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Quality Advice Assessor-CeMAP

Posted 8 February by MERJE Ltd Easy Apply Ended


Well known financial services firm, located in the East Midlands, have an opportunity for a Quality Advice Assessor to join a team who are integral to protecting the business against risk as well as providing an important support function to Advisers, Business Owners and the Field Compliance Team. The business is easily commutable from areas to include Derby, Loughborough, Burton Upon Trent, Leicester and Nottingham.

The role-

  • Conducting Advice Quality Reviews - assessing advice documentation, providing feedback to individuals & Business Owners
  • Ensure that any remedial actions are completed within required timescales
  • Contribute to management information on advice quality outputs and issues
  • Help to identify trends and support Board discussion on risk management
  • Provide a second line of support to Advisers, Business Owners & Field Compliance Managers on process & policy queries
  • Support business change through input into system & process changes that affect Compliance
  • Maintain database, maintaining audit trails and producing MI

Key Requirements-

  • CeMAP qualified
  • Knowledge of the mortgages and / or protection market
  • A methodical, logical approach with a keen eye for detail
  • The ability to work to deadlines and maintain quality of advice at all times
  • The ability to prioritise workloads and work to tight deadlines
  • Able to work well as an individual and as part of a team
  • Self-motivated with a positive and "can-do" attitude
  • IT skills and experience including Word, Excel, Outlook
  • Professional qualifications with regard to Mortgage/Insurance Advice e.g. CeMap will be required and will be an advantage at recruitment
  • Must have recent and relevant industry experience, this could be in either advising within a regulatory role or compliance function

Reference: 34430606

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