Part Time Compliance Officer (Wealth Planning IFA)

Posted 4 days ago by Reed Insurance
My client a leading Wealth Planning IFA Practice based in Cambridge, is looking to recruit a skilled compliance officer with preferably full Diploma in Wealth Planning to join their highly successful Team based in their offices in the Cambridge area.   To be considered it is critical you have compliance and oversight exposure within a Wealth Planning IFA Practice and be able to hit the ground running straight away.  The client rewards talent and you will be recognised for your skills and exposure.  If you love compliance and want to work for a well respected IFA then do apply.  The salary is up to £40k basic. 

The main purpose of the role will be to cover the Compliance aspect of the business in overseeing the work carried out of Advisers and other areas of the business and be responsible for ensuring the business is compliant in relation to FCA regulation.  This is a fantastic role for someone who wants to work in a smaller business and play an integral part in the Compliance oversight. 

To be considered you must be able to demonstrate the following:-

- Full Diploma Qualified Compliance Specialist
- Currently working within a Compliance role within a Wealth Planning IFA
- Currently working in a Compliance Officer Role
- Confident in doing compliance oversight within an IFA

In return for your exposure our client offers an excellent salary and benefits package. 

Reed Specialist Recruitment Limited is an employment agency and employment business

Application questions

Are you currently a Compliance Officer within a Wealth Planning IFA?
Are you a compliance Manager within an IFA Practice?
Do you have full Diploma in Wealth Planning - this is essential?
Are you a full Diploma Qualified Compliance Manager?

Reference: 33278303

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