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Financial Services - Compliance jobs

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Senior Compliance Manager - Insurance - up to £60k

Posted 5 days ago by FourthLine
Fourthline is delighted to be representing a London Market insurance client in the search for a Senior Compliance Manager to join the team. As Senior Compliance Manager you will be responsible for supporting the Compliance Director review develop and update policies, procedures provide compliance advisory...

Conduct Risk Manager

Posted 5 days ago by High Finance (UK) Limited T/A HFG
  I am looking for conduct risk specialists ideally from either the wealth management sector, asset management sector or ideally the investment management sector to work with a multinational listed business with multiple locations across the UK. This particular role is based in the South East outside of...

Quality and Audit Adviser

Posted 1 February by Reed Insurance Featured Ending soon
We are recruiting for ten urgent vacancies for a large financial organisation based in Bristol, that are working in special projects, reviewing past adviser sales. On the back of reviewing past adviser sales we are now seeking exceptional candidates to work on this long term project for our client. For...

Quality and Audit Adviser

Posted 1 February by Reed Insurance Featured Ending soon
We are recruiting for ten urgent vacancies for a large financial organisation based in Bristol, that are working in special projects, reviewing past adviser sales. On the back of reviewing past adviser sales we are now seeking exceptional candidates to work on this long term project for our client. For...

Compliance Analyst - Hedge Funds - London £50K

Posted 5 February by Alexander Lloyd
An ethical and values based Investment Manager based in central London and registered with both the US and UK Regulator providing services to a number of regulated entities now require a further addition to their focused team of compliance professionals. As a Compliance Assistant you will form part of...

Compliance Country Manager

Posted 5 February by Michael Page Finance
The Country Manager will be responsible for overall program management and oversight of the Compliance functions framework, controls and program. They will strive to promote a strong, proactive environment of compliance that is commensurate with the risks posed by size, complexity, and product offering...

Compliance & Risk Manager

Posted 12 January by KFS Recruitment
We are pleased to announce that we are working with a growing Lender in London, with a very good name in the market. A vacancy has become available for an experienced Compliance and Risk professional to join their team. You will have a minimum of five year's experience within a Compliance or Audit function...

Compliance Officer - Regulatory & Monitoring - P&I Club

Posted 5 days ago by WSR Recruitment Ltd
Overall Purpose of Role To manage the regulatory compliance and monitoring function for all jurisdictions within which the Club operates through the development and operation of an effective worldwide framework. Primary Responsibilities of Role To manage regulatory compliance within the Club and...

Fantastic Compliance Manager opportunity in Insurance

Posted 1 February by FourthLine
Are you interested in working for a Top professional services firm within Regulatory Compliance, with ambitious growth plans for 2016 and beyond? Do you want to work with some of the biggest and best insurers in the UK? Are you interested in working with industry renowned Partners within the Financial...

Investment File Reviewer

Posted 5 days ago by Huntswood Featured
A top retail banking client in Normanton are looking for experienced financial services professionals to join a large review project, were you will be responsible for investigating advised sales relating to a variety of regulated financial products These are contract-based roles starting in March...

Risk and Compliance Manager - Senior

Posted 5 days ago by Candidate Source - TEAM
A niche retail bank, in the Central Belt (Scotland) is seeking a Senior Risk and Compliance Manager to join its expanding team. As the Senior Risk and Compliance Manager your duties will be to: • Manage a small team of compliance and risk officers; • Be responsible for all aspects of compliance and risk...

Regulatory Subject Matter Expert - Investment Management

Posted 5 days ago by Austin Andrew - Commercial
A fast-growing investment management firm based in the heart of the City of London have a new regulatory focused compliance opportunity - as the firm's Regulatory Subject Matter Expert. The organisation has over $3 billion under management across a number of hedge funds, UCITS funds and a commodities...

Recovery and Resolution Planning Analyst

Posted 1 February by Marks Sattin (UK) Ltd
The Recovery and Resolution Planning Team (RRP) serves as the firm's PMO for the development and ongoing maintenance of global and local Recovery and Resolution Plans (RRPs) to meet US and EMEA regulatory requirements. Job Description Working with senior level executives to plan and write reports...

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Risk & Compliance Executive

Posted 1 February by Kind Consultancy Ltd
The Tipton and Coseley Building Society is a contemporary, independent Building Society based in the heart of the West Midlands. Founded in 1901 in the offices of a local solicitor, the Society has progressed considerably since then and is now situated in a purpose built head office, with assets of over...

Senior Compliance Consultant

Posted 5 days ago by Reed Insurance Featured
My client a leading Accountancy Firm with a Wealth Planning Division, is actively looking for a Senior Compliance Consultant to join the business, the UK's 10th largest independent accountancy network with over 650 partners.  This role is business critical and the successful applicant will work closely...

Senior Compliance Consultant

Posted 5 days ago by Reed Insurance Featured
My client a leading Accountancy Firm with a Wealth Planning Division, is actively looking for a Senior Compliance Consultant to join the business, the UK's 10th largest independent accountancy network with over 650 partners.  This role is business critical and the successful applicant will work closely...

Senior Compliance Monitoring Manager

Posted 6 days ago by Oliver James associates
Compliance Monitoring Manager We are working exclusively with a first tier retail financial services client who an imminent requirement for a new Compliance Monitoring Manager to join their expanding function based in their Kent office. Supporting the Head of Compliance you will provide leadership...

Financial Crime Trade Finance Analyst

Posted 6 days ago by Search Consultancy
This is an opportunity for technically skilled candidates to get great reward through delivering on a new project that has very competitive rates of salary. These opportunity has arisen with a market leading world class financial services organisation, which operates a number of specialist businesses...

Financial Crime Trade Finance Analyst

Posted 6 days ago by Search Consultancy
This is an opportunity for technically skilled candidates to get great reward through delivering on a new project that has very competitive rates of salary. These opportunity has arisen with a market leading world class financial services organisation, which operates a number of specialist businesses...

Head of Internal Audit

Posted 4 February by GerrardWhite
Head of Internal Audit Location – Sevenoaks, Kent Salary - £ 70,000 - £ 90,000 + Excellent Benefits Department - Internal Audit My client is an innovative and entrepreneurial group of companies specialising in Motor Insurance Services employing around 4,000 staff across the UK. As a rapidly-growing...

Compliance Analyst - Asset Management

Posted 4 February by Austin Andrew - Commercial
A global investment management business with three high-profile brands has created a Senior Compliance Analyst opportunity within their City-based, luxurious London offices. Joining a high-calibre team, you will be joining the UK arm of a truly international firm and gain exposure to a variety of departments...

Conduct Risk Compliance Manager

Posted 4 February by Holmes search Ltd
OVERVIEW: We are working alongside a market leading financial services organisation who are keen to expand their compliance team and are subsequently looking for a Compliance Manager to join them focussing on Conduct Risk. RESPONSIBILITIES: - Delivering an appropriate conduct risk framework, including...

Compliance and Conduct Risk Director

Posted 2 days ago by Alexander Lloyd
An established and respected player in the secured loan lending market, with an appetite for sustainable growth, is currently seeking a Compliance Director to lead their team through FCA approval and MCD compliance. Reporting to the CEO, and sitting on the Board, you will manage a small compliance team...

Exciting Regulatory Risk opportunity with Top 10 Firm - London

Posted 6 days ago by FourthLine
Are you interested in working for a Top-Tier firm within Regulatory Compliance, with ambitious growth plans for 2016 and beyond? Do you want to work with some of the biggest and best banks in the UK? Are you interested in working with industry renowned Partners within the Financial Services Regulatory...

Compliance Officer - Insurance

Posted 2 days ago by Alexander Lloyd New
An international maritime insurer is looking to recruit a standalone Compliance Officer for their London office. Working alongside the Head of Legal & Operational Compliance, you will manage the regulatory compliance and monitoring function for all jurisdictions through the development and operation...
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