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Regulatory Controller - MiFID II

Posted 31 January by You Choose Recruit Ended

The focus of this role is on regulatory disclosures and the reporting to MiFID II regulations.

Essentially you will be responsible for carrying out controls, checks and reconciliations to minimise the clients exposure to risk; you are also required to manage a team.

- Knowledge of relevant regulation particularly in respect of disclosures

- Investment Operations: custody, dealing, trade processing, corporate actions, instrument types and markets, compliance

- Relevant regulation and legislation, particularly in respect of disclosures would be an advantage

Required skills

  • Compliance
  • Legislation
  • Markets
  • Reporting
  • MiFID

Reference: 34360115

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