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135

Financial Services - Compliance jobs

 
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  • Director Regulatory Compliance

    Featured
    Shortlist
    • £60,000 - £90,000 per annum
    • Canary Wharf
    • 24 July
    • 6 applications

    This position supports the EMEA Regulatory Compliance Head by overseeing and managingEMEA’s Business Units’ regulatory compliance processes, projects, or programs; performs in-depth and more complex research, fact gathering and analysis; and is routinely involved in addressing regulatory compliance,...

  • Regulatory Consultant

    Shortlist
    • £55,000 - £75,000 per annum
    • London
    • 24 July
    • 3 applications

    Our client is a leading consulting firm (Big 4). This position is working in the Retail Regulatory Advisory Practice. The firm is looking to increase the expertise by bringing in SME around Life Insurance, in particularly advising clients around Life, GI and the Lloyds Market. Main Accountabilities...

  • Compliance Officer - FX (CF10/CF11)

    Shortlist
    • £100,000 - £120,000 per annum
    • London
    • 20 July
    • 12 applications

    Our Client Our client, a UK-based foreign exchange company that provides currency exchange and international payments is looking to appoint a Compliance Officer who will work closely with the Directors and will be responsible for providing advice to the Board on compliance matters affecting the business...

  • Head of Conduct and Compliance - £100-120k negotiable

    Shortlist
    • £100,000 - £120,000 per annum
    • West Malling
    • 4 days ago
    • 2 applications

    A leading debt management organisation based in Kent, is currently seeking a Head of Conduct and Compliance to join their team. You will take responsibility for managing and developing the Group's compliance and regulatory strategy, systems and monitoring, controls, conduct risk and regulatory risk measurement...

  • Trust Case Worker

    Featured
    Shortlist
    • £250.00 - £300.00 per day
    • Hampshire
    • 4 days ago
    • 1 application

    Our client is seeking additional specialised resource to join an established team working on an interesting project. Relevant candidates will have the following skills and experience: A proven ability of managing trusts and estates within either an accountants practice, corporate trustee or trustee...

  • Compliance Officer - Senior Associate

    Shortlist
    • £50,000 - £60,000 per annum
    • Liverpool
    • 23 July
    • 6 applications

    Compliance Officer - Senior Associate - £50,000-£60,000 My client are a leading investment management organisation and are looking for an experienced compliance officer to join their team . This is a fantastic opportunity so will suit an ambitious individual who is looking for the next step in their...

  • Data Consultant

    Shortlist
    • £275.00 - £325.00 per day
    • London
    • 5 days ago
    • 8 applications
    Posted by
    Churchill Frank

    Data Quality Consultant | London | £275-325 | 3 Months possible extension | Insurance My client is looking to add a Data Consultant to a new program to help drive this forward and help shape the strategy within this project and the wider business. The Role: Detect any potential problems with data and...

  • Interim Compliance Manager- Lending

    Shortlist
    • £350.00 - £600.00 per day
    • Basingstoke
    • 15 July
    • 16 applications

    We are looking urgently for a professional Compliance expert, within the Mortgage sector to join our quickly expanding team. The vacancy is live now, although we can wait for a notice period to be carried out. As the Compliance Manager- Lending you will be responsible for the following: JOB PURPOSE...

  • Head of Legal & Compliance

    Shortlist
    • Salary negotiable
    • Bristol
    • 5 days ago
    • 2 applications

    Job Description: Cavendish Maine is exclusively recruiting a Head of Legal & Compliance for a niche and rapidly expanding Financial Services business based in Bristol. Reporting into the Finance Director, you will be responsible for the Compliance functions of the business, including undertaking...

  • Head of Compliance

    Shortlist
    • £70,000 - £80,000 per annum
    • Bristol
    • 5 days ago
    • 1 application

    We are working with a well established Bank who are looking to recruit a Head of Compliance. This role will report directly into the UK Managing Director/Finance Director with a team of 4 including: Legal Adviser, Compliance Monitoring Adviser and Compliance Adviser. The Head of Compliance will work...

  • Head of Compliance

    Shortlist
    • £100,000 - £110,000 per annum
    • London
    • 5 days ago
    • 5 applications

    An innovative investments firm based in the City are looking for a Head of Compliance to join their team at an exciting time. In recent years the firm has experienced excellent growth and due to this the Compliance team is currently undergoing expansion. Your main responsibilities as the Head of Compliance...

  • Director of Compliance (Investment Management) - Leading Firm

    Shortlist
    • £80,000 - £90,000 per annum
    • Liverpool
    • 23 July
    • 2 applications

    Recruit UK are representing one of the UK’s leading investment and financial planning firms that has built its heritage and now manage more than £9billion of their clients’ assets. They pride themselves on their professional service and have an impressive list of awards under their belt. Located in...

  • VP Compliance, Leading Global Financial Services Group

    Featured
    Shortlist
    • HKD$1,200,000 - HKD$1,400,000 per annum, negotiable
    • Hong Kong
    • Yesterday
    • 6 applications

    Leading global financial services company is looking for an experienced Investment Banking Compliance Officer to take on the role as VP Compliance . The VP Compliance will primarily support Capital Markets Trading Products operations and will play a key role in representing these lines of business to...

  • Principal/Senior Compliance Consultant

    Shortlist
    • £60,000 - £110,000 per annum
    • Reading
    • 22 July
    • 3 applications

    Principal and Senior Consultants within the Regulatory Consulting Team to advise and assist clients in order to protect and enhance business value by identifying and managing regulatory compliance risk. The Principal/Senior Regulatory Consultants advise and assist clients providing technical expertise...

  • Sanctions Manager

    Shortlist
    • £55,000 - £65,000 per annum
    • London
    • 22 July
    • 9 applications

    Sanctions Manager to implement, and maintain an effective Sanctions compliance framework. This role has global responsibility across the business for Sanctions compliance; implementation and maintenance of policies, processes and procedures; provision of training and monitoring compliance levels of controls...

  • Senior Compliance Associate - Award Winning Firm

    Shortlist
    • £50,000 - £60,000 per annum
    • Liverpool
    • 22 July
    • 4 applications

    Recruit UK are representing an award winning firm who have a nationwide presence. They pride themselves on their high standard of advice and service and now actively seek an experienced compliance associate to join their Liverpool based team on a senior level. Reporting to the Group Compliance Director...

  • Document Controller

    Shortlist
    • £300.00 per day
    • Crawley
    • 22 July
    • 22 applications

    My client, a large financial services organisation, is looking for an experienced document controller to join their team in Crawley. The role will involve a mix of document preparation and administrative duties: finding solutions to specific documentation related problems and procedures, especially...

  • Compliance Manager

    Shortlist
    • £50,000 - £60,000 per annum
    • East Midlands
    • 22 July
    • 5 applications

    The Client- My client is a highly regarded and expanding financial services organisation. Due to continued growth they are looking to increase headcount in the compliance function and recruit a Compliance Manager who will report directly to the Head of Compliance and play a key role in the department...

  • Compliance Manager

    Shortlist
    • £50,000 - £60,000 per annum
    • North West England
    • 22 July
    • 4 applications

    The Client- My client is a highly regarded and expanding financial services organisation. Due to continued growth they are looking to increase headcount in the compliance function and recruit a Compliance Manager who will report directly to the Head of Compliance and play a key role in the department...

  • DMLRO

    Just Added
    Shortlist
    • £55,000 - £70,000 per annum
    • London
    • 2 days ago
    • 2 applications

    Deputy Compliance Officer & MLRO. Deputising for the Compliance Officer & MLRO, you will help to keep the Board, Senior Management and employees informed of developments in compliance, regulation, rules and standards as they affect the Bank, fostering a culture of compliance throughout the Bank...

  • Senior Consultant- Insurance up to 50K Guilford

    Shortlist
    • £50,000 per annum
    • Guildford
    • 22 July
    • 2 applications

    A leading, highly respected, Global Insurance Company is seeking a 3 Senior Compliance Consultants to join there Compliance teams based in Guilford. Two positions will be based in the Advisory/Regulatory team and one sitting within the Monitoring team reporting to the Head of UK Compliance Monitoring...

  • Compliance Monitoring Manager Insurance 70K

    Shortlist
    • £70,000 per annum
    • Kent
    • 22 July
    • 1 application

    A Global Insurance Company is seeking a Monitoring Compliance Manager to join their Tunbridge Wells Risk and Compliance Team. Working with the overall Director of UK Risk and Compliance to Manage the Second line of defence and oversee the overall annual Monitoring plan. The Role As a significant team...

  • Monitoring Compliance Officer

    Shortlist
    • £50,000 per annum
    • Wokingham
    • 22 July
    • 6 applications

    A highly successful and rapidly expanding Independent Financial Planning company are looking for a Compliance Officer to undertake file checking and quality assurance within the Compliance team based in Wokingham. The company offers a service to both personal and corporate clients incorporating the use...

  • Senior Compliance Consultant 3month FTC Consultancy

    Just Added
    Shortlist
    • £75,000 per annum
    • City of London
    • 2 days ago
    • 1 application

    The Opportunity A highly respected and well established organisation is seeking a Senior Compliance Consultant to manage a small team of compliance professionals in their London based team. The firm acts as both an accountancy practice and business advisers to retail investment clients. This is an exciting...

  • Regulatory Compliance Director

    Featured
    Shortlist
    • Competitive salary
    • Basildon
    • 21 July
    • 6 applications

    Purpose / job duties: This position supports the EMEA Regulatory Compliance Head by overseeing and managing EMEA’s Business Units’ regulatory compliance processes, projects, or programs; performs in-depth and more complex research, fact gathering and analysis; and is routinely involved in addressing...

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