Certificate in Financial Promotion and Marketing Compliance
This is an eLearning self-paced course with an online assessment
London Governance & Compliance Academy
Summary
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Overview
This course examines the role of the regulatory framework and competent authorities in countries such as the UK, Malta, the US, Cyprus and Germany, for the protection of consumers and investors. It provides a sound grounding in the guidelines for financial promotions and advertising principles. It covers the special provisions which result in unfair business-to-consumer commercial practices that go against professional diligence requirements.
Description
Syllabus
- Introduction
- The Regulatory Authorities
- Guidelines for Financial Promotions
- Advertising Guidelines on Disseminating Information
- Unfair Commercial Practices
Training Duration
This course may take up to 5 hours to be completed. However, actual study time differs as each learner uses their own training pace.
Training Method
The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time.
At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion once all quizzes have been passed successfully.
Who is this course for?
This course is ideal for anyone wishing to be introduced to the ethical and regulatory principles in promoting and advertising financial products. It is also suitable to professionals pursuing regulatory CPD in Financial Regulation (such as the FCA).
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Legal information
This course is advertised on reed.co.uk by the Course Provider, whose terms and conditions apply. Purchases are made directly from the Course Provider, and as such, content and materials are supplied by the Course Provider directly. Reed is acting as agent and not reseller in relation to this course. Reed's only responsibility is to facilitate your payment for the course. It is your responsibility to review and agree to the Course Provider's terms and conditions and satisfy yourself as to the suitability of the course you intend to purchase. Reed will not have any responsibility for the content of the course and/or associated materials.