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93

Financial Services - Compliance jobs

 
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  • Senior Compliance Executive 55-68K

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    • £55,000 - £65,000 per annum
    • Henley-On-Thames
    • 4 days ago
    • 0 applications

    A leading, highly respected, UK independent investment management organisation is seeking a Senior Compliance Executive. As the Senior Compliance Executive you will hold a significant responsibility within the existing Compliance team, reporting directly to and have significant involvement with both...

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    • £50,000 - £66,000 per annum
    • Central London
    • 4 days ago
    • 3 applications

    Financial Services Advisory Manager- London My client are one of the largest accountancy networks in the World with more than 1,000 offices in over 100 countries, including affiliates. Their people work within an extremely supportive and creative environment, and are equipped and empowered to deliver...

  • Senior Legal Counsel

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    • £80,000 - £120,000 per annum
    • London
    • 18 September
    • 6 applications

    The role AXA Global Life (AGL) is a dynamic, multicultural and innovative branch based in headquarters in Paris serving the AXA Group and its entities. In 2014, AGL has been designated by the AXA Management Committee as the Central Risk Carrier (CRC) for the life activity, in order to improve cash flow...

  • Senior Compliance Consultant

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    • £50,000 - £70,000 per annum
    • City Of London
    • Today
    • 1 applications

    My client, a leading consultancy practice, has a new opportunity for a Senior Compliance Consultant to join their London team. The Role You will audit regulated companies providing assistance on compliance and other regulatory issues including ad hoc questions, preparing applications to the FCA and monitoring...

  • Head of Compliance

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    • £90,000 - £100,000 per annum
    • Bristol
    • Yesterday
    • 1 applications

    A leading Financial Services Provider based in Bristol requires a Head of Compliance to ensure that regulatory risk is appropriately managed for this high profile and quality household brand, which enjoys a trusted and outstanding reputation. This is a senior and critical role within an organisation...

  • Senior Compliance & Operational Risk Analyst - Asset Management

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    • £75,000 per annum
    • London
    • 5 days ago
    • 4 applications

    My client, a growing Asset Management company, is offering a fantastic opportunity for a driven Senior Compliance & Operational Risk Analyst to join their team after a period of rapid and ongoing growth has opened up new positions across the business. The Role As Senior Compliance & Operational...

  • Head of Compliance

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    • £55,000 - £60,000 per annum, pro-rata
    • Milton Keynes
    • Yesterday
    • 2 applications

    Organisation Description My client a leading Specialist Pension Administration Company covering both corporate and individual pensions, is actively seeking to recruit a Head of Compliance to join their succesful business based in Milton Keynes, Buckinghamshire.  The successful Applicant will oversee...

  • AML Director, EMEA

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    • £70,000 - £85,000 per annum
    • City Of London
    • 17 September
    • 6 applications

    My Client is a large corporate bank providing a range of products including but not limited to credit cards, travel and insurance. They are seeking a Regional Anti-Money Laundering (AML) Director. The Role You will report to the Regional AML Officer for EMEA responsible for supporting for all anti-money...

  • Compliance Manager

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    • £55,000 - £60,000 per annum
    • Solihull
    • 17 September
    • 6 applications

    You will be responsible for the on-going monitoring and reporting of retail conduct risk, working to develop and embed the legal and regulatory framework to ensure that the Retail Finance division complies with all regulatory requirements. This is a generalist compliance role that includes monitoring...

  • AML Director, Singapore

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    • £100,000 - £120,000 per annum, negotiable, inc benefits
    • Singapore
    • 5 days ago
    • 0 applications

    We have a fantastic opportunity with an international bank based in Singapore. If you have ever considered a move to compliance function overseas, this is certainly the position for you. Reporting directly into the Regional Head of AML you will be responsible to develop and maintain all aspects of AML/ATF...

  • Head of Compliance

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    • £90,000 - £125,000 per annum
    • South East England
    • 5 days ago
    • 2 applications

    We are currently working to assist our client with the appointment of a Head of Compliance. You will be responsible for all regulatory affairs across the business and for promoting an excellent compliance culture throughout the organisation to maintain their regulatory status, enhance their reputation...

  • Head of Compliance - Financial Services

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    • £50,000 - £80,000 per annum
    • Preston
    • 6 days ago
    • 3 applications

    Our client, an FCA regulated financial practice based in Preston, are seeking a Head of Compliance to provide overall direction and independent and objective assurance on the management of risk across all aspects of the business within a financial environment. You will have a minimum of 3 years proven...

  • Compliance Monitoring Manager - Investment Management

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    • £55,000 - £60,000 per annum, negotiable
    • London
    • 16 September
    • 8 applications

    Compliance Monitoring Manager - Investment Management Leading UK Investment Platform, Based Central London £55,000 - £60,000 + Excellent Package & Bonus This is an excellent opportunity for an experienced Compliance Manager to join the London operation of this leading UK Investment Platform. Reporting...

  • Compliance Monitoring Manager

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    • £55,000 - £60,000 per annum, inc benefits
    • London
    • 16 September
    • 9 applications

    Description A leading financial company has created a Compliance Monitoring Manager opportunity based in London and paying around £60,000 plus benefits. You will be a key part of the compliance team and will report directly to the Head of compliance. Responsibilities Your main responsibilities...

  • Senior Compliance Officer

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    • Competitive salary
    • London
    • 12 September
    • 3 applications

    Our client is an international bank with a strong footprint in the UK and significant growth plans in both retail and commercial/corporate arena. They are currently looking to expand their compliance teams and we are looking for a Senior Compliance officer to be responsible for providing Compliance Advisory...

  • MI Analyst

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    • £225.00 - £250.00 per day
    • Normanton
    • 6 days ago
    • 7 applications

    Our client is looking for an individual to take responsibility for MI reporting and to support the MI Manager in the production of accurate and timely MI to meet the needs of the operation and external stakeholders. Your responsibilities would be to: Produce daily, weekly and monthly MI in conjunction...

  • MLRO - CF11 - International Bank - £75k - £90k

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    • £75,000 - £90,000 per annum
    • City Of London
    • 6 days ago
    • 2 applications

    My client, an International Banking Group, who offer a wide variety of innovative and unparalleled financial and investment services and solutions to individuals as well as corporate and institutional clients. They are offering a challenging opportunity for an MLRO to join the team and take on the CF11...

  • Head of Customer Relations

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    • £70,000 - £80,000 per annum
    • Manchester
    • 12 September
    • 7 applications

    The Client- Our client is a well-known and rapidly expanding Financial Services Organisation looking to recruit an individual to lead, direct and represent the customer relations department. You will ensure that the principle of Treating Customers Fairly (and conduct risk) is an intrinsic part of the...

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  • Supplier Technical Advice Manager

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    • £60,000 - £65,000 per annum
    • City Of London
    • 6 days ago
    • 4 applications

    Our client, a highly respected not for profit financial services organisation is offering an exciting management role which encompasses both the management of a team and the opportunity to develop relationships with several large outsource partners. The role provides an opportunity to impact the development...

  • Compliance Manager

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    • £55,000 - £60,000 per annum
    • London
    • 19 September
    • 11 applications

    Our Client is an independent Private Bank offering comprehensive Banking, Wealth Management and Investment Management services. They now require a competent Compliance manager to support the strategy of the Compliance team to ensure that the firm meets its regulatory requirements, support the Senior...

  • Head of Compliance (Exclusive Assignment)

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    • £100,000 - £130,000 per annum
    • Manchester
    • 1 week ago
    • 4 applications

    Our client is a well-known and highly regarded financial services organisation. They are currently looking to appoint an individual who will ultimately be responsible for formulating, executing and documenting the company’s compliance strategy, manage and lead the compliance team in the delivery of its...

  • Head of Compliance (Exclusive Assignment)

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    • £100,000 - £130,000 per annum
    • London
    • 1 week ago
    • 3 applications

    Our client is a well-known and highly regarded financial services organisation. They are currently looking to appoint an individual who will ultimately be responsible for formulating, executing and documenting the company’s compliance strategy, manage and lead the compliance team in the delivery of its...

  • Director of Compliance Strategy and Service

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    • Competitive salary
    • Walsall
    • 1 week ago
    • 5 applications

    Our Client, a leading general insurance intermediary, are currently looking to appoint a Director of Compliance Strategy and Service to provide expert, authoritative advice on every aspect of business regulation including, but not limited to, regulatory permissions, prudential issues, Treating Customers...

  • Senior Compliance Manager

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    • £60,000 - £80,000 per annum, OTE
    • Coventry
    • 15 September
    • 20 applications

    Our Client is currently recruiting for a Senior Compliance Manager to join their Compliance department. As the business expands the need to expand the department has increased, creating this fantastic opportunity to join the team You will assist in the development of formal responses to regulatory consultations...

  • Compliant Wealth Handlers

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    • £260.00 - £270.00 per day, negotiable
    • Bristol
    • 19 September
    • 24 applications

    Job Description We are recruiting for a large numbers contractors to work on a long term contract that can run on for 12 months, ideally we are looking for contractors who have a Complaint handling background and are RDR Level 4 qualified. We are happy to consider Pension Review/ Investment review and...

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