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Financial Services - Compliance jobs

 
  • Manager - Investigations and Compliance

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    • £55,000 per annum
    • North West England
    • 9 April
    • 3 applications

    Our Client A top-tier Consulting practice are currently seeking a manager to join their Compliance and Investigations team. The Role The Compliance and Investigations Manager can expect to: Lead smaller investigations and Compliance assignments. Work in areas such as Fraud, Anti-bribery and Corruption...

  • Compliance Manager (London)

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    • Competitive salary
    • London
    • 4 days ago
    • 5 applications

    About the Client Our client is providing a market leading proposition of savings and retirement products for their globally based clients. About the role With their own core values and constant drive to provide first class service, our client currently has a requirement for an experienced Compliance...

  • Compliance Manager - London

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    • £50,000 - £55,000 per annum, inc benefits
    • London
    • 4 March
    • 60 applications

    We now, due to our client’s expansion have an exciting opportunity for a Compliance Manager to be based in London with an Investor and Servicing of Lending Portfolios. You will implement, promote and maintain business compliance with FSA, CCA, DPA, JMLSG and other legal or regulatory codes Maintain...

  • Compliance & T&C Manager

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    • £50,000 - £60,000 per annum
    • London
    • 4 March
    • 27 applications

    A Compliance & T&C Manager is required to join a highly successful Financial Services organisation in London. Main Duties: • Acting as the first point of contact with regards to FSA compliance issues reporting directly to the Managing Director and Executive Team. • Taking on the compliance...

  • Regulatory Consultant

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    • £50,000 - £85,000 per annum
    • London
    • 9 April
    • 13 applications

    Our client is a leading practice providing a range of regulatory services to large UK Banking and Financial Services businesses. Due to sustained growth and demand for their services they are now seeking to expand their Consulting team. The successful candidate will provide clients with regulatory...

  • Head of Regulatory Compliance

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    • £95,000 - £120,000 per annum
    • Middlesex
    • 9 April
    • 4 applications

    Job Summary To provide management, leadership and direction to the UK Market Unit Regulatory Compliance function, ensuring appropriate resourcing, organisation and effectiveness of the function. Key Responsibilities Provide high quality guidance and support to the UK Market Unit - and in particular...

  • Audit Manager

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    • £50,000 - £65,000 per annum, inc benefits
    • Edinburgh
    • 9 April
    • 2 applications

    Introduction and Background In a business underpinned by customer and financial data, our vision is to put data and analytics at the heart of all aspects of our approach to internal audit; and have a team who recognise, understand and can maximise its value to our key stakeholders Board/Group Audit...

  • Head of Legal and Compliance, Financial Services

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    • Salary negotiable
    • Hong Kong
    • 4 days ago
    • 0 applications

    Organisation Description Our client, a leading international financial services company employing more than 20,000 people across the globe, is inviting a senior lawyer to join its Hong Kong office and be responsible for overseeing the legal and compliance function in Hong Kong. • Lead a team of talented...

  • Compliance Director for Financial Adviser Practice

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    • £57,000 - £70,000 per annum
    • Watford
    • 20 March
    • 4 applications

    An exciting job opportunity has arisen for a CF10/ CF11 Compliance Director, with a sound knowledge of the IFA market. Working with a team of 20 tied Financial Advisers you will be able to demonstrate a thorough ability to handle Compliance duties, including: Maintaining CF10/CF11 Managing a Compliance...

  • Asia Head of Compliance, Global Financial Services Company

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    • Salary negotiable
    • Hong Kong
    • 4 days ago
    • 13 applications

    Organisation Description This is an outstanding opportunity for an experienced compliance professional to join a leading global financial services firm and lead the Asia Pacific compliance function. You will have exposure to a wide range of generalist compliance matters including both monitoring and...

  • Lead Stress Testing Manager

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    • £50,000 - £70,000 per annum
    • Swindon
    • 5 days ago
    • 2 applications

    Job Title: Lead Stress Testing Manager Salary: Up to £70,000 pa (depending on experience), plus car plus excellent benefits Location: Swindon (commutable from: Wiltshire, Bristol, Bath, Somerset, Gloucestershire, Berkshire, Hampshire) Ambridge Harris Associates are supporting their client based in Swindon...

  • Compliance Manager

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    • £50,000 per annum
    • Liverpool
    • 8 April
    • 3 applications

    Position: Compliance Manager A well-established and award winning private client investment firm are currently looking for a Compliance Manager to join their team due to continued growth and success. This candidate will be responsible for ensuring that the firm meets its obligations under the regulatory...

  • Compliance Policy and Advice Manager

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    • Competitive salary
    • City Of London
    • 8 April
    • 15 applications

    Department overview To ensure an appropriate framework of systems and controls is in place to ensure regulatory requirements are identified, communicated and implemented so that the Company meets its regulatory and compliance obligations on an on-going basis. Purpose of the role To support the Head...

    8 jobs matching this search were posted in the last week

  • Interim Compliance Assurance Manager

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    • £350.00 - £400.00 per day
    • West End
    • 6 days ago
    • 10 applications

    Our client, an established global Banking provider, is seeking a Compliance Assurance Manager to join their busy Compliance team on a 6 month temporary contract. Providing a high quality Compliance Assurance service which adds value to the business by ensuring that all departments meet their regulatory...

  • Compliance Manager

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    • £60,000 per annum
    • London
    • 6 days ago
    • 10 applications

    My client, a top Wealth & Investments company, are offering a fantastic opportunity for a Compliance Manager to join them on a full time and permanent basis The Role As Compliance Manager you will report directly into the Risk & Compliance Director and will support them with the implementation...

  • Central Compliance Manager

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    • Competitive salary
    • London
    • 7 April
    • 12 applications

    Macquarie Group (Macquarie) is a global provider of banking, financial advisory, investment and fund management services. Around the world, we act on behalf of a range of institutional, corporate and retail clients. Founded in 1969, Macquarie employs more than 13,600 people in 28 countries. We focus...

  • Surveillance Compliance Manager

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    • Competitive salary
    • London
    • 7 April
    • 4 applications

    Macquarie Group (Macquarie) is a global provider of banking, financial advisory, investment and fund management services. Around the world, we act on behalf of a range of institutional, corporate and retail clients. Founded in 1969, Macquarie employs more than 13,600 people in 28 countries. We focus...

  • Senior Monitoring Officer

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    • £55,000 per annum
    • Watford
    • 11 April
    • 4 applications

    My client, a leading High-street Retailer within the Financial Services industry, is offering an exciting new opportunity for a field based Senior Monitoring Officer to join their on a full time and permanent basis. The Role As Senior Monitoring Officer your main responsibility is to support the business...

  • Head of Compliance Monitoring

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    • £55,000 per annum
    • Watford
    • 11 April
    • 1 applications

    My client, a leading High-street Retailer within the Financial Services industry, is offering an exciting new opportunity for a Head of Compliance Monitoring to join their on a full time and permanent basis. The Role As Compliance Manager you will be responsible for leading and managing a Risk-based...

  • Ethics Manager - National Quality & Risk Management

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    • £60,000 per annum
    • City Of London
    • 11 April
    • 2 applications

    A highly reputable audit practice with a reputation very few can match offering integrated services that include Audit, Corporate Finance, consulting and Tax operating on from both the UK and on a global scale have a genuinely exciting opportunity within their National Quality & Risk Management team...

  • Compliance Manager

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    • £50,000 per annum
    • Bolton
    • 11 April
    • 1 applications

    My client is a very successful group of companies each providing specialist areas of financial advice, ranging from personal wealth management of high net worth individuals to employee benefit solutions covering the full remit of financial planning and wealth management. Having achieved the enviable position...

  • Compliance Policy Manager

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    • £50,000 - £65,000 per annum
    • City Of London
    • 11 April
    • 1 applications

    My client, a leading asset manager, has an opportunity for a Compliance Policy Manager to join their team. The Role You will provide authoritative and timely regulatory advice on regulatory developments, monitoring FCA/EU regulations afftering UK-authorised collective investment schemes and providing...

  • Head of Compliance - Banking

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    • £100,000 - £140,000 per annum
    • London
    • 11 April
    • 6 applications

    Our client: Our client is one of the UK`s leading Challenger Banks who has been on a strong organic growth path, showing a continual improvement in profitability in recent years. Offering its expanding customer base a straight forward, no nonsense alternative to the High Street, they combine traditional...

  • Trust Case Worker

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    • £250.00 - £300.00 per day
    • Hampshire
    • 11 April
    • 2 applications

    Our client is seeking additional specialised resource to join an established team working on an interesting project. Relevant candidates will have the following skills and experience: A proven ability of managing trusts and estates within either an accountants practice, corporate trustee or trustee...

  • Technical Writer Business Analyst

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    • £200.00 - £250.00 per day
    • Wrexham
    • 6 days ago
    • 2 applications

    MBA is working closely in partnership with the U.K. subsidiary of a Multi-National organisation throughout an on-going change and growth program in 2014. The business provides legal entity managed data services such as enhancement, cleansing, validation and outsourcing to leading Financial Institutions...

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