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Financial Services - Compliance jobs

 
  • jobs matching this search were posted in the last week

  • Compliance Manager - London

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    • £50,000 - £55,000 per annum, inc benefits
    • London
    • Today
    • 61 applications

    We now, due to our client’s expansion have an exciting opportunity for a Compliance Manager to be based in London with an Investor and Servicing of Lending Portfolios. You will implement, promote and maintain business compliance with FSA, CCA, DPA, JMLSG and other legal or regulatory codes Maintain...

  • Information Security Manager 100-067

    Just Added
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    • £50,000 - £65,000 per annum
    • High Wycombe
    • Today
    • 1 applications

    Overall Purpose of Job: The Information Security Manager will be responsible for the direction and the delivery of the Company's approach to Information Security and Business Continuity. The role will establish, maintain and embed appropriate Information Security and Business Continuity policies, standards...

  • Save
    • £200.00 - £300.00 per day, negotiable
    • Derby
    • Today
    • 0 applications
    Posted by
    Procura Group

    A leading retail finance company is looking to hire an interim Compliance Monitoring & Oversight Manager to lead on a series of thematic reviews. You will be tasked with performing a thematic review on retail product governance, 1st Line regulatory risk knowledge. You will be from a compliance monitoring...

  • Asia Head of Compliance, Global Financial Services Company

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    Save
    • Salary negotiable
    • Hong Kong
    • Today
    • 15 applications

    Organisation Description This is an outstanding opportunity for an experienced compliance professional to join a leading global financial services firm and lead the Asia Pacific compliance function. You will have exposure to a wide range of generalist compliance matters including both monitoring and...

  • Head of Legal and Compliance, Financial Services

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    • Salary negotiable
    • Hong Kong
    • Today
    • 0 applications

    Organisation Description Our client, a leading international financial services company employing more than 20,000 people across the globe, is inviting a senior lawyer to join its Hong Kong office and be responsible for overseeing the legal and compliance function in Hong Kong. • Lead a team of talented...

  • Interim Compliance Assurance Manager

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    • £350.00 - £400.00 per day
    • West End
    • 15 April
    • 10 applications

    Our client, an established global Banking provider, is seeking a Compliance Assurance Manager to join their busy Compliance team on a 6 month temporary contract. Providing a high quality Compliance Assurance service which adds value to the business by ensuring that all departments meet their regulatory...

  • Compliance Manager

    Just Added
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    • £60,000 - £65,000 per annum
    • Brighton
    • Yesterday
    • 1 applications

    My client, a leading Insurance company, are offering an exciting opportunity for a Compliance Manager to join them on an initial 12-18 month contract with the further opportunity for the role to become permanent. The Role As Compliance Manager your main role purpose will be to manage the advice and guidance...

  • Compliance Manager

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    • £60,000 per annum
    • London
    • 15 April
    • 13 applications

    My client, a top Wealth & Investments company, are offering a fantastic opportunity for a Compliance Manager to join them on a full time and permanent basis The Role As Compliance Manager you will report directly into the Risk & Compliance Director and will support them with the implementation...

  • Interim Quality, Risk & Compliance Manager

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    • £400.00 - £500.00 per day
    • Essex
    • 14 March
    • 20 applications

    A Banking organization in Essex, which specialise in the savings and lending market, is recruiting for an interim Quality, Risk & Compliance Manager to join the Savings team. The successful individual will be responsible for ensuring the Savings team meets all internal and external rules and regulations...

  • Senior Monitoring Officer

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    • £55,000 per annum
    • Watford
    • 11 April
    • 4 applications

    My client, a leading High-street Retailer within the Financial Services industry, is offering an exciting new opportunity for a field based Senior Monitoring Officer to join their on a full time and permanent basis. The Role As Senior Monitoring Officer your main responsibility is to support the business...

  • SENIOR MANAGER - COMPANY SECRETARIAL

    Just Added
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    • £60,000 - £80,000 per annum, negotiable
    • Guernsey
    • Yesterday
    • 1 applications

    SENIOR MANAGER - COMPANY SECRETARIAL - GUERNSEY - CHANNEL ISLANDS Guernsey is 24 sq. miles (63 sq. kms) and has a population of approx. 68,000. It offers a completely different way of life, fantastic scenery, stunning views, award winning beaches, walks and cycle routes and a wealth of things to do...

  • Ethics Manager - National Quality & Risk Management

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    • £60,000 per annum
    • City Of London
    • 11 April
    • 2 applications

    A highly reputable audit practice with a reputation very few can match offering integrated services that include Audit, Corporate Finance, consulting and Tax operating on from both the UK and on a global scale have a genuinely exciting opportunity within their National Quality & Risk Management team...

  • Compliance Manager

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    • £50,000 per annum
    • Bolton
    • 11 April
    • 2 applications

    My client is a very successful group of companies each providing specialist areas of financial advice, ranging from personal wealth management of high net worth individuals to employee benefit solutions covering the full remit of financial planning and wealth management. Having achieved the enviable position...

    8 jobs matching this search were posted in the last week

  • Compliance Policy Manager

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    • £50,000 - £65,000 per annum
    • City Of London
    • 11 April
    • 3 applications

    My client, a leading asset manager, has an opportunity for a Compliance Policy Manager to join their team. The Role You will provide authoritative and timely regulatory advice on regulatory developments, monitoring FCA/EU regulations afftering UK-authorised collective investment schemes and providing...

  • Head of Compliance - Banking

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    • £100,000 - £140,000 per annum
    • London
    • 11 April
    • 6 applications

    Our client: Our client is one of the UK`s leading Challenger Banks who has been on a strong organic growth path, showing a continual improvement in profitability in recent years. Offering its expanding customer base a straight forward, no nonsense alternative to the High Street, they combine traditional...

  • Trust Case Worker

    Ending soon
    Save
    • £250.00 - £300.00 per day
    • Hampshire
    • 11 April
    • 3 applications

    Our client is seeking additional specialised resource to join an established team working on an interesting project. Relevant candidates will have the following skills and experience: A proven ability of managing trusts and estates within either an accountants practice, corporate trustee or trustee...

  • Technical Writer Business Analyst

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    • £200.00 - £250.00 per day
    • Wrexham
    • 15 April
    • 3 applications

    MBA is working closely in partnership with the U.K. subsidiary of a Multi-National organisation throughout an on-going change and growth program in 2014. The business provides legal entity managed data services such as enhancement, cleansing, validation and outsourcing to leading Financial Institutions...

  • Compliance Manager

    Just Added
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    • Salary negotiable
    • Surrey
    • 2 days ago
    • 1 applications

    We are recruiting for a leading financial services organisation who are renowned for offering investment services and solutions that are in the best interest of their diverse global client base. Over the last couple of years, they have developed and expanded well, despite the market conditions. They...

  • Compliance Director- Hertfordshire

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    • £55,000 - £70,000 per annum
    • Watford
    • 20 March
    • 10 applications

    A growing Financial Services practice based in Hertfordshire seeks an experienced Compliance Director to join the group to manage a Compliance Manager and Support Assistant on all compliance matters for the business. This is a great hands on role looking at 100% of cases and ensuring they are all checked...

  • Claims Specialist

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    • £200.00 - £225.00 per day
    • City Of London
    • 14 April
    • 28 applications

    Our client is looking for an individual that will be responsible for assessing claims in relation to all product types covered by the organisation, these include; investment, home finance, deposit and insurance intermediary claims. Your responsibilities would be to: Investigate a wide range of compensation...

  • Compliance Director

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    • £57,000 - £70,000 per annum, inc benefits
    • Amersham
    • 21 March
    • 3 applications

    An exciting job opportunity has arisen for a CF10/ CF11 Compliance Director, with a sound knowledge of the IFA market. Working with a team of 20 tied Financial Advisers you will be able to demonstrate a thorough ability to handle Compliance duties, including: Maintaining CF10/CF11 Managing a Compliance...

  • Quality, Training and Competence Manager

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    • Salary negotiable
    • Surrey
    • 14 April
    • 5 applications

    We are recruiting for a leading financial services organisation who are renowned for offering investment services and solutions that are in the best interest of their diverse global client base. Over the last couple of years, they have developed and expanded well, despite the market conditions. They...

  • SEC Consultant

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    • £60,000 - £80,000 per annum
    • City Of London
    • 10 April
    • 0 applications

    My client, a well regarded compliance consultancy, has a newly created opportunity for a SEC specialist to join their London team. You will support an SEC regulated client base within the UK as a consultant, covering a broad range of responsibilities from monitoring to advisory. There will be some opportunity...

  • Head of Compliance Monitoring

    Just Added
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    • £60,000 per annum
    • Watford
    • 2 days ago
    • 1 applications

    My client, a leading High-street Retailer within the Financial Services industry, is offering an exciting new opportunity for a Head of Compliance Monitoring to join their on a full time and permanent basis. The Role As Compliance Manager you will be responsible for leading and managing a Risk-based...

  • Deputy Compliance Officer

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    • £65,000 - £75,000 per annum
    • London
    • 14 April
    • 9 applications

    My client, a well regarded global compliance consultancy, requires an experienced compliance officer to join them for an 11 month maternity cover. Working in the Internal compliance team, you will work alongside the Group Head and members of the FCA regulated teams, being Corporate Finance and Wealth...

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