Supervisor- Dealing Team

We require Supervisor to lead a team of 8 working in an execution only dealing team.

The position presents an excellent opportunity for a person with experience in a dealing team to move towards a managerial role.

Main responsibilities:

  • Work within the team using a hands on approach to supervising and motivating others
  • Ensure that all orders are executed at best price, compliant to client’s needs, regulations and "bestexecution" requirements of the London Stock Exchange and FCA
  • Process improvement - make recommendations to improve operational processes
  • Handle enquiries from regulators, any client complaints and delegate or resolve
  • Identify and rectify bottlenecks, emerging problems and operational risk
  • Keep up-to-date with market issues, dealing rules and compliance regulations
  • Resolve any dealing disputes using sound technical judgement
  • Promote a culture that ensures controls and procedures are diligently employed

Person specification:

  • Experience in investment management in a Dealing role
  • The job holder should be educated to GCSE/A Level or equivalent level and have excellent numerical and written communication skills
  • Successfully achieved, or part achieved the IOC or Securities Certificate and willing to work towards completing the full qualification within an agreed timescale
  • Some previous supervisory experience
  • Confident and articulate - willingness to challenge existing processes and procedures
  • Experience of equities and unit trusts
  • Meticulous, detail orientated
  • Customer focused
  • Adaptable and able to multi-task

Salary according to experience.

Bens include discretionary bonus, pension and holiday purchase scheme.

Hours: 8 - 4.30 Mon -Fri

Holidays: 22 increasing with service to max 30 days + bank hols.

Location: West Kent

Required skills

  • Equities
  • Financial Services
  • Supervising
  • Unit Trusts

Reference: 34636127

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