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Regulatory Projects Manager

Posted 13 March by IDEX Consulting Ltd Easy Apply Ended


Leading financial service firm looking to recruit a Regulatory Project Manager to drive and oversee the planning and implementation of assigned projects within the business in order to mitigate perceived regulatory risks.


Responsibilities:

  • Identify and evaluate key risks highlighted through external audits, FCA/industry communications and through individual notification and report as necessary
  • Through risk identification, effect assigned projects, as prioritised by the business, in order to establish necessary changes, to systems, controls and processes
  • Define the scope of the project/s in collaboration with relevant individuals within the business
  • Manage and maintain a detailed and documented work plan, with projected timescales, resources and communication strategies
  • Engage with necessary external auditors to ensure that changes effected are robust and mitigate perceived regulatory risks


Key Performance Measures

  • Achievement of the individual project objectives within set timescales
  • Evidence of risk mitigation through internal and external audit
  • Understanding of key regulatory and industry focuses


Requirements

  • Level 4 Diploma in Financial Planning preferable but not essential
  • FCA regulatory work experience
  • Excellent communication, organisation and prioritisation skills
  • Self-motivation and ability to work both independently or collaboratively is essential
  • Good I.T. skills


Stakeholders (Internal/External)

  • Head of Risk/Deputy Head of Risk
  • Senior management and the board
  • Advice and Regulatory Support Managers
  • Advice and Regulatory Admin
  • Operations
  • Number of Direct Reports: 0

Please visit the IDEX Consulting Ltd website for further opportunities. If your application is successful we will contact you to discuss the opportunity in more detail within 2 working days of receiving your application. If your application is unsuccessful, the information supplied may still be retained for use in connection with future vacancies. Due to the overwhelming application response we receive through various sources, should you not hear from us within one week then please assume your application has been unsuccessful.

Required skills

  • Compliance
  • Compliance Monitoring
  • Quality Assurance
  • Compliance Officer
  • Compliance Manager
  • Regulatory Projects Manager

Reference: 34669944

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