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Senior Compliance Officer

Posted 31 January by Vargo Recruitment LTD Ended

Our client - a fast growing and well known financial services company based in Cardiff are looking for a talented Compliance specialist to join their team.

You will need to have a strong understanding of the FCA rule book and have worked within a financial services environment.

The role will be one of an advisory nature, liaising with different departments, and influencing managers from department heads through to Ex-co members.

Providing guidance to the company and manager on current rules and regulations you will also be expected to keep your finger on the pulse with future developments and take a proactive approach to ensuring the business remains compliant at all times.

You will be expected to have in depth knowledge of CASS, DISP, COBS and BCOBS.

As a person you will be articulate and have strong organisation and time management skills. You will have the ability to interpret complex information, and have strong report writing experience.

If this sounds like you, then please apply now for immediate consideration.

Reference: 34360232

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