The UK's #1 job site.

Recruiters

Any job type

Permanent (69)
Permanent
Temporary (9)
Temporary
Contract (23)
Contract
Full-time (100)
Full-time
Part-time (2)
Part-time

Posted by

Agency (95)
Agency
Employer (6)
Direct
Reed (6)
Reed

Date posted

101

Financial Services - Compliance jobs

 
Email me jobs like these
  • Compliance Manager - MLRO

    Shortlist
    • £50,000 - £60,000 per annum
    • Liverpool
    • 27 August
    • 8 applications

    Our Client a leading UK investment and financial planning advisory firm, looking after over £9 billion client assets. It offers a range of services from an online service for clients who want to make their own investment decisions to an investment management and financial planning advisory service for...

  • SOX Compliance & Controls Specialist

    Just Added
    Shortlist
    • £250.00 - £350.00 per day
    • London
    • Today
    • 0 applications

    BWD Search & Selection are currently recruiting for an exciting opportunity initially on a 4 month contract in central London. Our client, a leading Financial Services organisation, are looking for a SOX Compliance & Controls Specialist to ensure compliance with the Sarbanes-Oxley Act.  The...

  • Head of Compliance EMEA

    Just Added
    Shortlist
    • £110,000 - £120,000 per annum
    • London
    • Today
    • 0 applications

    We have a Head of Compliance for EMEA opportunity with a global hedge fund in their West End based London office. The firm is well established and has been in operation for over four decades - they have over £15 billion under management and offices in eight countries around the world. You will report...

  • Compliance Country Manager

    Just Added
    Shortlist
    • £55,000 - £60,000 per annum
    • Cardiff
    • Today
    • 0 applications

    The Country Manager will be responsible for overall program management and oversight of the Compliance functions framework, controls and program. The Country Manager will strive to promote a strong, proactive environment of compliance that is commensurate with the risks posed by size, complexity, and...

  • Head of Compliance - FX - £100k-£120k plus benefits

    Shortlist
    • £100,000 - £120,000 per annum
    • London
    • 27 August
    • 3 applications

    Alexander Lloyd are working with a highly successful foreign exchange brokerage in London who offer a range of products to both corporate and private clients. They are recognised in the Sunday Times top 100 best small companies to work for list and have an excellent reputation for looking after their...

  • Senior Compliance Manager - Financial Services, FCA

    Shortlist
    • £70,000 - £85,000 per annum
    • Bracknell
    • 26 August
    • 8 applications

    Senior Compliance Manager, Berkshire £80k + £3600 Car Allowance + Benefits Are you currently working in Compliance and looking for a new challenge? Would you like to be part of a successful team where you can add value to the business by managing the strategic direction of the compliance department...

  • SENIOR COMPLIANCE OFFICER, CANARY WHARF

    Shortlist
    • £95,000 - £120,000 per annum
    • London
    • 5 days ago
    • 9 applications

    Based in Canary Wharf, our client is a leading international Financial Services firm now looking to recruit a Senior Compliance Officer, to ensure that any FCA regulated business activities, including equities and fixed income research are appropriately accounted for. The successful candidate will assume...

  • Head of Compliance - Financial Services - South East, UK

    Featured
    Shortlist
    • £65,000 - £80,000 per annum, inc benefits
    • England
    • 26 August
    • 4 applications

    Head of Compliance - Financial Services - South East, UK Salary Package -£65,000 - £80,000 + attractive benefits including car allowance £3600 p.a. Are you a Compliance Manager seeking your next career move to a Head of Compliance role? Do you have expert knowledge of UK consumer credit? Have you...

  • Director Regulatory Compliance

    Featured
    Shortlist
    • £60,000 - £90,000 per annum
    • Canary Wharf
    • Yesterday
    • 14 applications

    This position supports the EMEA Regulatory Compliance Head by overseeing and managingEMEA’s Business Units’ regulatory compliance processes, projects, or programs; performs in-depth and more complex research, fact gathering and analysis; and is routinely involved in addressing regulatory compliance,...

  • Senior Compliance Officer (Consumer Credit)

    Shortlist
    • £50,000 - £60,000 per annum
    • Hampshire
    • 26 August
    • 3 applications

    Our Client Supporting the Head of Compliance, we are searching for an individual to fulfil this newly created position in the management of the Compliance activity and team to maintain an effective regulatory risk framework and reporting. This firm focuses on Consumer Credit regulations around debt...

  • Compliance & Conduct Risk Adviser - £50K City - Wrap Provider

    Just Added
    Shortlist
    • £50,000 per annum
    • City of London
    • Yesterday
    • 3 applications

    This financial services and technology company provides the facilities to manage client investment portfolios and financial plans online. They are a leader in their field experiencing extensive growth over the last 5 years. The compliance team require the expertise of an experienced Compliance professional...

  • COMPLIANCE MANAGER AND MONEY LAUNDERING REPORTING OFFICER

    Just Added
    Shortlist
    • £50,000 - £65,000 per annum
    • City of London
    • Yesterday
    • 12 applications
    Posted by
    NordPay Financial

    NordPay, a European authorized Payment Institution with its head office based in the heart of the City of London. It is one of a number of companies, which together form the Nordpay Group. The Group companies are established and operating in France (Tours) and Spain (Barcelona). NordPay, a very dynamic...

  • Senior Conduct Manager - Legal/Regulatory/Compliance

    Shortlist
    • £90,000 - £120,000 per annum
    • London
    • 22 August
    • 8 applications

    This global bank based in Canary Wharf requires an expert in Conduct Matters across all business areas. This role will sit with the People Risk Function within HR. A critical role. Responsible for 3 key programmes: 40% Conduct - analysis of the top 20% cases group wide 25% Consequence management 35% Whistleblowing...

  • Compliance Manager

    Just Added
    Shortlist
    • £50,000 - £70,000 per annum
    • Sevenoaks
    • Yesterday
    • 2 applications

    Grovelands are working with a specialist insurer in Kent that are looking for a Compliance Manager due to their continued growth. You will play a key role in providing advise and support to the group on all compliance issues. You will also assist in the implementation and monitoring of compliance procedures...

  • Trade Execution/Pre-Trade MiFID II/Regulatory Project Manager

    Shortlist
    • £550.00 - £600.00 per day
    • London
    • 25 August
    • 11 applications

    Trade Execution/Pre-Trade MiFID II Regulatory Project Manager A tier 1 investment bank are looking to hire a Project Manager to run one of their MiFID II Pre Trade Workstreams. Essential Requirements: At least 5 years experience as a Project Manager in investment banking; Several years of Front...

  • Governance & Control Manager

    Shortlist
    • £55,000 - £60,000 per annum
    • Bristol
    • 2 days ago
    • 0 applications

    Job Description: Cavendish Maine is recruiting a Governance & Control Manager for a blue chip Financial Services business based in Bristol. In this role, you will have responsibility for designing, implementing and operating a risk-based control framework, ensuring that processes and procedures...

  • Compliance Manager

    Shortlist
    • £70,000 - £90,000 per annum
    • London
    • 25 August
    • 9 applications

    My client offers spreadbetting/cfd/fx services within the financial markets and is currently seeking a Compliance Manager to join their team with a view to taking on the CF10 and CF10a within 6-12 months. Managing a team of 2, you will oversee the day to day operations of the Compliance department, developing...

  • Compliance Manager - Monitoring/Surveillance

    Shortlist
    • £60,000 per annum
    • London
    • 25 August
    • 14 applications

    A well established PLC within the Investment Management indusry, is seeking a Compliance Manager to join their Monitoring/Surveillance team. Working within a team (no man-management required), you will provide an expert advisory and monitoring service to the business in Compliance with FCA rules. You...

  • Compliance Manager - Insurance/Retail Finance

    Shortlist
    • £50,000 per annum
    • London
    • 25 August
    • 7 applications

    A household name operating in the financial services and retail space, is currently seeking an experienced FCA Compliance Manager to join its team in West London. As the Compliance Manager you will promote and maintain compliance across the business, identifying compliance risks and determining and securing...

  • Head of Compliance (Exclusive)

    Shortlist
    • £75,000 - £90,000 per annum
    • Leeds
    • 2 days ago
    • 1 application

    My client is one of the UK's leading cash loan companies and is part of a well-known and long established financial services organisation that provides a variety of cash loans as well as other financial products. The role- They are currently seeking a Head of Compliance to ensure the firms meets all...

  • Compliance Manager - Retail Banking, Insurance, Wealth

    Shortlist
    • £50,000 - £70,000 per annum
    • City of London
    • 2 days ago
    • 14 applications

    We are working with a leading regulatory consultancy who are looking for someone to join their excellent regulatory consulting team working across their consumer credit, mortgages, retail banking, general insurance and life & pensions clients. This position offers an excellent opportunity to gain...

  • Compliance Manager - Investment Banking

    Shortlist
    • £55,000 - £80,000 per annum
    • Canary Wharf
    • 2 days ago
    • 21 applications

    Holmes Search is working with a leading professional services firm who are looking to recruit a Compliance Manager into their Corporate & Investment Banking Regulatory team. You will be working in an energetic and exciting environment where you will gain considerable exposure to the regulatory environment...

  • Senior Regulatory Consultant - Funds

    Shortlist
    • £70,000 - £90,000 per annum
    • London
    • 25 August
    • 9 applications

    Our Client Our client is an exciting, innovative and established Legal practice and has a proven track record of delivering consistently high quality legal services to a broad range of firms across the financial services space. Due to ongoing regulatory demands they are now developing a financial services...

  • Digital Governance Advisor - Interim

    Shortlist
    • £600.00 - £700.00 per day
    • West London
    • 25 August
    • 12 applications

    Our Client A unique role working in the Commercial Team of this large corporate Brand within the Insurance sector. This individual will be responsible for leading the development and management of risk, controls, governance and regulatory compliance within a Digital function. The Role Playing a key...

Previous12345Next
 
;