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Regulatory jobs

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Regulatory Accountant

Posted 16 November by KennedyPearce Consulting Easy Apply

My client is a leading Private Equity firm based in the City looking to recruit a newly qualified Regulatory Accountant in their team. Role responsibilities: Production of the COREP liquidity suite of returns as required for the consolidated group as appropriate, working to ensure the accuracy and timeliness...

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Regulatory Manager

Posted 5 days ago by Pearson Whiffin Recruitment Ltd Easy Apply

Regulatory Manager (Financial Services), Medway Towns, £30,000 - £35,000 Purpose of role: To assist the Head of Compliance in ensuring the company is complying with the relevant legislative and regulatory standards. Duties: Keep up to date with relevant laws, regulations, and industry/FCA guidance and...

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Investment Regulatory Data Analyst

Posted 3 days ago by Change Recruitment Featured Easy Apply

Change Recruitment are currently working on a new contractor role for our client, a leading financial service business based in Edinburgh. This is a Investment Regulatory Data Analyst that will support MiFid II reporting, analyse extensive and complex data for reporting purposes, deal with and respond...

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Regulatory Recruitment Executive

Posted 7 December by Resource Matters Easy Apply

Our Client was founded in 1990 with more than £5 billion in assets under management, currently has around 250 independent financial advisers who provide financial planning-led wealth management advice. They are currently looking for a Regulatory Recruitment Executive to join their highly professional...

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Compliance Adviser - Regulatory Developments

Posted 26 November by Alexander Lloyd Easy Apply

A well established financial services company specialising in investment management and stockbroking is seeking an experienced investments Compliance professional to join their team. This role is specialising in regulatory advice and developments, assisting with the interpretation and impact analysis...

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Regulatory Technical Consultant - pensions

Posted 26 November by Capita

Becoming a Regulatory Technical Consultant with Employee Benefits: An exciting new opportunity has become available within our Sheffield office. Are you a detail focussed individual who has experience in compliance and risk? Looking for a change within the business to challenge yourself further? We are...

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Conduct Risk & Regulatory Consulting Manager

Posted 30 November by Sopra Steria

Conduct Risk & Regulatory Consulting Manager Location: London, Reading, Manchester or Birmingham with travel required Role overview Sopra Steria is recruiting for Consulting Managers with conduct and regulatory risk expertise to join our growing consultancy team in the Financial Services sector. We...

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Conduct Risk & Regulatory Consulting Manager

Posted 30 November by Sopra Steria

Conduct Risk & Regulatory Consulting Manager Location: London, Reading, Manchester or Birmingham with travel required Role overview Sopra Steria is recruiting for Consulting Managers with conduct and regulatory risk expertise to join our growing consultancy team in the Financial Services sector. We...

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Conduct Risk & Regulatory Consulting Manager

Posted 30 November by Sopra Steria

Conduct Risk & Regulatory Consulting Manager Location: London, Reading, Manchester or Birmingham with travel required Role overview Sopra Steria is recruiting for Consulting Managers with conduct and regulatory risk expertise to join our growing consultancy team in the Financial Services sector. We...

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SENIOR REGULATORY COMPLIANCE CONSULTANT x 3 -London

Posted 26 November by AJB Executive Search Limited

Our client is a highly regarded regulatory consultancy that has deep expertise in all aspects of compliance. Our client is specifically seeking torecruit a regulatory consultant to provide services to the alternative industry. This will include fund managers but also broker dealers and other types of...

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EMEA Operations Regulatory Oversight Manager - Glasgow

Posted 22 November by HRC Recruitment. Easy Apply

EMEA Operations Regulatory Oversight Manager - Glasgow This organisation is a leading Global Financial Services firm providing a wide range of Investment services including Banking, Investments and Wealth Management for Corporations, Governments and Individuals. They are a market leader and talented professionals...

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Assistant Manager - Regulatory Strategy, Investment Management

Posted 3 December by MERJE Ltd Easy Apply

One of the top professional services networks in the world, offering audit, assurance services, taxation, management consulting, advisory, actuarial, corporate finance and legal services are looking for a professional with a strong Compliance background to join their Regulatory Advisory team in London...

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Assistant Manager - Regulatory Strategy, Capital Markets

Posted 3 December by MERJE Ltd Easy Apply

One of the top professional services networks in the world, offering audit, assurance services, taxation, management consulting, advisory, actuarial, corporate finance and legal services are looking for a professional with a strong Compliance background to join their Regulatory Advisory team in London...

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Process Team Leader - Regulatory - Pensions

Posted 4 December by Maclean Moore Consulting Easy Apply

Regulatory - Process Team Leader - Newcastle - Permanent Our Client a leading pensions provider is seeking an experienced Process Team Lead. The ideal candidate will: Providing timely and accurate advice on all aspects of Pensions legislation, regulation and statute to the Operation Management and Servicing...

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Head of Regulatory Compliance (IFA)

Posted 5 days ago by Exchange Street Financial Services Easy Apply

Light the way for others to follow. When you're the go to person for compliance you should have the platform to lead others. You should decide on the direction you take. And as head of division that's exactly what you'll do. Regulations are complex. And when they change its like walking down your street...

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Head of Regulatory Compliance (IFA)

Posted 5 days ago by Exchange Street Financial Services Easy Apply

Light the way for others to follow. When you're the go to person for compliance you should have the platform to lead others. You should decide on the direction you take. And as head of division that's exactly what you'll do. Regulations are complex. And when they change its like walking down your street...

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Managing Director - Customer Solutions - Risk & Regulatory

Posted 4 December by Just Recruitment

Just Recruitment are working with a Customer Solutions specialist in order to help them attract the leading talent within their Industry. They have a senior opening to be based in Cambridgeshire for a Managing Director of Risk and Regulatory Services and we are looking to speak to candidates from this...

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Senior Risk Analyst Operational, Regulatory, Conduct

Posted 3 days ago by Robert Walters Easy Apply

A leading financial services organisation is currently seeking a Senior Risk Analyst to join its Manchester operations. Reporting to the Head of Risk, the purpose of the role will be to deliver an effective and robust risk management framework with focus on operational, regulatory and conduct risks. Key...

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Risk Managment Executive

Posted 4 December by IDEX Consulting Ltd Featured Easy Apply

Large IFA practice with 2 large Midlands based offices are expanding the risk management team for the South Birmingham office. The Role Overall: To identify key risk exposures for the firm and to contribute towards successful mitigation techniques to minimise regulatory impact. To oversee key risk functions...

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Risk & Regulation Manager (Big 4 - Financial Services)

Posted 4 days ago by Clarke Roberts Easy Apply

Our Regional Risk and Regulatory Group is a dedicated team of professionals who specialise in assisting firms in the development of its governance, risk and compliance arrangements. Our regional Risk and Regulatory Team focuses on providing clients with support and advice in relation to compliance and...

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Risk & Regulation Manager (Big 4 - Financial Services)

Posted 4 days ago by Clarke Roberts Easy Apply

Our Regional Risk and Regulatory Group is a dedicated team of professionals who specialise in assisting firms in the development of its governance, risk and compliance arrangements. Our regional Risk and Regulatory Team focuses on providing clients with support and advice in relation to compliance and...

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Risk & Regulation Assistant Manager (Big 4 - Financial Services)

Posted 4 days ago by Clarke Roberts Easy Apply

Our Regional Risk and Regulatory Group is a dedicated team of professionals who specialise in assisting firms in the development of its governance, risk and compliance arrangements. Our regional Risk and Regulatory Team focuses on providing clients with support and advice in relation to compliance and...

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Risk & Regulation Assistant Manager (Big 4 - Financial Services)

Posted 4 days ago by Clarke Roberts Easy Apply

Our Regional Risk and Regulatory Group is a dedicated team of professionals who specialise in assisting firms in the development of its governance, risk and compliance arrangements. Our regional Risk and Regulatory Team focuses on providing clients with support and advice in relation to compliance and...

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Risk & Regulation Assistant Manager (Big 4 - Financial Services)

Posted 4 days ago by Clarke Roberts Easy Apply

Our Regional Risk and Regulatory Group is a dedicated team of professionals who specialise in assisting firms in the development of its governance, risk and compliance arrangements. Our regional Risk and Regulatory Team focuses on providing clients with support and advice in relation to compliance and...

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Compliance Consultant - Senior

Posted 8 November by Experian Limited Featured

Role Summary: Opportunity to join the regulatory compliance function working in a fast-paced, innovative environment providing advice and guidance on regulatory matters to Experian's business operations in the UK. Working alongside other members of the Compliance Advisory Team in a Second Line of Defence...

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