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Regional File Review & Compliance Support Consultant - Maidenhead

Posted 4 February by Compliance Resource Solutions Ltd (CRS) Ended

Our Client is a Well Known, Highly Respected, and a Provider of Compliance Support Services to the IFA / Financial Services Market.

They are now looking to meet with an Experienced File Review / Compliance Monitoring / Risk Consultant who is used to dealing with IFA's / FS Financial Advisor's to cover the Maidenhead, Watford, London / South London, Guildford and surrounding Areas.

The Ideal Candidate will Reside anywhere within or close to the Region to be worked!

The Role:

Will be to visit IFA Organisations, Delivering a Range of File Review Services, offering guidance and support in all areas of File Review and Compliance.

Skills, Qualifications & Experience Required:

* Full FPC (or equivalent)


* Must be Level 4 Diploma Qualified

* AF3 or any other Pension Qualifications (ideal but not essential)

* Good All-Round IFA Compliance Experience & Knowledge (File Review experience in any other area of Financial Services will also be considered)

* Previous Experience in a Similar Role (will also consider Desk Based Compliance Consultants who are capable of taking "The step Up")

Salary is Dependent on Experience and Qualifications.

There is also an attractive Car Allowance (on top of Salary), Expenses and Benefits Package Available!

Required skills

  • Compliance
  • Compliance Monitoring
  • Risk
  • File Review

Reference: 33224446

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