Compliance Officer Level 5 Diploma

Get up to speed with the latest compliance trends and take your career to the next level.

Our Compliance Officer course is ideal for becoming a master in the subject of compliance and understanding the applicable rules and regulations that relate to your firm.

This Compliance Officer course teaches you all you need to know about the legal and policy obligations of a compliance officer. You'll learn how to design and manage effective systems and controls as well as how to look into and communicate compliance-related issues. Along with learning how to monitor, audit, and report on compliance-related problems, you'll also learn about the numerous laws, rules, and policies that your company must abide by.

The goal of the course is to provide you with the knowledge and abilities you need to properly manage regulatory issues in your company and guarantee adherence to relevant laws and regulations. You'll get the assurance you need to handle and communicate compliance-related concerns effectively as well as counsel your company on the best way to be compliant.

So, why wait? Enrol now!

Learning Outcomes

• Recognise the meaning and aim of compliance.
• Describe the five fundamental components of complying.
• To guarantee that the organisation complies with all applicable rules and regulations, create a CMS.
• Verify the organisation's adherence to all applicable laws and rules.
• Recognise the link between ethics and adherence.
• Determine the many kinds of risks that might result from non-compliance.
• Know how to use the risk management approach in a legal setting.
• Determine methods for reducing and preventing risk exposures.

What You Get Out Of Studying With Janets

• Free PDF certificate upon successful completion of the course
• Full one-year access to course materials
• Instant assessment results
• Full tutor support available from Monday to Friday
• Study the course at your own pace
• Accessible, informative modules taught by expert instructors
• Get 24/7 help or advice from our email and live chat teams with the training
• Study at your own time through your computer, tablet or mobile device
• Improve your chance of gaining valuable skills by completing the course

Enrol in the Compliance Officer course to find out more about the topic and get one step closer to reaching your desired success

Certificate of completion

Digital certificate - Included

The course is delivered through Janets’ online learning platform. The Compliance Officer has no formal teaching deadlines, meaning you are free to complete the course at your own pace.

Course Modules

**Compliance Officer**

• Module 1: Introduction to Compliance
• Module 2: Five basic elements of compliance
• Module 3: Compliance Management System (CMS)
• Module 4: Compliance Audit
• Module 5: Compliance and Ethics
• Module 6: Risk and Types of Risk
• Module 7- Introduction to Risk Management
• Module 8: Risk Management Process

Method of Assessment

To successfully complete the Course, students will have to take an automated multiple-choice exam. This exam will be online and you will need to score 60% or above to pass the Course. After successfully passing the Course exam, you will be able to apply for a certificate endorsed by The Quality Licence Scheme.

To verify your enhanced skills in the Compliance Officer, we recommend that you also complete the assignment questions. These can be completed at any time which is convenient for yourself and will be assessed by our expert tutors. Full feedback will then be given on your current performance, along with any further advice or support.

Certificate of Achievement

Endorsed Certificate of Achievement from The Quality Licence Scheme

Once the Course has been completed and the assessment has been passed, all students are entitled to receive an endorsed Certificate of Achievement. This will provide proof that you have completed your Course training objectives, and each endorsed certificate can be ordered and delivered to your address for -

£99. (Note: additional £10 for postage outside the UK)

CPD Certification from Janets

Upon successful completion of the Course, you will be able to obtain your course completion PDF certificate free of cost as proof of your expertise on this Course.

Hardcopy certificates accredited by CPD would also become available, which can be received by paying —

£9.99 (Note: additional £10 for postage outside the UK)

People who want to advance their knowledge and expertise in the compliance industry can enrol in this course for compliance officers. It is perfect for people who want to work as managers, analysts, or regulatory compliance officers for a UK-based company. It is also appropriate for individuals who want to better grasp the rules and regulations that must be followed for adherence as well as the risk management procedure.

No prior qualifications are needed for Learners to enrol on this course.

This course can open up the following career paths in the UK:

1. Compliance Manager: £40,000 to £60,000 in annual compensation
2. Compliance Officer: £25,000 to £40,000 in annual pay
3. Regulatory Analyst: £30,000 to £50,000 in annual pay
4. Regulatory And Legal Officer: £35,000 - £60,000 in annual pay
5. Risk and Legal Advisor: £30,000 to £45,000 in annual pay