VP Compliance Monitoring - Tech driven Agency Broker & Multi-Lateral Trading Facility - Up to £80k + bonus
This global technology business provides real-time market information to a user-base at virtually every major bank, asset manager and financial institution in the world. In recent years, they have added further service lines such as a trading agency brokerage, order management systems and a multi-lateral trading facility, primarily for ffixed income products.
The firm has developed a global compliance monitoring program that is focused on testing the controls related to regulatory risk, enhancing the framework that houses these controls and documenting the findings. In addition, you will contribute to the further development of the monitoring program, drafting policies & procedures and play a significant role in designing the thematic reviews the business requires.
- Play a leading role in the development and roll out of the CMP (Compliance Monitoring Program)
- Lead from the front- working toward becoming a Subject Matter Expert within compliance monitoring
- Stay abreast of and horizon scanning for any upcoming regulatory changes that may affect the business and the compliance framework such as SFTR
This is an exciting opportunity within a globally leading firm. Offering career progression within a meritocratic environment.