Our client a wealth management firm is seeking a Business Assurance Officer to be based at the Edinburgh branch.
Main Purpose of the Job:
The main purpose of the role is to compliance check a range of business submitted. Providing Feedback to the Field Management Team, Business Risk Team and Partners on changes required to cases
To review files as detailed above
Provide technical support to the Partnership in relation to the correct documentation for all case types
Advise internal teams of any issues raised from file checking to enable feedback to the Partner
To act as a point of contact for enquiries from the Partnership, including providing technical support through the Helpline when required
Deliver projects as required
Attend regular meetings where necessary to ensure a consistent approach on all areas of Support reviewing and discuss areas where improvements/changes can be made
To assist with training of new members of team where necessary
Continue Professional Development by way of external exams, internal training, home study
Point of Contact relationships
Required Technical Knowledge & Qualifications:
Required to hold QCF Level 4 qualification e.g. the CII Diploma in Regulated Financial Planning or at least be very close.
Salary: £35,000 + Benefits
For further information, please call Lynn Wilson on or email
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