Regulatory Compliance Manager

Posted 6 June by FourthLine Easy Apply

Our financial services client, based in Cambridgeshire are looking to grow their Compliance team.

The role will include:
- Regular liaison with the FCA, as well as preparing the business for pending FCA visits.
- Meeting with Senior Stakeholders and C-suite members to ensure their knowledge on Regulatory Policy changes are up-to-date
- Inspection of MI reports before submission

The ideal candidate must have have:
- Minimum 2 years’ experience working in a regulated financial services business
- Very strong knowledge of MCOBs, including using the handbook rules in practise.
- Experience dealing with Senior Stakeholders and the FCA

If you’d like to discuss this role in more detail, please apply with an up-to-date CV.

Required skills

  • Regulatory Policy
  • MI reports
  • Senior Stakeholder Management
  • FCA

Reference: 35323724

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