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117

Financial Services - Compliance jobs

 
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  • Compliance Manager - Surrey

    Shortlist
    • £50,000 - £55,000 per annum
    • Surrey
    • 25 February
    • 3 applications

    Compliance Manager Surrey £50,000 to £55,000 plus bonus plus benefits My client is a well-established and successful at retirement specialist planning. They are committed to providing a high quality service to their clients as well as being committed to creating a positive, engaging working environment...

  • Head of Compliance - Private Bank - up to £90k benefits

    Shortlist
    • £75,000 - £90,000 per annum
    • Wellingborough
    • 25 February
    • 2 applications

    My client, a niche Private Bank in Northamptonshire, is seeking a Head of Compliance to lead their compliance function. The Role You will take charge of the compliance function, overseeing a team of 2, taking responsibility for the implementation of the risk and compliance framework, delivering a compliance...

  • Senior T and C / Advice Standards Manager Bristol to £70k plus

    Just Added
    Shortlist
    • £60,000 - £75,000 per annum
    • Bristol
    • Yesterday
    • 0 applications

    This is a pivotal role. Operating as a key member of the regulated advice management team , with focus on the provision of "at retirement" advice delivered through a blend of phone based and other methodologies including web based and face to face. It represents a wonderful opportunity with a blue chip...

  • Head of Conduct Risk

    Just Added
    Shortlist
    • Salary negotiable
    • Manchester
    • Yesterday
    • 1 application

    Professional and expanding firm would like to recruit a Head of Conduct Risk - Associate to work within a niche part of this business. They have the desire to be a leading provider of debt services and part of this drive is the process to strengthen their industry leading compliance team. They wish...

  • Head of Compliance & Risk CF10/11

    Just Added
    Shortlist
    • Competitive salary
    • Ware
    • Yesterday
    • 0 applications

    Our client, a leading digital payment company based in Hertfordshire, are looking for an experienced CF10/11 to join their well established team as Head of Compliance & Risk. This experienced, innovative payments company are at the forefront of digital payments, processing transactions worth in...

  • Financial Crime Manager

    Shortlist
    • £50,000 - £70,000 per annum
    • Redhill
    • 25 February
    • 1 application

    Currently recruiting for a Financial Crime Manager on a permanent basis located in the Redhill area. This is an exciting opportunity to join a busy Financial Services Business within their Compliance team. Salary paying £50,000 to £70.000 plus £6,500 car allowance depending on experience with a 15% bonus...

  • Risk Manager - Customer, Regulatory & Conduct Risk

    Featured Just Added
    Shortlist
    • £65,000 - £75,000 per annum, inc benefits
    • Swindon
    • Yesterday
    • 0 applications

    Organisation Description An exciting opportunity has arisen for a Senior Compliance and Risk Manager based in Swindon, Wiltshire to join a company that encompasses approximately 10,000 employees with a Branch Network of circa 700 UK branches. Job Description We currently have an opportunity for a...

  • Group Compliance Officer

    Just Added
    Shortlist
    • £85,000 - £90,000 per annum
    • England
    • Yesterday
    • 0 applications

    To discuss the role in greater detail please contact Richard Abelson on or send through your CV to Job Description: Listed on the London Stock Exchange, my client is a market leader in their chosen field. Since its founding, a combination of organic growth and acquisitions have played a major part...

  • Compliance Consultant - Real Estate Funds

    Just Added
    Shortlist
    • £60,000 - £100,000 per annum
    • London
    • Yesterday
    • 2 applications

    To discuss the role in greater detail please contact Khalid Basheer on or send through your CV to Our Client We are currently representing a boutique Consulting firm in London who are looking to appoint an experienced regulatory specialist to join their Real estate Funds team In London. As an integral...

  • Group Compliance Manager - based in the Isle of Man

    Just Added
    Shortlist
    • £50,000 - £55,000 per annum
    • Isle of Man
    • Yesterday
    • 0 applications

    This is a rare opportunity to join a growing Financial Services Group. You will bring with you expert knowledge and sound understanding of compliance with the regulatory requirements across the Isle of Man’s Financial Supervision Commission Handbook and the UK’s Financial Conduct Authority regulations...

  • Conduct Risk Consultant

    Featured Just Added
    Shortlist
    • £500.00 - £600.00 per day
    • Middlesex
    • Yesterday
    • 0 applications

    Our client, a regulated business within the Insurance space, require expert Senior Conduct Risk Consultants to work on an initial 6 month contract to help ensure good conduct practices are embedded within their Sales, Customers Service and Products offering. Your key responsibilities will be to: Drive...

  • Shortlist
    • HKD$1,200,000 - HKD$1,400,000 per annum, negotiable
    • Hong Kong
    • Yesterday
    • 9 applications

    Organisation Description Our client is recognized as one of the world's top wealth managers. Due to its rapidly rising market demand in Asia, it is seeking to add an additional compliance to join its highly respected Asia compliance team based in Hong Kong. • First class international bank • An opportunity...

  • Head of Compliance

    Featured
    Shortlist
    • £80,000 - £100,000 per annum
    • London
    • 20 February
    • 5 applications

    We have an exciting opportunity for a Head of Compliance with an Investor and a Mortgage Lender and Servicer of Mortgages and Loans You will oversee Compliance Managers, a Compliance and Risk Change Manager and a Compliance Specialist. Your objective will be to Implement, promote and maintain business...

  • Risk Manager - Customer, Regulatory & Conduct Risk

    Featured Just Added
    Shortlist
    • £65,000 - £75,000 per annum, inc benefits
    • Swindon
    • 2 days ago
    • 0 applications

    Job Description We currently have an opportunity for a Compliance and Risk Manager to join a leading financial services company on an initial 12 month fixed-term contract. You will be responsible for leading and managing a team in the provision of risk and control assessment and risk monitoring, with...

  • Risk Officer 75K plus 25 bonus

    Just Added
    Shortlist
    • £75,000 per annum
    • Eastleigh
    • 2 days ago
    • 0 applications

    A highly respected European, Insurance Company is seeking a Financial Risk Officer to join their UK based risk team in Eastleigh. Working with the overall Head of UK Risk Officer and other local Heads of Risk to contribute to the development of a comprehensive insurance and financial risk framework. As...

  • Compliance Manager

    Shortlist
    • £50,000 per annum
    • London
    • 20 February
    • 4 applications

    This successful independent IFA has built a vibrant business through a policy of internal promotion and ensuring the highest standard of service are observed . The practice covers all aspects of wealth management - investment , pensions ,VCTS , Offshore Bonds and Employee Benefits and require a compliance...

  • Head of Governance - Insurance

    Just Added
    Shortlist
    • £80,000 - £100,000 per annum
    • London
    • 2 days ago
    • 2 applications

    For further information, please contact Edward Manson on or email your CV to Our Client An exciting opportunity has come about to join a fast growing UK Insurance company as Head of Governance. The Role Reporting to the Head of Compliance this is a business interfacing role where you will provide...

  • Compliance Advice Manager

    Just Added
    Shortlist
    • £55,000 - £65,000 per annum
    • London
    • 2 days ago
    • 2 applications

    To discuss the role in greater detail please contact Kirstie Burn on or send through your CV to Job Description: To provide thorough, well timed and commercially astute regulatory advice to senior management and work closely with specific business units across the UK The Client- Leading UK Insurance...

  • Compliance Manager

    Just Added
    Shortlist
    • £50,000 - £70,000 per annum
    • London
    • 2 days ago
    • 5 applications

    To discuss the role in greater detail please contact Kirstie Burn on or send through your CV to We are looking for a strong experienced Compliance Manager who can work alongside a Senior Leadership team, focussing on operational excellent in regards to Regulated activities. Deputising for the Risk...

  • Senior Compliance Consultant

    Shortlist
    • £80,000 per annum
    • London
    • 24 February
    • 10 applications

    A leading, highly respected, Global Consultancy Practice is seeking a Senior Compliance Officer. As the Senior Compliance Consultant you will have significant responsibility in mentoring more junior members of the Compliance team, reporting directly to the overall Head of Compliance. Key responsibilities...

  • Internal Risk and Standards

    Shortlist
    • £60,000 - £70,000 per annum
    • London
    • 24 February
    • 39 applications

    Highly successful private bank and investment group in a superb London West End location with offices in various "offshore" destinations aims to make a strategic appointment. Working closely with the Head of Audit and the Regional Audit Director you will be involved in assessing the adequacy and effectiveness...

  • Risk Manager

    Just Added
    Shortlist
    • Competitive salary
    • Petersfield
    • 2 days ago
    • 0 applications

    Why work for Moneybarn? If you are looking for an employer who values their staff, who provides opportunity for career development and progression and, are the best in their field - then Moneybarn may be the company for you. If you have the caliber of skills and experience we are looking for then please...

  • Training & Competence Consultant - 12 months - London

    Shortlist
    • £60,000 - £70,000 per annum
    • London
    • 24 February
    • 9 applications

    We are working with an independent private bank in London to secure an experience T&C Consultant for a period of 12 months. You will assist the bank in implementing the new FCA Regulatory Framework for individuals, sourcing and implementing an appropriate Training & Competence management system...

  • Adviser Review Manager (File Reviewer) - January Start

    Featured
    Shortlist
    • £270.00 per day
    • Bristol
    • 2 days ago
    • 16 applications

    Job Description Adviser Review Manager (File Reviewer) – January start - £270 per day - Bristol My client, a retail banking organisation, is seeking a number of candidates to perform a holistic file check process of past business advice given to personal banking customers. The reviews will mainly be...

  • Head of Risk and Compliance

    Shortlist
    • Salary negotiable
    • Sunderland
    • 24 February
    • 2 applications

    Summary Gentoo Genie are looking for a passionate, motivated and self-proven individual with experience operating in a Risk and Compliance role in regulated financial services, who has the confidence to build and lead a team and to work credibly with external equity and debt providers. Client Details...

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