. The role will be reporting to the board and the ideal candidate will lead the compliance team and assume the CF10 and CF11 role for the business. The ideal candidate will have experience...

  • Compliance Manager CF10,CF11 Functions

    Just Added
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    • £55,000 - £70,000 per annum
    • Hemel Hempstead
    • Today
    • 0 applications

    We have a fantastic opporunity for a Compliance Officer to join a rapidly expanding financial services provider. The role will be reporting to the board and the ideal candidate will lead the compliance team and assume the CF10 and CF11 role for the business. The ideal candidate will have experience...

  • Head of Compliance - Financial Services

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    • £50,000 - £80,000 per annum
    • Fareham
    • 14 November
    • 4 applications

    Our client, an FCA regulated financial practice based in Fareham, are seeking a Head of Compliance to provide overall direction and independent and objective assurance on the management of risk across all aspects of the business within a financial environment. You will have a minimum of 3 years proven...

  • Head of Compliance - Financial Services

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    • £50,000 - £80,000 per annum
    • Preston
    • 14 November
    • 3 applications

    Our client, an FCA regulated financial practice based in Preston, are seeking a Head of Compliance to provide overall direction and independent and objective assurance on the management of risk across all aspects of the business within a financial environment. You will have a minimum of 3 years proven...

  • Generalist Compliance Manager

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    • £65,000 per annum
    • London
    • 18 November
    • 7 applications

    For further information, please contact Khalid Basheer on or email your CV to . Our Client An established and reputable Financial Services organisation is currently seeking to recruit a Compliance Manager to run the wide range of day to day activities of the Compliance team. The Role Reporting to the...

  • Compliance Director

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    • £65,000 - £75,000 per annum
    • Liverpool
    • 14 November
    • 6 applications

    Our Client is a National Wealth Management company who are looking for a compliance director to work in the Liverpool office. They now require a Compliance director to help with the strategy of the Compliance team to ensure that the firm meets its regulatory requirements. With a particular focus...

  • Interim Compliance Co-ordinator

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    • £200.00 - £300.00 per day
    • North West England
    • 14 November
    • 5 applications

    To discuss the role in greater detail, please contact Richard Abelson on Our client: Long established my client has a history of providing sound financial products. They are currently looking for an individual who will be responsible for undertaking this broad based role providing support to the Risk...

  • Regulatory Operations Manager - Investments

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    • £80,000 per annum
    • London
    • Today
    • 0 applications

    For further information, please contact Khalid Basheer on or email your CV to Our Client A leading investment solutions provider are seeking to hire a new Regulatory Operations Manager to enhance and oversee the lifecycle of new and existing services. The Role As a key member of the Global Wealth team...

  • Compliance Officer - £50K Asset Management - Funds

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    • £52,000 per annum
    • London
    • 18 November
    • 3 applications

    A long established and one of the largest Asset Management firms in the world managing on behalf of the individual as well as the institutional investor operating on a global scale with in excess of £500 Billion under management. Operating via distinctive business model providing a broad spectrum of investments...

  • Training and Competence Manager

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    • £65,000 per annum
    • Manchester
    • 14 November
    • 5 applications

    Our client is a leading financial services organisation looking to recruit a Training & Competency Manager to be responsible for achievement the company’s Training & Competence (T&C) Scheme that meets regulatory requirements. Reporting into the HR Director, the Training & Competence Manager...

  • Senior Compliance Officer

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    • £50,000 - £65,000 per annum
    • Surrey
    • 14 November
    • 2 applications

    A well established financial services provider are recruiting for a Senior Compliance Officer, on a full time permanent basis. As the Senior Compliance Officer, you act as the key point of contact for the business on all aspects of regulatory compliance. Key duties include:- -Providing compliance / risk...

  • Monitoring Compliance Executive £50K

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    • £50,000 per annum
    • Berkshire
    • Today
    • 0 applications

    A leading, highly respected, UK independent investment management organisation is seeking a Monitoring Compliance Executive. As the Compliance Executive you will be a significant member of the existing Compliance team, reporting directly to and have significant involvement with both the Head of UK Monitoring...

  • Internal Risk and Standards

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    • £60,000 - £70,000 per annum
    • London
    • Today
    • 19 applications

    Highly successful private bank and investment group in a superb London West End location with offices in various "offshore" destinations aims to make a strategic appointment. Working closely with the Head of Audit and the Regional Audit Director you will be involved in assessing the adequacy and effectiveness...

  • Head of Business Compliance

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    • £70,000 - £90,000 per annum, negotiable
    • London
    • 13 November
    • 4 applications

    Head of Business Compliance Location: London Salary: £70,000 - £90,000 per annum, negotiable + bonus This firmly established digital payments specialist is looking for a new Head of Business Compliance for their London office. The Firm: Headquartered in London, the firm is one of the leading digital...

  • Legal and Compliance Director - Financial Services - Bucks

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    • £60,000 - £75,000 per annum
    • Buckinghamshire
    • 5 days ago
    • 0 applications

    Legal and Compliance Director - Financial Services / Banking / Credit Management - Buckinghamshire Salary up to £75,000 Are you an experienced Legal and Compliance professional within Financial Services or Banking industry looking to take the next step up? Are you familiar with the changes relating...

  • Adviser Review Manager (File Reviewer) - January Start

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    • £270.00 per day
    • Bristol
    • Yesterday
    • 0 applications

    Job Description Adviser Review Manager (File Reviewer) – January start - £270 per day - Bristol My client, a retail banking organisation, is seeking a number of candidates to perform a holistic file check process of past business advice given to personal banking customers. The reviews will mainly be...

  • Trust Case Worker

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    • £250.00 - £300.00 per day
    • Hampshire
    • Yesterday
    • 0 applications

    Our client is seeking additional specialised resource to join an established team working on an interesting project. Relevant candidates will have the following skills and experience: A proven ability of managing trusts and estates within either an accountants practice, corporate trustee or trustee...

  • Quality Assurance Officer

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    • £55,000 - £65,000 per annum
    • London
    • 17 November
    • 4 applications

    For further information, please contact Khalid Basheer on or email your CV to Our Client: A dynamic Lending business continues to make a name for itself across a competitive market place and due to exciting new growth they are actively looking to recruit a Quality Assurance specialist to ensure they...

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  • Senior Compliance Generalist - Private Banking

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    • £55,000 - £60,000 per annum
    • London
    • 13 November
    • 18 applications

    A well-established Private Banking company are seeking a new Compliance Generalist to help support the Head of Compliance and Deputy MLRO in the delivery of compliance services. The role will include: Supporting senior management with its interactions with external regulatory authorities Assisting...

  • Compliance Officer CF10/11

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    • £50,000 - £60,000 per annum
    • St. Albans
    • 5 days ago
    • 2 applications

    My client, an investments and insurance product provider, has an new requirement for an experienced Compliance Officer to join them as their CF10 and CF11. The Role This is a standalone role for this part of the business and will take responsibility for regulatory and AML overight, acting as the Data...

  • Deputy Head of Compliance - Investment Banking - London

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    • £90,000 - £117,000 per annum
    • London
    • 5 days ago
    • 2 applications

    My client is a global capital markets investment bank. They are currently seeking a Deputy Head of Compliance to join their compliance team in London. The Role You will support and contribute to the development of the Corporate Finance Compliance control infrastructure (including AIM regulation), delivering...

  • Secured Lending Compliance Manager-West Midlands

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    • Salary negotiable
    • Solihull
    • 16 October
    • 9 applications

    An outstanding new opportunity has arisen for an experienced Compliance Manager. Purpose: You will be responsible to support the Compliance Team in the development and implementation of the compliance management frameworks, working to develop and embed the legal and regulatory framework to ensure...

  • Contracts Manager

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    • £400.00 - £500.00 per day
    • Norwich
    • Yesterday
    • 1 applications

    An exciting opportunity has arisen for an experienced Contracts Manager to work within Central Government. This is a great opportunity for the right candidate to work for the prestigious contracting body for the Central Government. This position will be based in Norwich initially until 31/3/15 at up...

  • Financial Controller

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    • £60,000 - £80,000 per annum
    • Leeds
    • 17 November
    • 0 applications

    Summary A financial services company in Bradford is recruiting a UK Financial Controller. Client Details Our client is a market-leading business in its sector. Description A financial services company in Bradford are recruiting a UK Financial Controller to be responsible for: Managing the financial...

  • Interim Head of Compliance - Continental Europe

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    • £80,000 - £110,000 per annum
    • Other
    • 17 November
    • 3 applications

    To discuss the role in greater detail, please contact Richard Abelson on or send through your CV to Our client: Our client is a leading speciality insurance provider with a global reach. A very recent acquisition has significantly strengthened their market leading capabilities and expanded its distribution...

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