Senior Compliance Officer - Wealth Management - £80,000-£100,000 depending on experience
My client are looking for a senior compliance officer to join their team. The role has come about due to an internal restructure, and it is an exciting role for someone to come in and really make it their own.
The company are based in the West End, and have just under 100 employees, with a compliance team of 3 people. This role will be part of a succession plan to eventually take over the CF10, CF11, so prior experience having held these in the past would be a nice to have, although not essential.
- You will have experience working in a similar small to medium sized wealth management firm, and have experience of leading managing small compliance teams
- Ideally come from a legal background, or have a proven background in writing and implementing new policies and procedures.
- Have hands on experience working on regulatory change projects to include GDPR, and Mifid ii, providing gap analysis and creating next steps to find solutions
This is a great opportunity to take your career your to the next level and work with a very talented group. If you are interested in discussing this further then please forward your cv to :
- compliance officer - Mifid - wealth management - asset management