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Senior Compliance Advisory Manager - 6 Months

Posted 26 February by Oliver James associates Easy Apply Ended

Our client, an established Financial Services institute in the East Midlands is looking to appoint a Senior Compliance Manager for a 6-month assignment. You will be responsible for ensuring our client manages with conduct and regulatory compliance risks effectively working closely with the General Counsel.

Our client, an established Financial Services institute in the East Midlands is looking to appoint a Senior Compliance Manager for a 6-month assignment. You will be responsible for ensuring our client manages with conduct and regulatory compliance risks effectively working closely with the General Counsel.

Responsibilities include:

  • Take ownership of the Risk Management Framework, recommending and implementing policies, procedures and guidance to first line management
  • Provide assurance to key stakeholders ensuring sufficient controls are implemented covering regulatory risks
  • Provide advice and support on any pertinent business changes and strategic initiatives
  • Assess internal and external environments identifying emerging conduct and regulatory risks through Horizon Scanning

Experience required:

  • Extensive experience within a similar role
  • Expert technical and updated knowledge of FCA requirements
  • Experience within Financial Services necessary

If you would like more information, please contact Helen Bilsborough on or send an updated CV to

Required skills

  • Compliance Advisory
  • Compliance Monitoring Manager
  • Senior Compliance Manager
  • Compliance Assurance Manager
  • Senior Compliance Advisory Manager

Reference: 34561590

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