My client is currently recruiting for an experienced and qualified Technical Services Consultant (Business Monitoring), based in Manchester.
- To deliver high quality regulatory support and guidance to partner firms in relation to client file reviews
- To assist other areas of technical services and the wider group as required
- To act as a positive ambassador at all times
- Undertake client file reviews covering all aspects of business written by partner firms
- Level 4 Qualified - Diploma in Financial Planning or equivalent
- Sound knowledge of UK regulatory framework
- Sound knowledge of working practices and procedures
- Experience in an IFA compliance audit/file checking role
Please visit the IDEX Consulting Ltd website for further opportunities. If your application is successful we will contact you to discuss the opportunity in more detail within 2 working days of receiving your application. If your application is unsuccessful, the information supplied may still be retained for use in connection with future vacancies. Due to the overwhelming application response we receive through various sources, should you not hear from us within one week then please assume your application has been unsuccessful.
- Compliance Monitoring
- Quality Assurance
- Compliance Officer
- Compliance Manager
- Technical Services Consultant
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